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NYSE · USD

IBM

INTERNATIONAL BUSINESS MACHINES CORP

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Tapewire entity
2840
SEC CIK
0000051143
Parsed reports
6,105

Last 12 months

Inside the activity.

3 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2011 Filed Nov 1, 2011 17:58 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-054059 · rrd324688.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
October 31, 2011 Filed Nov 1, 2011 18:00 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 29,446 $0.00 Strike: $97.59 $0.00
Disclosure

SEC source: 0001181431-11-054060 · rrd324702.xml · derivative · entry 5

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,446 shares

Expires 2012-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 31, 2011 Filed Nov 1, 2011 18:00 UTC
Rometty Virginia MSenior Vice President
SaleCommon Stock 29,446 $185.44 $5,460,466.24
Disclosure

SEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 2

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673.5666

Read SEC document
October 31, 2011 Filed Nov 1, 2011 18:00 UTC
Rometty Virginia MSenior Vice President
Exercise / conversionCommon Stock 29,446 $97.59 $2,873,635.14
Disclosure

SEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 1

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,119.5666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2011 Filed Oct 31, 2011 14:44 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 700 $186.92 $130,843.02
Disclosure

SEC source: 0001181431-11-053858 · rrd324528.xml · nonDerivative · entry 2

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,380.0965

Read SEC document
October 28, 2011 Filed Oct 31, 2011 14:44 UTC
Rhodin Michael D.Senior Vice President
SaleCommon Stock 200 $186.91 $37,382.00
Disclosure

SEC source: 0001181431-11-053858 · rrd324528.xml · nonDerivative · entry 1

Rhodin Michael D. · CIK 0001481603 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,080.0965

Read SEC document
October 28, 2011 Filed Nov 4, 2011 15:01 UTC
Arnold Colleen F.Senior Vice President
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-054720 · rrd324964.xml · nonDerivative · entry 2

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,730.3349

Read SEC document
October 28, 2011 Filed Nov 4, 2011 15:01 UTC
Arnold Colleen F.Senior Vice President
GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-054720 · rrd324964.xml · nonDerivative · entry 1

Arnold Colleen F. · CIK 0001409123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,880.3349

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 11,770 $0.00 Strike: $102.80 $0.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · derivative · entry 21

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,770 shares

Expires 2017-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vested in one installment on the date shown above.

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 600 $184.69 $110,814.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 20

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,356

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 500 $184.69 $92,342.50
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 19

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,956

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 504 $184.68 $93,078.72
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 18

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,456

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 200 $184.68 $36,935.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 17

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,960

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 400 $184.67 $73,868.40
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 16

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,160

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 900 $184.67 $166,203.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 15

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,560

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 200 $184.66 $36,932.20
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 14

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,460

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 300 $184.66 $55,398.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 13

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,660

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 300 $184.65 $55,395.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 12

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,960

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 301 $184.64 $55,575.14
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 11

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,260

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 399 $184.62 $73,663.38
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 10

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,561

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 600 $184.62 $110,769.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 9

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,960

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $184.61 $18,461.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 8

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,560

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 176 $184.60 $32,489.60
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 7

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,660

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 500 $184.59 $92,295.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 6

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,836

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 300 $184.57 $55,371.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 5

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,336

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 557 $184.56 $102,799.92
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 4

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,636

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 400 $184.55 $73,820.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 3

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,193

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:20 UTC
Weber Robert CSenior Vice President
Exercise / conversionCommon Stock 11,770 $102.80 $1,209,956.00
Disclosure

SEC source: 0001181431-11-053739 · rrd324479.xml · nonDerivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 300 $184.80 $55,440.00
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 9

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,823

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 300 $184.76 $55,428.00
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 8

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,123

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 900 $184.75 $166,275.00
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 7

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,423

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $184.74 $18,474.00
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 6

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,323

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 100 $184.74 $18,473.50
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 5

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,423

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 980 $184.73 $181,035.40
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 4

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,523

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 233 $184.72 $43,039.76
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 3

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,503

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 900 $184.71 $166,239.00
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 2

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,736

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:21 UTC
Weber Robert CSenior Vice President
SaleCommon Stock 720 $184.70 $132,984.00
Disclosure

SEC source: 0001181431-11-053740 · rrd324480.xml · nonDerivative · entry 1

Weber Robert C · CIK 0001347423 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,636

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:22 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 2,279 $0.00 Strike: $96.33 $0.00
Disclosure

SEC source: 0001181431-11-053743 · rrd324481.xml · derivative · entry 6

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 0

Underlying: Common Stock · 2,279 shares

Expires 2014-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:22 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionEmp. Stock Option (right to buy) · Derivative 13,013 $0.00 Strike: $78.13 $0.00
Disclosure

SEC source: 0001181431-11-053743 · rrd324481.xml · derivative · entry 5

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,013 shares

Expires 2013-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above.

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:22 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 2,279 $96.33 $219,536.07
Disclosure

SEC source: 0001181431-11-053743 · rrd324481.xml · nonDerivative · entry 4

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · spouse

Disclosed balance after: 2,125.022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:22 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 13,013 $184.50 $2,400,898.50
Disclosure

SEC source: 0001181431-11-053743 · rrd324481.xml · nonDerivative · entry 3

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,142.545

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:22 UTC
Shaughnessy Timothy SSenior Vice President
SaleCommon Stock 2,279 $184.50 $420,475.50
Disclosure

SEC source: 0001181431-11-053743 · rrd324481.xml · nonDerivative · entry 2

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,155.545

Read SEC document
October 27, 2011 Filed Oct 28, 2011 19:22 UTC
Shaughnessy Timothy SSenior Vice President
Exercise / conversionCommon Stock 13,013 $78.13 $1,016,705.69
Disclosure

SEC source: 0001181431-11-053743 · rrd324481.xml · nonDerivative · entry 1

Shaughnessy Timothy S · CIK 0001297090 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,434.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2011 Filed Nov 1, 2011 18:00 UTC
Rometty Virginia MSenior Vice President
GiftCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 4

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 59,611.6661

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 27, 2011 Filed Nov 1, 2011 18:00 UTC
Rometty Virginia MSenior Vice President
GiftCommon Stock 55 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-054060 · rrd324702.xml · nonDerivative · entry 3

Rometty Virginia M · CIK 0001333712 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · trust

Disclosed balance after: 59,716.6661

F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 14, 2011 Filed Oct 17, 2011 15:29 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-052815 · rrd323928.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2011 Filed Oct 3, 2011 17:46 UTC
KAVANAUGH JAMES JVP, Controller
GrantPhantom Stock Unit · Derivative 1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181431-11-051018 · rrd323030.xml · derivative · entry 1

KAVANAUGH JAMES J · CIK 0001433640 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.

F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.

F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.

Read SEC document
September 30, 2011 Filed Oct 3, 2011 17:47 UTC GrantPromised Fee Share · Derivative 383 $176.51 Strike: $0.00 $67,603.33
Disclosure

SEC source: 0001181431-11-051019 · rrd323062.xml · derivative · entry 1

ZAMBRANO LORENZO H · CIK 0001238094 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,553

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2011 Filed Oct 3, 2011 17:48 UTC GrantPromised Fee Share · Derivative 383 $176.51 Strike: $0.00 $67,603.33
Disclosure

SEC source: 0001181431-11-051020 · rrd323063.xml · derivative · entry 1

TAUREL SIDNEY · CIK 0001016844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,173

Underlying: Common Stock · 383 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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September 30, 2011 Filed Oct 3, 2011 17:48 UTC
SPERO JOAN EDirector
GrantPromised Fee Share · Derivative 355 $176.51 Strike: $0.00 $62,661.05
Disclosure

SEC source: 0001181431-11-051021 · rrd323064.xml · derivative · entry 1

SPERO JOAN E · CIK 0001197661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

Underlying: Common Stock · 355 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.