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person · Reporting owner

Wheatley Timothy Alan

Disclosed activity across 3 companies

Tapewire entity
88891
SEC CIK
0001699799

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cano Health, Inc.CANO · Entity 89005DirectorJune 28, 2024July 08, 2024
GoHealth, Inc.GOCO · Entity 22896DirectorJuly 17, 2024July 18, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cano Health, Inc.

Report date June 28, 2024 · Filed July 08, 2024

This filing explicitly reported no securities owned.

GoHealth, Inc.

Report date July 17, 2024 · Filed July 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect9,906 Reported balance After 2024-07-17 transaction · row 1
1 source row

Row 1 · 2024-07-17 · Grant · Acquired 9,906 · Balance 9,906

F1: Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on October 17, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on October 17, 2024.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date December 31, 2022 · Filed January 03, 2023

Section 16 reporting ended · disclosed 2023-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect3,983 Reported balance Holding disclosure · report date 2022-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,983

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote1,025 Reported balance Holding disclosure · report date 2022-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,025

F1: Shares held for the benefit of reporting person as of November 30, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $217.42 · Expires 2024-03-08Direct459 Reported balance Holding disclosure · report date 2022-12-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 459

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $268.47 · Expires 2025-02-19Direct372 Reported balance Holding disclosure · report date 2022-12-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 372

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct324 Reported balance Holding disclosure · report date 2022-12-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 324

F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24Direct2,865 Reported balance Holding disclosure · report date 2022-12-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 2,865

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22Direct4,524 Reported balance Holding disclosure · report date 2022-12-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,524

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct5,370 Reported balance Holding disclosure · report date 2022-12-31 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 5,370

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect550 Reported balance Holding disclosure · report date 2022-12-31 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 550

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect988 Reported balance Holding disclosure · report date 2022-12-31 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 988

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote162 Reported balance Holding disclosure · report date 2022-12-31 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 162

F11: Phantom Stock Units held for the benefit of reporting person as of November 30, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held for the benefit of reporting person as of November 30, 2022 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F3: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

F4: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F7: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F8: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F11: Phantom Stock Units held for the benefit of reporting person as of November 30, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2024 Filed Jul 18, 2024 21:57 UTC GoHealth, Inc. GOCO · Entity 22896 GrantClass A Common Stock 9,906 $13.98 $138,485.88
Disclosure

SEC source: 0001808220-24-000092 · wk-form4_1721339835.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,906

F1 · shares: Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on October 17, 2024.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 494 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · derivative · entry 16

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

Underlying: Humana Common · 494 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 550 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · derivative · entry 15

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Humana Common · 550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · derivative · entry 14

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 230 $510.02 $117,304.60
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 6

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,983

F13 · shares: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 494 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 257 $510.02 $131,075.14
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,719

F13 · shares: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 550 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 266 $510.02 $135,665.32
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,426

F13 · shares: Shares disposed of represent payment for tax liability on shares vesting 12/15/22, no value received in return.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 16:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 570 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-024049 · form4.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 2,262 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · derivative · entry 11

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,524

Underlying: Humana Common · 2,262 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 5,730 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · derivative · entry 10

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,865

Underlying: Humana Common · 5,730 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 7,578 $0.00 Strike: $307.97 $0.00
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · derivative · entry 9

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Humana Common · 7,578 shares

Expires 2026-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F4 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 7,000 $566.19 $3,963,332.80
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,122

F13 · price: Price reported is weighted average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 15,570 $566.22 $8,816,045.40
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,122

F13 · price: Price reported is weighted average sales price.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 2,262 $376.61 $851,891.82
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 5,730 $350.79 $2,010,012.38
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2022 Filed Nov 7, 2022 17:47 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 7,578 $307.97 $2,333,758.77
Disclosure

SEC source: 0001062993-22-021627 · form4.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 14:33 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 10 $438.43 $4,384.30
Disclosure

SEC source: 0001062993-22-008461 · form4.xml · derivative · entry 12

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 161

Underlying: Humana Common · 10 shares

Expires not disclosed

F12 · security: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F12 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 22, 2022 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:14 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 2,363 $428.27 $1,012,002.01
Disclosure

SEC source: 0001062993-22-006093 · form4.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,122

F14 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 21:14 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 5,819 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006093 · form4.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · shares: Performance Stock Units vested on 2/25/22, not required to be reported until vest.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:55 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,482 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005408 · form4.xml · derivative · entry 11

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482

Underlying: Humana Common · 1,482 shares

Expires not disclosed

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 22:55 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 5,370 $0.00 Strike: $425.06 $0.00
Disclosure

SEC source: 0001062993-22-005408 · form4.xml · derivative · entry 8

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,370

Underlying: Humana Common · 5,370 shares

Expires 2029-02-21

F7 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F7 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 549 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · derivative · entry 15

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Humana Common · 549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · derivative · entry 14

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570

Underlying: Humana Common · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 596 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · derivative · entry 13

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 256 $459.85 $117,721.60
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · nonDerivative · entry 6

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 549 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 266 $459.85 $122,320.10
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,373

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 570 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 278 $459.85 $127,838.30
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069

Read SEC document
December 15, 2021 Filed Dec 17, 2021 17:15 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 596 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013111 · form4.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 928 $0.00 Strike: $271.14 $0.00
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · derivative · entry 9

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 928 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 2/19/19 to 2/19/21.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 03/1/2018, vesting in three increments from 2/19/19 to 2/19/21.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 1,837 $0.00 Strike: $268.47 $0.00
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · derivative · entry 8

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372

Underlying: Humana Common · 1,837 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/2019 to 02/19/2021.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 459 $0.00 Strike: $217.42 $0.00
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · derivative · entry 7

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459

Underlying: Humana Common · 459 shares

Expires 2024-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 12,998 options vesting in three annual increments, and 7,499 options fully vest three years from the date of grant.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 5,284 $450.61 $2,381,002.10
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · nonDerivative · entry 5

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,751

F14 · price: Shares reported represent weighted avg sales price.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 3,224 $450.56 $1,452,607.05
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · nonDerivative · entry 4

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,035

F14 · price: Shares reported represent weighted avg sales price.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 928 $271.14 $251,617.92
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · nonDerivative · entry 3

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 1,837 $268.47 $493,179.39
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 13:44 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 459 $217.42 $99,793.49
Disclosure

SEC source: 0000049071-21-000089 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 21:26 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 11 $416.45 $4,580.95
Disclosure

SEC source: 0000049071-21-000067 · edgar.xml · derivative · entry 12

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 150

Underlying: Humana Common · 11 shares

Expires not disclosed

F13 · security: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F13 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F13 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F13 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

F13 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of March 25, 2021 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:27 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 1,649 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000052 · edgar.xml · derivative · entry 12

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649

Underlying: Humana Common · 1,649 shares

Expires not disclosed

F9 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F12 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F12 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 23:27 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 6,786 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0000049071-21-000052 · edgar.xml · derivative · entry 9

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,786

Underlying: Humana Common · 6,786 shares

Expires 2028-02-22

F7 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F7 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:27 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 3,105 $377.42 $1,171,873.58
Disclosure

SEC source: 0000049071-21-000052 · edgar.xml · nonDerivative · entry 2

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,035

Read SEC document
February 19, 2021 Filed Feb 23, 2021 23:27 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 7,436 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000052 · edgar.xml · nonDerivative · entry 1

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · shares: Includeds Performance Stock Units that vested on 2/19/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · derivative · entry 18

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,140

Underlying: Humana Common · 570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F12 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F12 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 595 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · derivative · entry 17

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596

Underlying: Humana Common · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F11 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

F11 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 108 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · derivative · entry 16

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 03/1/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 513 $0.00 $0.00
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · derivative · entry 15

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:17 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 266 $390.49 $103,869.01
Disclosure

SEC source: 0000049071-20-000161 · edgar.xml · nonDerivative · entry 8

Wheatley Timothy Alan · CIK 0001699799 · Segment President, Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,704

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.