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Kane Brian A

Disclosed activity across 2 companies

Tapewire entity
15228
SEC CIK
0001609525

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVS HEALTH CorpCVS · Entity 2884EVP/President, AetnaApril 01, 2024April 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVS HEALTH Corp

Report date April 01, 2024 · Filed April 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Restricted)SEC Table I · non-derivativeDirect12,569 Reported balance After 2024-04-01 transaction · row 1
1 source row

Row 1 · 2024-04-01 · Grant · Acquired 12,569 · Balance 12,569

F1: Consists of restricted stock units awarded pursuant to Issuer's 2017 Incentive Compensation Plan. Restrictions lapse in four equal installments, commencing 4/1/2025.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $79.56 · Expires 2034-04-01Direct52,246 Reported balance After 2024-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-04-01 · Grant · Acquired 52,246 · Balance 52,246

F2: Option becomes exercisable in four equal annual installments, commencing 4/1/2025.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units awarded pursuant to Issuer's 2017 Incentive Compensation Plan. Restrictions lapse in four equal installments, commencing 4/1/2025.

F2: Option becomes exercisable in four equal annual installments, commencing 4/1/2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date June 01, 2021 · Filed June 01, 2021

Section 16 reporting ended · disclosed 2021-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect24,342 Reported balance Holding disclosure · report date 2021-06-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 24,342

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19Direct12,041 Reported balance Holding disclosure · report date 2021-06-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 12,041

F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct11,674 Reported balance Holding disclosure · report date 2021-06-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 11,674

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24Direct12,535 Reported balance Holding disclosure · report date 2021-06-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 12,535

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-21Direct9,466 Reported balance Holding disclosure · report date 2021-06-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 9,466

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect880 Reported balance Holding disclosure · report date 2021-06-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 880

F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,663 Reported balance Holding disclosure · report date 2021-06-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 1,663

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,300 Reported balance Holding disclosure · report date 2021-06-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 2,300

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Filing footnotes · ownership attribution and instrument terms

F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/18, vesting in three increments from 02/19/19 to 02/19/21.

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/19, vesting in three increments from 02/25/20 to 02/25/22.

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F5: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F8: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 3, 2024 20:58 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 52,246 $79.56 Strike: $79.56 $4,156,691.76
Disclosure

SEC source: 0001127602-24-012264 · form4.xml · derivative · entry 2

Kane Brian A · CIK 0001609525 · EVP/President, Aetna

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,246

Underlying: Common Stock · 52,246 shares

Expires 2034-04-01

F2 · kind: Option becomes exercisable in four equal annual installments, commencing 4/1/2025.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:58 UTC CVS HEALTH Corp CVS · Entity 2884 GrantCommon Stock (Restricted) 12,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012264 · form4.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · EVP/President, Aetna

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,569

F1 · kind: Consists of restricted stock units awarded pursuant to Issuer's 2017 Incentive Compensation Plan. Restrictions lapse in four equal installments, commencing 4/1/2025.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 22:54 UTC CVS HEALTH Corp CVS · Entity 2884 GrantStock Option · Derivative 77,017 $67.95 Strike: $67.95 $5,233,305.15
Disclosure

SEC source: 0001127602-23-028625 · form4.xml · derivative · entry 2

Kane Brian A · CIK 0001609525 · EVP/President, Aetna

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,017

Underlying: Common Stock · 77,017 shares

Expires 2033-11-30

F1 · security: Option becomes exercisable in four equal annual installments, commencing 11/30/2024.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:36 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000054 · edgar.xml · derivative · entry 9

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Humana Common · 2,300 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:36 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 9,466 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000054 · edgar.xml · derivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,466

Underlying: Humana Common · 9,466 shares

Expires 2028-02-21

F4 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:36 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 5,598 $377.42 $2,112,769.17
Disclosure

SEC source: 0000049071-21-000054 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,342

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:36 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 11,174 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000054 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: Includeds Performance Stock Units that vested on 2/19/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 831 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · derivative · entry 12

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663

Underlying: Humana Common · 831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 879 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · derivative · entry 11

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880

Underlying: Humana Common · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 932 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · derivative · entry 10

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F4 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F6 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 443 $390.49 $172,984.86
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,766

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 831 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 5

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 468 $390.49 $182,746.98
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 4

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,378

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 879 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 3

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 497 $390.49 $194,071.05
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,967

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 932 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000160 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 29,995 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · derivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 29,995 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 19,997 options vesting in three annual increments, and 9,998 options fully vest three years from the date of grant.

F1 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 19,997 options vesting in three annual increments, and 9,998 options fully vest three years from the date of grant.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 120 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 5

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,532

F13 · shares: Shares represent gift/charitable donation effective November 5, 2020, in which no value was received in return.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 19,617 $442.74 $8,685,318.86
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 4

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,652

F12 · price: Shares sold at prices ranging from $439.58 to $450.90. Price reported is weighted average sales price.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 29,536 $446.87 $13,198,897.05
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 3

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,269

F11 · price: Shares sold at prices ranging from $442.84 to $450.87. Price reported is weighted average sales price.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 218 $459.86 $100,248.39
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,805

F10 · price: Shares swapped for the payment of purchase price on stock option exercise using fair market value on November 4, 2020 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 17:13 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 29,995 $217.42 $6,521,362.93
Disclosure

SEC source: 0000049071-20-000148 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 15:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 2,299 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000056 · edgar.xml · derivative · entry 7

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 2,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant.

Read SEC document
March 08, 2020 Filed Mar 10, 2020 15:47 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 1,061 $359.85 $381,798.20
Disclosure

SEC source: 0000049071-20-000056 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,028

Read SEC document
March 08, 2020 Filed Mar 10, 2020 15:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 2,299 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000056 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 2,494 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · derivative · entry 20

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,494

Underlying: Humana Common · 2,494 shares

Expires not disclosed

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F12 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F12 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 12,535 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · derivative · entry 16

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

Underlying: Humana Common · 12,535 shares

Expires 2027-02-24

F6 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 20,804 $0.00 Strike: $167.81 $0.00
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · derivative · entry 12

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 20,804 shares

Expires 2023-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/16, vesting in three increments from 02/18/17 to 02/18/19.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 21,014 $0.00 Strike: $164.65 $0.00
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · derivative · entry 11

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 21,014 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

F1 · derivative.exercise_date: Right to buy pursuant to the Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to Reporting Person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.

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February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 5,063 $367.39 $1,860,082.91
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 10

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,790

F14 · shares: Shares withheld for payment of taxes on stock option exercise using fair market value on February 21, 2020 pursuant to Humana Inc's 2011 Stock Incentive Plan.

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February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 9,149 $370.67 $3,391,259.83
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 9

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,853

F13 · shares: Shares swapped for payment of purchase price on stock option exercise using fair market value on February 20, 2020 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 20,209 $167.81 $3,391,171.25
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 8

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 4,478 $367.39 $1,645,161.23
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 7

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,793

F14 · shares: Shares withheld for payment of taxes on stock option exercise using fair market value on February 21, 2020 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 8,526 $370.67 $3,160,332.42
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,271

F13 · shares: Shares swapped for payment of purchase price on stock option exercise using fair market value on February 20, 2020 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 19,193 $164.65 $3,160,031.49
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 5

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 270 $370.67 $100,080.90
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 4

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,604

F13 · shares: Shares swapped for payment of purchase price on stock option exercise using fair market value on February 20, 2020 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 595 $167.81 $99,843.98
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 3

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 809 $370.67 $299,872.03
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,279

F13 · shares: Shares swapped for payment of purchase price on stock option exercise using fair market value on February 20, 2020 pursuant to Humana Inc's 2011 Stock Incentive Plan.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:20 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,821 $164.65 $299,818.55
Disclosure

SEC source: 0000049071-20-000035 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 879 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · derivative · entry 15

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,759

Underlying: Humana Common · 879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 931 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · derivative · entry 14

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 932

Underlying: Humana Common · 931 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 1,534 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · derivative · entry 13

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299

Underlying: Humana Common · 1,534 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/08/2017, 4,599 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 2,299 shares fully vest three years from the date of grant.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 406 $350.41 $142,266.46
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 6

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,415

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 879 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 5

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 430 $350.41 $150,676.30
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 4

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,942

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 931 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 3

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 708 $350.41 $248,090.28
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 2

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,441

Read SEC document
December 15, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,534 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 1

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 17, 2019 23:16 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 148 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000142 · edgar.xml · nonDerivative · entry 7

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,267

F10 · shares: Shares disposed of represents a gift/charitable donation effective December 9, 2019, in which no value was received in return.

Read SEC document
February 25, 2019 Filed Mar 1, 2019 23:31 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 2,638 $0.00 $0.00
Disclosure

SEC source: 0000049071-19-000041 · edgar.xml · derivative · entry 9

Kane Brian A · CIK 0001609525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638

Underlying: Humana Common · 2,638 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.