HYLN

SEC source: 0001213900-21-053819 · ownership.xml · nonDerivative · entry 1

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-21-052494 · ownership.xml · nonDerivative · entry 1

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,671

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on October 11, 2022 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

SEC source: 0001213900-21-052495 · ownership.xml · nonDerivative · entry 1

Gustanski Mary · CIK 0001725164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on October 11, 2022 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

SEC source: 0001213900-21-051480 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,574

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.49, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-21-051482 · ownership.xml · nonDerivative · entry 2

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,610

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.49, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-21-051481 · ownership.xml · nonDerivative · entry 1

Cubbage Vincent T. · CIK 0001588838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,018

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.49, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-21-051482 · ownership.xml · derivative · entry 4

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,901

Underlying: Common Stock · Not disclosed shares

Expires 2026-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The option was received in exchange for an option to purchase 750,000 shares of Hyliion Inc. ("Legacy Hyliion") common stock pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of June 18, 2020, by and among Tortoise Acquisition Corp. ("Tortoise"), Legacy Hyliion and SHLL Merger Sub Inc., a wholly-owned subsidiary of Tortoise ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Hyliion, with Legacy Hyliion surviving the merger as a wholly-owned subsidiary of Tortoise (which subsequently changed its name to "Hyliion Holdings Corp.").

F3 · derivative.exercise_date: The option became exercisable in equal quarterly installments over 4 years beginning on August 29, 2016.

SEC source: 0001213900-21-051482 · ownership.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-21-049865 · ownership.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,872,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.33 to $8.545, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-21-049394 · ownership.xml · nonDerivative · entry 1

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,157,000

F1 · kind: This transaction involved the redemption by Axioma Holdings, LLC ("Holdings") of the reporting person's membership interest in Holdings, in exchange for which he received 5,147,000 shares of the issuer's common stock from Axioma Ventures, LLC ("Ventures"). Holdings is the sole member of Ventures. The sole manager of Holdings is Axioma Management, LLC ("Management"). Howard Jenkins, Alexander Jenkins (the reporting person's adult son) and Kiran Lingam are managers of Management.

SEC source: 0001213900-21-049171 · ownership.xml · nonDerivative · entry 2

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,967

F2 · kind: The Reporting Person received an RSU Award pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on September 17, 2022 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

SEC source: 0001213900-21-049171 · ownership.xml · nonDerivative · entry 1

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,532

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award fully vests upon the grant date.

SEC source: 0001759631-24-000053 · wk-form4_1709249306.xml · nonDerivative · entry 1

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,844

F1 · kind: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock units.

SEC source: 0001825486-21-000005 · wf-form4_163010520964157.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,072,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.77 to $9.195, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001252983-21-000004 · wf-form4_162812054639466.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,610

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.61 to $10.05, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001252983-21-000002 · wf-form4_162794892158894.xml · derivative · entry 3

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,901

Underlying: Common Stock · 100,000 shares

Expires 2026-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The option was received in exchange for an option to purchase 750,000 shares of Hyliion Inc. ("Legacy Hyliion") common stock pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of June 18, 2020, by and among Tortoise Acquisition Corp. ("Tortoise"), Legacy Hyliion and SHLL Merger Sub Inc., a wholly-owned subsidiary of Tortoise ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Hyliion, with Legacy Hyliion surviving the merger as a wholly-owned subsidiary of Tortoise (which subsequently changed its name to "Hyliion Holdings Corp.").

F1 · derivative.exercise_date: The option became exercisable in equal quarterly installments over 4 years beginning on August 29, 2016.

SEC source: 0001252983-21-000002 · wf-form4_162794892158894.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001825486-21-000002 · wf-form4_162769226363796.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,272,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.55 to $10.09, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-22-005488 · ownership.xml · derivative · entry 4

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,952

Underlying: Common Stock · 13,661 shares

Expires 2030-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 218,580 shares of common stock of the Issuer ("Common Stock"), became exercisable with respect to 25% of the Common Stock on January 16, 2021, and continues to become exercisable in equal quarterly installments thereafter over the following three years.

SEC source: 0001213900-22-005488 · ownership.xml · derivative · entry 3

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,629

Underlying: Common Stock · 13,661 shares

Expires 2029-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing a right to purchase a total of 218,580 shares of common stock of the Issuer ("Common Stock"), became exercisable with respect to 25% of the Common Stock on June 3, 2020, and continues to become exercisable in equal quarterly installments thereafter over the following three years.

SEC source: 0001213900-22-005488 · ownership.xml · nonDerivative · entry 2

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-22-005488 · ownership.xml · nonDerivative · entry 1

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001759631-21-000023 · wf-form4_162525987327567.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,472,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.49 to $11.8916, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001759631-21-000025 · wf-form4a_162569303759432.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,472,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · shares: On July 2, 2021, the Reporting Person filed a Form 4 (the "Original Form 4") which inadvertently reported the amount of securities disposed of as 100,000, when in fact, the amount should have been 200,000. The amount of securities beneficially owned following reported transaction on the Original Form 4 was correct.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.49 to $11.8916, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001759631-21-000021 · wf-form4_162500530643680.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,574

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.05 to $12.725, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001759631-21-000017 · wf-form4_162284436627017.xml · derivative · entry 3

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,901

Underlying: Common Stock · 100,000 shares

Expires 2026-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The option was received in exchange for an option to purchase 750,000 shares of Hyliion Inc. ("Legacy Hyliion") common stock pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of June 18, 2020, by and among Tortoise Acquisition Corp. ("Tortoise"), Legacy Hyliion and SHLL Merger Sub Inc., a wholly-owned subsidiary of Tortoise ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Hyliion, with Legacy Hyliion surviving the merger as a wholly-owned subsidiary of Tortoise (which subsequently changed its name to "Hyliion Holdings Corp.").

F1 · derivative.exercise_date: The option became exercisable in equal quarterly installments over 4 years beginning on August 29, 2016.

SEC source: 0001759631-21-000017 · wf-form4_162284436627017.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001759631-21-000015 · wf-form4_162275680793736.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,610

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.69, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001759631-21-000011 · wf-form4_162203826757192.xml · nonDerivative · entry 1

Oxholm Jose Miguel · CIK 0001548568 · VP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,715

SEC source: 0001759631-21-000009 · wf-form4_162195623685750.xml · nonDerivative · entry 1

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 12,656,790

F1 · kind: This transaction involved a gift of securities by Axioma Ventures, LLC ("Ventures") to the reporting person's adult son, who does not share reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his adult son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his adult son's shares for purposes of Section 16 or for any other purpose. The sole member of Ventures is Axioma Holdings, LLC ("Holdings"). The sole manager of Holdings is Axioma Management, LLC ("Management"). Howard Jenkins, Alexander Jenkins (the reporting person's adult son) and Kiran Lingam are managers of Management.

F2 · ownership.nature: Shares are held directly by Ventures. The reporting person disclaims beneficial ownership of such shares held by Ventures, except to the extent of his pecuniary interest therein.

SEC source: 0001213900-21-028360 · ownership.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,610

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.64, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-21-028357 · ownership.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,672,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.64, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-21-028234 · ownership.xml · derivative · entry 3

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,901

Underlying: Common Stock · 100,000 shares

Expires 2026-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The option was received in exchange for an option to purchase 750,000 shares of Hyliion Inc. ("Legacy Hyliion") common stock pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of June 18, 2020, by and among Tortoise Acquisition Corp. ("Tortoise"), Legacy Hyliion and SHLL Merger Sub Inc., a wholly-owned subsidiary of Tortoise ("Merger Sub"), pursuant to which Merger Sub merged with and into Legacy Hyliion, with Legacy Hyliion surviving the merger as a wholly-owned subsidiary of Tortoise (which subsequently changed its name to "Hyliion Holdings Corp.").

F1 · derivative.exercise_date: The option became exercisable in equal quarterly installments over 4 years beginning on August 29, 2016.

SEC source: 0001213900-21-028234 · ownership.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-21-023423 · ownership.xml · derivative · entry 4

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,274

Underlying: Common Stock · 68,306 shares

Expires 2030-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 218,580 shares of common stock of the Issuer ("Common Stock"), became exercisable with respect to 25% of the Common Stock on January 16, 2021, and continues to become exercisable in equal quarterly installments thereafter over the following three years.

SEC source: 0001213900-21-023423 · ownership.xml · derivative · entry 3

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,952

Underlying: Common Stock · 95,628 shares

Expires 2029-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing a right to purchase a total of 218,580 shares of common stock of the Issuer ("Common Stock"), became exercisable with respect to 25% of the Common Stock on June 3, 2020, and continues to become exercisable in equal quarterly installments thereafter over the following three years.

SEC source: 0001213900-21-023423 · ownership.xml · nonDerivative · entry 2

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-21-023423 · ownership.xml · nonDerivative · entry 1

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-21-018807 · ownership.xml · nonDerivative · entry 1

JENKINS HOWARD M · CIK 0000904737 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018810 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,074

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018808 · ownership.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018809 · ownership.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,610

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018805 · ownership.xml · nonDerivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018803 · ownership.xml · nonDerivative · entry 1

Oxholm Jose Miguel · CIK 0001548568 · VP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,715

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018806 · ownership.xml · nonDerivative · entry 1

Cubbage Vincent T. · CIK 0001588838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,018

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018811 · ownership.xml · nonDerivative · entry 1

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,906

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001213900-21-018804 · ownership.xml · nonDerivative · entry 2

Baker Sherri · CIK 0001773142 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,096

F2 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on March 26, 2022 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

SEC source: 0001213900-21-018804 · ownership.xml · nonDerivative · entry 1

Baker Sherri · CIK 0001773142 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,381

F1 · kind: The Reporting Person received a grant of restricted stock pursuant to the Issuer's 2020 Equity Incentive Plan. The restricted stock vests on March 26, 2021.

SEC source: 0001213900-21-013412 · ownership.xml · nonDerivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001209191-21-004318 · doc4.xml · derivative · entry 2

Van de Vere Greg · CIK 0001825485 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,881

Underlying: Common Stock · 250,000 shares

Expires 2027-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested as to 25% on August 16, 2018 and in equal quarterly installments thereafter over the following three years. Subject to acceleration.