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HYLN

Hyliion Holdings Corp.

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5333
SEC CIK
0001759631
Parsed reports
403

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2022 Filed Nov 21, 2022 08:00 UTC PurchaseCommon Stock 10,000 $3.18 $31,800.00
Disclosure

SEC source: 0001213900-22-074024 · ownership.xml · nonDerivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,435

Read SEC document
November 17, 2022 Filed Nov 18, 2022 13:00 UTC
Oxholm Jose MiguelVP, General Counsel & CCO
PurchaseCommon Stock 1,000 $2.99 $2,990.00
Disclosure

SEC source: 0001213900-22-073633 · ownership.xml · nonDerivative · entry 1

Oxholm Jose Miguel · CIK 0001548568 · VP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,104

Read SEC document
November 16, 2022 Filed Nov 18, 2022 08:00 UTC
GALLAGHER DENNIS M.Chief Operating Officer
PurchaseCommon Stock 20,000 $3.10 $62,000.00
Disclosure

SEC source: 0001213900-22-073632 · ownership.xml · nonDerivative · entry 1

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,119

Read SEC document
November 15, 2022 Filed Nov 16, 2022 13:00 UTC
Panzer JonChief Financial Officer
PurchaseCommon Stock 13,850 $3.23 $44,666.25
Disclosure

SEC source: 0001213900-22-072985 · ownership.xml · nonDerivative · entry 2

Panzer Jon · CIK 0001946212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,494

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.205 to $3.230, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
November 14, 2022 Filed Nov 16, 2022 13:00 UTC
Panzer JonChief Financial Officer
PurchaseCommon Stock 11,150 $3.00 $33,427.70
Disclosure

SEC source: 0001213900-22-072985 · ownership.xml · nonDerivative · entry 1

Panzer Jon · CIK 0001946212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,644

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.995 to $3.000, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:31 UTC
Panzer JonChief Financial Officer
GrantCommon Stock 36,494 $0.00 $0.00
Disclosure

SEC source: 0001759631-22-000053 · wf-form4_166803309505681.xml · nonDerivative · entry 2

Panzer Jon · CIK 0001946212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,494

F2 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on November 8, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:31 UTC
Panzer JonChief Financial Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001759631-22-000053 · wf-form4_166803309505681.xml · nonDerivative · entry 1

Panzer Jon · CIK 0001946212 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will vest on November 8, 2023.

Read SEC document
September 17, 2022 Filed Sep 19, 2022 19:24 UTC
GALLAGHER DENNIS M.Chief Operating Officer
Tax withholdingCommon Stock 6,290 $3.07 $19,310.30
Disclosure

SEC source: 0001759631-22-000040 · wf-form4_166362982736971.xml · nonDerivative · entry 1

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,119

F1 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
June 26, 2022 Filed Jun 27, 2022 23:21 UTC
Baker SherriChief Financial Officer
Tax withholdingCommon Stock 1,090 $3.90 $4,251.00
Disclosure

SEC source: 0001759631-22-000029 · wf-form4_165637208859481.xml · nonDerivative · entry 2

Baker Sherri · CIK 0001773142 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,317

F1 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 23:42 UTC
Sexton PatrickChief Technology Officer
SaleCommon Stock 68,579 $3.31 $227,065.07
Disclosure

SEC source: 0001759631-22-000017 · wf-form4_165118924183999.xml · nonDerivative · entry 1

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,499

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.280 to $3.510, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
March 26, 2022 Filed Jun 27, 2022 23:21 UTC
Baker SherriChief Financial Officer
Tax withholdingCommon Stock 5,578 $4.37 $24,375.86
Disclosure

SEC source: 0001759631-22-000029 · wf-form4_165637208859481.xml · nonDerivative · entry 1

Baker Sherri · CIK 0001773142 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,407

F1 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
March 26, 2022 Filed Jun 27, 2022 23:19 UTC
Healy Thomas J.Director · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 9,132 $4.37 $39,906.84
Disclosure

SEC source: 0001759631-22-000027 · wf-form4_165637197400047.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,113,724

F1 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 21:52 UTC GrantCommon Stock 31,435 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009901 · ownership.xml · nonDerivative · entry 1

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,188,435

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 21:48 UTC
GALLAGHER DENNIS M.Chief Operating Officer
GrantCommon Stock 162,037 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009892 · ownership.xml · nonDerivative · entry 2

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,409

F2 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on February 28, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:59 UTC GrantCommon Stock 31,435 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009912 · ownership.xml · nonDerivative · entry 1

Pang Stephen S. · CIK 0001707440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,009

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:49 UTC GrantCommon Stock 28,935 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009895 · ownership.xml · nonDerivative · entry 1

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,606

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 21:55 UTC GrantCommon Stock 31,435 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009904 · ownership.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,045

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:44 UTC GrantCommon Stock 31,435 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009888 · ownership.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,435

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:59 UTC GrantCommon Stock 28,935 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009911 · ownership.xml · nonDerivative · entry 1

Craig Jeffrey A · CIK 0001360603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,935

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 21:45 UTC GrantCommon Stock 31,435 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009890 · ownership.xml · nonDerivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,435

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:50 UTC
Oxholm Jose MiguelVP, General Counsel & CCO
GrantCommon Stock 138,889 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009898 · ownership.xml · nonDerivative · entry 2

Oxholm Jose Miguel · CIK 0001548568 · VP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,104

F2 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on February 28, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:47 UTC GrantCommon Stock 31,435 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009891 · ownership.xml · nonDerivative · entry 1

Cubbage Vincent T. · CIK 0001588838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971,453

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 21:53 UTC GrantCommon Stock 28,935 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009902 · ownership.xml · nonDerivative · entry 1

Gustanski Mary · CIK 0001725164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,469

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. The RSU Award will fully vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:56 UTC
Sexton PatrickChief Technology Officer
GrantCommon Stock 92,593 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009906 · ownership.xml · nonDerivative · entry 2

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,078

F2 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on February 28, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 02:57 UTC
Baker SherriChief Financial Officer
GrantCommon Stock 138,889 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009908 · ownership.xml · nonDerivative · entry 2

Baker Sherri · CIK 0001773142 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,985

F2 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on February 28, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:43 UTC
Standley GregVP Finance and Accounting
GrantCommon Stock 18,634 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-010428 · ownership.xml · nonDerivative · entry 1

Standley Greg · CIK 0001842715 · VP Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,634

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on February 28, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

Read SEC document
February 28, 2022 Filed Mar 3, 2022 18:35 UTC
LANTZ CHERICHIEF STRATEGY OFFICER
GrantCommon Stock 127,315 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-010635 · ownership.xml · nonDerivative · entry 1

LANTZ CHERI · CIK 0001914910 · CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,315

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on February 28, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

Read SEC document
February 28, 2022 Filed Jun 27, 2022 23:22 UTC Amendment
Standley GregVP Finance and Accounting
GrantCommon Stock 21,825 $0.00 $0.00
Disclosure

SEC source: 0001759631-22-000030 · wf-form4a_165637214557511.xml · nonDerivative · entry 1

Standley Greg · CIK 0001842715 · VP Finance and Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,825

F1 · kind: The Reporting Person received a grant of restricted stock units ("RSU Award") pursuant to the Issuer's 2020 Equity Incentive Plan. One-third (1/3) of the RSU Award will vest on February 28, 2023 and the remaining two-thirds (2/3) of the RSU Award will vest quarterly in equal amounts over a two-year period thereafter.

F2 · shares: Amended filing corrects amount of RSU Award and the amount beneficially owned by Reporting Person following reported transaction.

F2 · balance_after: Amended filing corrects amount of RSU Award and the amount beneficially owned by Reporting Person following reported transaction.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:48 UTC
GALLAGHER DENNIS M.Chief Operating Officer
GrantCommon Stock 9,384 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009892 · ownership.xml · nonDerivative · entry 1

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,372

F1 · kind: Represents performance-based restricted stock units ("PRSU") awarded pursuant to the Issuer's 2020 Equity Incentive Plan for which performance criteria have been satisfied that entitle the Reporting Person to receive one share of the Issuer's common stock per PRSU.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 02:50 UTC
Oxholm Jose MiguelVP, General Counsel & CCO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009898 · ownership.xml · nonDerivative · entry 1

Oxholm Jose Miguel · CIK 0001548568 · VP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,215

F1 · kind: Represents performance-based restricted stock units ("PRSU") awarded pursuant to the Issuer's 2020 Equity Incentive Plan for which performance criteria have been satisfied that entitle the Reporting Person to receive one share of the Issuer's common stock per PRSU.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 02:57 UTC
Healy Thomas J.Director · CHIEF EXECUTIVE OFFICER · 10% owner
GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009909 · ownership.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,122,856

F1 · kind: Represents performance-based restricted stock units ("PRSU") awarded pursuant to the Issuer's 2020 Equity Incentive Plan for which performance criteria have been satisfied that entitle the Reporting Person to receive one share of the Issuer's common stock per PRSU.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 02:56 UTC
Sexton PatrickChief Technology Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009906 · ownership.xml · nonDerivative · entry 1

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,485

F1 · kind: Represents performance-based restricted stock units ("PRSU") awarded pursuant to the Issuer's 2020 Equity Incentive Plan for which performance criteria have been satisfied that entitle the Reporting Person to receive one share of the Issuer's common stock per PRSU.

Read SEC document
February 24, 2022 Filed Mar 1, 2022 02:57 UTC
Baker SherriChief Financial Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-009908 · ownership.xml · nonDerivative · entry 1

Baker Sherri · CIK 0001773142 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,096

F1 · kind: Represents performance-based restricted stock units ("PRSU") awarded pursuant to the Issuer's 2020 Equity Incentive Plan for which performance criteria have been satisfied that entitle the Reporting Person to receive one share of the Issuer's common stock per PRSU.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:02 UTC
Healy Thomas J.Director · CHIEF EXECUTIVE OFFICER · 10% owner
SaleCommon Stock 400,000 $4.47 $1,787,600.00
Disclosure

SEC source: 0001213900-22-005245 · ownership.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,972,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.3 to $4.585, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:01 UTC PurchaseCommon Stock 10,000 $6.15 $61,481.00
Disclosure

SEC source: 0001213900-21-066315 · ownership.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.13 to $6.15, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 16:01 UTC
GALLAGHER DENNIS M.Chief Operating Officer
PurchaseCommon Stock 2,021 $6.48 $13,096.08
Disclosure

SEC source: 0001213900-21-064690 · ownership.xml · nonDerivative · entry 1

GALLAGHER DENNIS M. · CIK 0001878521 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,988

Read SEC document
December 08, 2021 Filed Dec 9, 2021 16:01 UTC PurchaseCommon Stock 6,100 $6.55 $39,944.02
Disclosure

SEC source: 0001213900-21-064403 · ownership.xml · nonDerivative · entry 1

OLKKOLA EDWARD E · CIK 0001252983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 172,660

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.54 to $6.56, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:01 UTC
Oxholm Jose MiguelVP, General Counsel & CCO
PurchaseCommon Stock 1,500 $6.09 $9,127.50
Disclosure

SEC source: 0001213900-21-063915 · ownership.xml · nonDerivative · entry 1

Oxholm Jose Miguel · CIK 0001548568 · VP, General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,215

Read SEC document
December 06, 2021 Filed Dec 7, 2021 21:01 UTC
Baker SherriChief Financial Officer
PurchaseCommon Stock 2,000 $6.18 $12,360.00
Disclosure

SEC source: 0001213900-21-063916 · ownership.xml · nonDerivative · entry 1

Baker Sherri · CIK 0001773142 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,096

Read SEC document
December 02, 2021 Filed Dec 6, 2021 19:00 UTC OtherCommon Stock 6,532,697 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-063724 · ownership.xml · nonDerivative · entry 6

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 0

F1 · kind: Effective December 2, 2021, Howard Jenkins is no longer a manager or member of Axioma Management, LLC ("Management"). Management has an interest in Axioma Ventures, LLC ("Ventures"). The shares are held directly by Ventures.

F2 · ownership.nature: Shares are held directly by Ventures. The reporting person disclaims beneficial ownership of such shares held by Ventures, except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Dec 6, 2021 19:00 UTC SaleCommon Stock 94,034 $7.00 $658,238.00
Disclosure

SEC source: 0001213900-21-063724 · ownership.xml · nonDerivative · entry 5

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 6,532,697

F2 · ownership.nature: Shares are held directly by Ventures. The reporting person disclaims beneficial ownership of such shares held by Ventures, except to the extent of his pecuniary interest therein.

Read SEC document
November 19, 2021 Filed Dec 6, 2021 19:00 UTC SaleCommon Stock 275,673 $7.02 $1,935,224.46
Disclosure

SEC source: 0001213900-21-063724 · ownership.xml · nonDerivative · entry 4

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 6,626,731

F2 · ownership.nature: Shares are held directly by Ventures. The reporting person disclaims beneficial ownership of such shares held by Ventures, except to the extent of his pecuniary interest therein.

Read SEC document
November 18, 2021 Filed Dec 6, 2021 19:00 UTC SaleCommon Stock 37,123 $7.10 $263,573.30
Disclosure

SEC source: 0001213900-21-063724 · ownership.xml · nonDerivative · entry 3

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 6,902,404

F2 · ownership.nature: Shares are held directly by Ventures. The reporting person disclaims beneficial ownership of such shares held by Ventures, except to the extent of his pecuniary interest therein.

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November 17, 2021 Filed Dec 6, 2021 19:00 UTC SaleCommon Stock 250,628 $7.43 $1,862,166.04
Disclosure

SEC source: 0001213900-21-063724 · ownership.xml · nonDerivative · entry 2

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 6,939,527

F2 · ownership.nature: Shares are held directly by Ventures. The reporting person disclaims beneficial ownership of such shares held by Ventures, except to the extent of his pecuniary interest therein.

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November 16, 2021 Filed Dec 6, 2021 19:00 UTC SaleCommon Stock 319,635 $7.45 $2,381,280.75
Disclosure

SEC source: 0001213900-21-063724 · ownership.xml · nonDerivative · entry 1

JENKINS HOWARD M · CIK 0000904737 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 7,190,155

F2 · ownership.nature: Shares are held directly by Ventures. The reporting person disclaims beneficial ownership of such shares held by Ventures, except to the extent of his pecuniary interest therein.

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November 01, 2021 Filed Nov 5, 2021 00:00 UTC
Healy Thomas J.Director · CEO · 10% owner
SaleCommon Stock 300,000 $8.31 $2,493,210.00
Disclosure

SEC source: 0001213900-21-056839 · ownership.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,372,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.11 to $8.51, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

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October 20, 2021 Filed Oct 23, 2021 00:00 UTC
Healy Thomas J.Director · CHIEF EXECUTIVE OFFICER · 10% owner
SaleCommon Stock 200,000 $7.77 $1,554,120.00
Disclosure

SEC source: 0001213900-21-054264 · ownership.xml · nonDerivative · entry 1

Healy Thomas J. · CIK 0001825486 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,672,856

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.7 to $7.915, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

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October 18, 2021 Filed Oct 20, 2021 23:00 UTC
Sexton PatrickChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,661 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001213900-21-053819 · ownership.xml · derivative · entry 4

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,613

Underlying: Common Stock · 13,661 shares

Expires 2030-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing a right to purchase a total of 218,580 shares of common stock of the Issuer ("Common Stock"), became exercisable with respect to 25% of the Common Stock on January 16, 2021, and continues to become exercisable in equal quarterly installments thereafter over the following three years.

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October 18, 2021 Filed Oct 20, 2021 23:00 UTC
Sexton PatrickChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,662 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001213900-21-053819 · ownership.xml · derivative · entry 3

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,290

Underlying: Common Stock · 13,662 shares

Expires 2029-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing a right to purchase a total of 218,580 shares of common stock of the Issuer ("Common Stock"), became exercisable with respect to 25% of the Common Stock on June 3, 2020, and continues to become exercisable in equal quarterly installments thereafter over the following three years.

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October 18, 2021 Filed Oct 20, 2021 23:00 UTC
Sexton PatrickChief Technology Officer
Exercise / conversionCommon Stock 13,661 $0.23 $3,196.67
Disclosure

SEC source: 0001213900-21-053819 · ownership.xml · nonDerivative · entry 2

Sexton Patrick · CIK 0001825484 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.