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HUM

HUMANA INC

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1429
SEC CIK
0000049071
Parsed reports
738

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2021 Filed Feb 23, 2021 22:21 UTC
Huval Timothy S.Chief Administrative Officer
GrantOptions · Derivative 5,003 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000050 · edgar.xml · derivative · entry 9

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003

Underlying: Humana Common · 5,003 shares

Expires 2028-02-22

F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:21 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionOptions · Derivative 372 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-21-000050 · edgar.xml · derivative · entry 6

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836

Underlying: Humana Common · 372 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:21 UTC
Huval Timothy S.Chief Administrative Officer
SaleHumana Common 3,696 $377.96 $1,396,925.01
Disclosure

SEC source: 0000049071-21-000050 · edgar.xml · nonDerivative · entry 5

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,029

F12 · price: Shares sold at prices ranging from $377.87 to $378.02. Price reported is weighted avg sales price.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:21 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 265 $377.42 $100,014.98
Disclosure

SEC source: 0000049071-21-000050 · edgar.xml · nonDerivative · entry 4

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,725

F11 · shares: Shares swapped for the payment of purchase price on stock option exercise using fair market value on February 19, 2021 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:21 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 372 $268.47 $99,870.84
Disclosure

SEC source: 0000049071-21-000050 · edgar.xml · nonDerivative · entry 3

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:03 UTC
Ventura Joseph CChief Legal Officer
GrantRestricted Stock Units · Derivative 1,117 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000049 · edgar.xml · derivative · entry 12

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

Underlying: Humana Common · 1,117 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 22:03 UTC
Ventura Joseph CChief Legal Officer
GrantOptions · Derivative 4,598 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000049 · edgar.xml · derivative · entry 8

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,598

Underlying: Humana Common · 4,598 shares

Expires 2028-02-22

F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 15:43 UTC
Shrank William HDirector · Chief Med & Corp Affairs Off.
GrantRestricted Stock Units · Derivative 986 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000060 · edgar.xml · derivative · entry 7

Shrank William H · CIK 0001772348 · Director · Chief Med & Corp Affairs Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: Humana Common · 986 shares

Expires not disclosed

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 15:43 UTC
Shrank William HDirector · Chief Med & Corp Affairs Off.
GrantOptions · Derivative 4,057 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000060 · edgar.xml · derivative · entry 4

Shrank William H · CIK 0001772348 · Director · Chief Med & Corp Affairs Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,057

Underlying: Humana Common · 4,057 shares

Expires 2028-02-22

F3 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:28 UTC
Cox HeatherChief Dig Health & Analyt Off.
GrantRestricted Stock Units · Derivative 986 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000061 · edgar.xml · derivative · entry 10

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: Humana Common · 986 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:28 UTC
Cox HeatherChief Dig Health & Analyt Off.
GrantOptions · Derivative 4,057 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000061 · edgar.xml · derivative · entry 6

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,057

Underlying: Humana Common · 4,057 shares

Expires 2028-02-22

F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 15:26 UTC
Agrawal VishalChief Strat & Corp Dev Officer
GrantRestricted Stock Units · Derivative 986 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000059 · edgar.xml · derivative · entry 9

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986

Underlying: Humana Common · 986 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 15:26 UTC
Agrawal VishalChief Strat & Corp Dev Officer
GrantOptions · Derivative 4,057 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000059 · edgar.xml · derivative · entry 5

Agrawal Vishal · CIK 0001761461 · Chief Strat & Corp Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,057

Underlying: Humana Common · 4,057 shares

Expires 2028-02-22

F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:07 UTC
Diamond Susan MSegment President, Home Bus.
Exercise / conversionRestricted Stock Units · Derivative 931 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000058 · edgar.xml · derivative · entry 9

Diamond Susan M · CIK 0001782445 · Segment President, Home Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 931 shares vesting in three annual increments on 12/15/18, 12/15/19 and 12/15/20. and 931 shares vest fully three years from the date of grant. Shares reported are what remain unvested.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:07 UTC
Diamond Susan MSegment President, Home Bus.
Tax withholdingHumana Common 302 $377.42 $113,979.33
Disclosure

SEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 4

Diamond Susan M · CIK 0001782445 · Segment President, Home Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,766

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:07 UTC
Diamond Susan MSegment President, Home Bus.
Exercise / conversionHumana Common 931 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 3

Diamond Susan M · CIK 0001782445 · Segment President, Home Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:07 UTC
Diamond Susan MSegment President, Home Bus.
Tax withholdingHumana Common 637 $377.42 $240,413.36
Disclosure

SEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Segment President, Home Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:07 UTC
Diamond Susan MSegment President, Home Bus.
Exercise / conversionHumana Common 1,862 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000058 · edgar.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Segment President, Home Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · shares: Includes Performance Stock Units that vested on 2/19/21.

F14 · balance_after: Reporting person transferred a total of 464 shares of direct ownership on December 18, 2021 pursuant to a Domestic Relations Order. Reporting person was afforded a filing exemption under Rule 16a-12, which extends to securities transferred to a DRO.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:41 UTC
BROUSSARD BRUCE DDirector · President & CEO
Tax withholdingHumana Common 15,809 $377.42 $5,966,553.74
Disclosure

SEC source: 0000049071-21-000057 · edgar.xml · nonDerivative · entry 2

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,552

Read SEC document
February 19, 2021 Filed Feb 24, 2021 01:41 UTC
BROUSSARD BRUCE DDirector · President & CEO
Exercise / conversionHumana Common 40,972 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000057 · edgar.xml · nonDerivative · entry 1

BROUSSARD BRUCE D · CIK 0001185643 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includes Performance Stock Units that vested 2/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionRestricted Stock Units · Derivative 745 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · derivative · entry 6

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.

F4 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Tax withholdingHumana Common 246 $377.42 $92,844.09
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 4

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionHumana Common 745 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 3

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Tax withholdingHumana Common 572 $377.42 $215,881.38
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 2

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,948

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:42 UTC
Zipperle Cynthia HSVP, Chief Acct Officer & Cont
Exercise / conversionHumana Common 1,806 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000056 · edgar.xml · nonDerivative · entry 1

Zipperle Cynthia H · CIK 0001628102 · SVP, Chief Acct Officer & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: Includes Performance Stock Units that vested on 2/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:39 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Tax withholdingHumana Common 2,430 $377.42 $917,118.45
Disclosure

SEC source: 0000049071-21-000055 · edgar.xml · nonDerivative · entry 2

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,809

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:39 UTC
HUNTER CHRISTOPHER H.Seg Pres. Gr. & Military Bus.
Exercise / conversionHumana Common 6,146 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000055 · edgar.xml · nonDerivative · entry 1

HUNTER CHRISTOPHER H. · CIK 0001595519 · Seg Pres. Gr. & Military Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Includes Performance Stock Units that vested on 2/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:36 UTC
Kane Brian AChief Financial Officer
Tax withholdingHumana Common 5,598 $377.42 $2,112,769.17
Disclosure

SEC source: 0000049071-21-000054 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,342

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:36 UTC
Kane Brian AChief Financial Officer
Exercise / conversionHumana Common 11,174 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000054 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includeds Performance Stock Units that vested on 2/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:34 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Tax withholdingHumana Common 3,049 $377.42 $1,150,738.34
Disclosure

SEC source: 0000049071-21-000053 · edgar.xml · nonDerivative · entry 2

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,347

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:34 UTC
Fleming William KevinSeg Pres, Clin & Phm Solutions
Exercise / conversionHumana Common 7,436 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000053 · edgar.xml · nonDerivative · entry 1

Fleming William Kevin · CIK 0001699801 · Seg Pres, Clin & Phm Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · shares: Includes Performance Stock Units that vested on 2/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:27 UTC
Wheatley Timothy AlanSegment President, Retail
Tax withholdingHumana Common 3,105 $377.42 $1,171,873.58
Disclosure

SEC source: 0000049071-21-000052 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,035

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:27 UTC
Wheatley Timothy AlanSegment President, Retail
Exercise / conversionHumana Common 7,436 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000052 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · shares: Includeds Performance Stock Units that vested on 2/19/21.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:45 UTC
Deshpande SamirChief Tech & Risk Officer
Tax withholdingHumana Common 1,318 $377.42 $497,432.97
Disclosure

SEC source: 0000049071-21-000051 · edgar.xml · nonDerivative · entry 2

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,342

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February 19, 2021 Filed Feb 23, 2021 22:45 UTC
Deshpande SamirChief Tech & Risk Officer
Exercise / conversionHumana Common 3,724 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000051 · edgar.xml · nonDerivative · entry 1

Deshpande Samir · CIK 0001712481 · Chief Tech & Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includes Performance Stock Units that vested on 2/19/21.

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February 19, 2021 Filed Feb 23, 2021 22:21 UTC
Huval Timothy S.Chief Administrative Officer
Tax withholdingHumana Common 2,450 $377.42 $924,666.75
Disclosure

SEC source: 0000049071-21-000050 · edgar.xml · nonDerivative · entry 2

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,618

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February 19, 2021 Filed Feb 23, 2021 22:21 UTC
Huval Timothy S.Chief Administrative Officer
Exercise / conversionHumana Common 6,146 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000050 · edgar.xml · nonDerivative · entry 1

Huval Timothy S. · CIK 0001565717 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includes Performance Stock Units that vested 2/19/21.

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February 19, 2021 Filed Feb 23, 2021 22:03 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 559 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000049 · edgar.xml · derivative · entry 9

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 559 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 100% of the award is vesting on 02/19/21.

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February 19, 2021 Filed Feb 23, 2021 22:03 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 184 $377.42 $69,444.36
Disclosure

SEC source: 0000049071-21-000049 · edgar.xml · nonDerivative · entry 4

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,892

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February 19, 2021 Filed Feb 23, 2021 22:03 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 559 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000049 · edgar.xml · nonDerivative · entry 3

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:03 UTC
Ventura Joseph CChief Legal Officer
Tax withholdingHumana Common 353 $377.42 $133,227.50
Disclosure

SEC source: 0000049071-21-000049 · edgar.xml · nonDerivative · entry 2

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,517

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February 19, 2021 Filed Feb 23, 2021 22:03 UTC
Ventura Joseph CChief Legal Officer
Exercise / conversionHumana Common 1,118 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000049 · edgar.xml · nonDerivative · entry 1

Ventura Joseph C · CIK 0001768291 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Includes Performance Stock Units that vested on 2/19/21.

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February 19, 2021 Filed Feb 23, 2021 14:06 UTC Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000043 · edgar.xml · derivative · entry 2

Frederick Wayne A.I. · CIK 0001802241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year.

F2 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year.

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February 19, 2021 Filed Feb 23, 2021 14:06 UTC Exercise / conversionHumana Common 440 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000043 · edgar.xml · nonDerivative · entry 1

Frederick Wayne A.I. · CIK 0001802241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 14:09 UTC Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000044 · edgar.xml · derivative · entry 2

Garratt John W · CIK 0001646121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F3 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year.

F3 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/19/2021 and forfeited in its entirety if service is less than one year.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 14:09 UTC Exercise / conversionHumana Common 440 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000044 · edgar.xml · nonDerivative · entry 1

Garratt John W · CIK 0001646121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21.

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February 17, 2021 Filed Feb 19, 2021 15:57 UTC GrantRestricted Stock Units · Derivative 436 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000041 · edgar.xml · derivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Humana Common · 436 shares

Expires not disclosed

F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/17/2022 and forfeited in its entirety if service is less than one year.

F2 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/17/2022 and forfeited in its entirety if service is less than one year.

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February 17, 2021 Filed Feb 19, 2021 15:51 UTC GrantRestricted Stock Units · Derivative 436 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000040 · edgar.xml · derivative · entry 1

Mesquita Jorge S. · CIK 0001547344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436

Underlying: Humana Common · 436 shares

Expires not disclosed

F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/17/2022 and forfeited in its entirety if service is less than one year.

F2 · derivative.expiration_date: Initial award of $165,000 worth of restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 2/17/2022 and forfeited in its entirety if service is less than one year.

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January 04, 2021 Filed Jan 5, 2021 19:42 UTC
KATZ KARENDirector
GrantRestricted Stock Units · Derivative 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000006 · edgar.xml · derivative · entry 5

KATZ KAREN · CIK 0001157619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403

Underlying: Humana Common · 403 shares

Expires not disclosed

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under Company's 2019 Amended & Restated Plan.100% of the award is vesting on 12/31/21.

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January 04, 2021 Filed Jan 5, 2021 18:01 UTC GrantRestricted Stock Units · Derivative 403 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000005 · edgar.xml · derivative · entry 5

HILZINGER KURT J · CIK 0001191504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403

Underlying: Humana Common · 403 shares

Expires not disclosed

F4 · security: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/2021.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/2021.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/2021.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan. 100% of the award is vesting on 12/31/2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.