Pang Stephen S.

SEC source: 0001193125-26-264525 · ownership.xml · derivative · entry 3

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,250

Underlying: Class A Common Stock · 23,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001193125-26-264525 · ownership.xml · nonDerivative · entry 2

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,937

SEC source: 0001193125-26-264525 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-089466 · ownership.xml · derivative · entry 3

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,157

Underlying: Class A Common Stock · 17,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vest in three equal annual installments beginning on March 1, 2026. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 1, 2026. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 1, 2026. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001193125-26-089466 · ownership.xml · nonDerivative · entry 2

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,060

SEC source: 0001193125-26-089466 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-052080 · ownership.xml · derivative · entry 2

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,441

Underlying: Class A Common Stock · 59,441 shares

Expires not disclosed

F2 · derivative.exercise_price: The performance restricted stock units are eligible to cliff vest following the conclusion of a performance period ending December 31, 2028, based on the Issuer's absolute annualized total shareholder return over the performance period achieving certain thresholds. Each performance restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The amount reported herein represents the target amount under the award.

F2 · derivative.exercise_date: The performance restricted stock units are eligible to cliff vest following the conclusion of a performance period ending December 31, 2028, based on the Issuer's absolute annualized total shareholder return over the performance period achieving certain thresholds. Each performance restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The amount reported herein represents the target amount under the award.

F2 · derivative.expiration_date: The performance restricted stock units are eligible to cliff vest following the conclusion of a performance period ending December 31, 2028, based on the Issuer's absolute annualized total shareholder return over the performance period achieving certain thresholds. Each performance restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The amount reported herein represents the target amount under the award.

SEC source: 0001193125-26-052080 · ownership.xml · derivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,938

Underlying: Class A Common Stock · 185,938 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units vest in three equal annual installments beginning on March 1, 2027. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 1, 2027. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 1, 2027. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001193125-25-314668 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,990

F1 · balance_after: Includes 1,331 shares of Class A Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-084550 · ownership.xml · nonDerivative · entry 2

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,490

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of the restricted stock unit award. The sales were effected through a mandatory "sell to cover" transaction that did not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.05 to $4.50. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000950170-25-084550 · ownership.xml · derivative · entry 3

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,375

Underlying: Class A Common Stock · 23,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025.

F4 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025.

SEC source: 0000950170-25-084550 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001213900-25-014515 · ownership.xml · derivative · entry 2

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,937

Underlying: Class A Common Stock · 13,937 shares

Expires not disclosed

F2 · derivative.exercise_price: The performance restricted stock units are eligible to cliff vest following the conclusion of the three-year performance period ending December 31, 2027. Each performance restricted stock unit represents a contingent right to receive one share of Class A Common Stock based on the Issuer's average closing stock price over the final 120 trading days of the performance period achieving certain price thresholds. The amount reported herein represents the target amount under the award.

F2 · derivative.exercise_date: The performance restricted stock units are eligible to cliff vest following the conclusion of the three-year performance period ending December 31, 2027. Each performance restricted stock unit represents a contingent right to receive one share of Class A Common Stock based on the Issuer's average closing stock price over the final 120 trading days of the performance period achieving certain price thresholds. The amount reported herein represents the target amount under the award.

F2 · derivative.expiration_date: The performance restricted stock units are eligible to cliff vest following the conclusion of the three-year performance period ending December 31, 2027. Each performance restricted stock unit represents a contingent right to receive one share of Class A Common Stock based on the Issuer's average closing stock price over the final 120 trading days of the performance period achieving certain price thresholds. The amount reported herein represents the target amount under the award.

SEC source: 0001213900-25-014515 · ownership.xml · derivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,736

Underlying: Class A Common Stock · 52,736 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units vest in three equal annual installments beginning on March 1, 2026. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 1, 2026. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 1, 2026. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001213900-24-077825 · ownership.xml · derivative · entry 2

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,579

Underlying: Class A Common Stock · 177,747 shares

Expires 2034-06-06

F2 · derivative.exercise_date: The stock option vests as to 25% of the underlying shares on June 6, 2025 and as to the remaining underlying shares in 12 substantially similar quarterly installments thereafter.

SEC source: 0001213900-24-077825 · ownership.xml · derivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Class A Common Stock · 67,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001213900-24-051473 · ownership.xml · derivative · entry 2

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,832

Underlying: Class A Common Stock · 65,832 shares

Expires 2034-06-06

F2 · derivative.exercise_date: The stock option vests as to 25% of the underlying shares on June 6, 2025 and as to the remaining underlying shares in 12 substantially similar quarterly installments thereafter.

SEC source: 0001213900-24-051473 · ownership.xml · derivative · entry 1

Pang Stephen S. · CIK 0001707440 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F1 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning on June 6, 2025. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001213900-23-020378 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,009

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will vest on March 14, 2024.

SEC source: 0001213900-22-009912 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,009

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

SEC source: 0001213900-21-051480 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,574

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.49, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001759631-21-000021 · wf-form4_162500530643680.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,574

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.05 to $12.725, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

SEC source: 0001213900-21-018810 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,074

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-fourth (1/4) of the RSU Award will vest on March 26, 2022 and the remaining three-fourths (3/4) of the RSU Award will vest quarterly in equal amounts over a three-year period thereafter.

SEC source: 0001209191-20-065223 · doc4.xml · derivative · entry 2

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_date: Each whole warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer. The Issuer's initial business combination was completed on October 1, 2020.

F1 · derivative.expiration_date: Each whole warrant is exercisable for one share of Common Stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer. The Issuer's initial business combination was completed on October 1, 2020.

SEC source: 0001209191-20-065223 · doc4.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,074

SEC source: 0001213900-20-030176 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,574

F1 · kind: On October 2, 2020, Tortoise Sponsor LLC, (the "Sponsor") dissolved and transferred an aggregate of 4,439,605 shares of Common Stock of the Issuer previously held by the Sponsor to the Sponsor's individual members, of which 288,574 shares were transferred to Stephen S. Pang.

F1 · price: On October 2, 2020, Tortoise Sponsor LLC, (the "Sponsor") dissolved and transferred an aggregate of 4,439,605 shares of Common Stock of the Issuer previously held by the Sponsor to the Sponsor's individual members, of which 288,574 shares were transferred to Stephen S. Pang.

SEC source: 0001213900-19-003677 · ownership.xml · derivative · entry 2

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

F1 · security: Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer.

F1 · derivative.exercise_price: Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer.

F2 · shares: Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering.

F1 · price: Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer.

F1 · derivative.exercise_date: Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer.

F1 · derivative.expiration_date: Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer.

SEC source: 0001213900-19-003677 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · security: Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer.

F2 · shares: Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering.

F1 · price: Includes securities underlying 5,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-half of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination, and (ii) 12 months from the closing of the Issuer's initial public offering, and will expire upon the earlier of (a) five years after the completion of the Issuer's initial business combination, or (b) upon the liquidation of the Issuer.