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Diamond Susan M

Disclosed activity across 2 companies

Tapewire entity
42160
SEC CIK
0001782445

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HUMANA INCHUM · Entity 1429Chief Financial OfficerDecember 31, 2024January 03, 2025
PEPSICO INCPEP · Entity 2848DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HUMANA INC

Report date December 31, 2024 · Filed January 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote.332 Reported balance After 2024-12-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2024-12-31 · Other · Acquired 1 · Balance 332

F10: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

Humana CommonSEC Table I · non-derivativeDirect20,165 Reported balance Holding disclosure · report date 2024-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 20,165

F9: Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote2,219 Reported balance Holding disclosure · report date 2024-12-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,219

F1: Shares held for the benefit of the reporting person as of December 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22Direct1,508 Reported balance Holding disclosure · report date 2024-12-31 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,508

F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $428.68 · Expires 2028-08-01Direct3,793 Reported balance Holding disclosure · report date 2024-12-31 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 3,793

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct5,562 Reported balance Holding disclosure · report date 2024-12-31 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,562

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $510.24 · Expires 2030-02-24Direct6,810 Reported balance Holding disclosure · report date 2024-12-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 6,810

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $367.21 · Expires 2031-02-21Direct9,989 Reported balance Holding disclosure · report date 2024-12-31 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 9,989

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect588 Reported balance Holding disclosure · report date 2024-12-31 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 588

F7: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Filing footnotes · ownership attribution and instrument terms

F1: Shares held for the benefit of the reporting person as of December 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).

F2: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.

F6: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

F7: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F9: Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

F10: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

PEPSICO INC

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
PepsiCo, Inc. Common StockSEC Table I · non-derivativeDirect10,024.202 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 165.225 · Balance 8,431.8454

F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Row 2 · 2026-10-01 · Grant · Acquired 1,592.3566 · Balance 10,024.202

F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F2: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:03 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 1,592.3566 $125.60 $199,999.99
Disclosure

SEC source: 0001628280-26-064904 · wk-form4_1791230625.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,024.202

F2 · shares: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Read SEC document
September 30, 2026 Filed Oct 5, 2026 20:03 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 165.225 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-064904 · wk-form4_1791230625.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,431.8454

F1 · shares: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F1 · price: This number includes the phantom stock units acquired on various dates between June 1, 2026 and September 30, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $126.72 to $135.40, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:38 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 565.2911 $141.52 $80,000.00
Disclosure

SEC source: 0001628280-26-040416 · wk-form4_1780519081.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,266.6204

F2 · shares: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.

Read SEC document
May 31, 2026 Filed Jun 3, 2026 20:38 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 128.1172 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-040416 · wk-form4_1780519081.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,701.3293

F1 · shares: This number includes the phantom stock units acquired on various dates between December 1, 2025 and May 31, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $138.96 to $155.29, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F1 · price: This number includes the phantom stock units acquired on various dates between December 1, 2025 and May 31, 2026 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $138.96 to $155.29, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 21:19 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 535.0812 $149.51 $79,999.99
Disclosure

SEC source: 0001782445-25-000005 · wk-form4_1764796770.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,573.2121

F1 · shares: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.

F2 · balance_after: This number includes 25.4631 phantom stock units acquired on June 1, 2025 under the PepsiCo Director Deferral Program, as well as 0.5350 phantom stock units acquired on various dates between June 1, 2025 and September 30, 2025 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $132.04 to $140.44, which were mistakenly omitted from the Form 4s filed by the reporting person on June 3, 2025 and October 3, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:13 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 1,397.2334 $143.14 $199,999.99
Disclosure

SEC source: 0001782445-25-000003 · wk-form4_1759522390.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,012.1328

F2 · shares: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Read SEC document
September 30, 2025 Filed Oct 3, 2025 20:13 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 94.9693 Not disclosed Not disclosed
Disclosure

SEC source: 0001782445-25-000003 · wk-form4_1759522390.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,614.8994

F1 · shares: This number includes the phantom stock units acquired on various dates between June 1, 2025 and September 30, 2025 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $132.04 to $140.44, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F1 · price: This number includes the phantom stock units acquired on various dates between June 1, 2025 and September 30, 2025 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $132.04 to $140.44, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 20:08 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 458.3371 $130.91 $59,999.99
Disclosure

SEC source: 0001628280-25-029035 · wk-form4_1748981290.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,519.9301

F2 · shares: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.

Read SEC document
May 31, 2025 Filed Jun 3, 2025 20:08 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 73.3222 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-029035 · wk-form4_1748981290.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,061.593

F1 · shares: This number includes the phantom stock units acquired on various dates between December 1, 2024 and May 31, 2025 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $146.27 to $149.94, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F1 · price: This number includes the phantom stock units acquired on various dates between December 1, 2024 and May 31, 2025 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $146.27 to $149.94, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 18:11 UTC HUMANA INC HUM · Entity 1429 OtherPhantom Stock Units · Derivative 1 $260.73 $260.73
Disclosure

SEC source: 0001062993-25-000093 · form4.xml · derivative · entry 9

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote.

Disclosed balance after: 332

Underlying: Humana Common · 1 shares

Expires not disclosed

F10 · security: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

F10 · derivative.exercise_price: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

F10 · derivative.exercise_date: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

F10 · derivative.expiration_date: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

F10 · ownership.nature: Phantom Stock Units held for the benefit of reporting person as of December 31, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. Transaction reported reflects shares acquired for a quarterly allocation of dividend equivalents, allocated the last business day of the quarter. The amount of shares purchased was determined using the closing price of Humana stock on the dividend payable date of December 31, 2024.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 16:22 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 588 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020722 · form4.xml · derivative · entry 13

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588

Underlying: Humana Common · 588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 16:22 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020722 · form4.xml · derivative · entry 12

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 16:22 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 268 $271.68 $72,808.90
Disclosure

SEC source: 0001062993-24-020722 · form4.xml · nonDerivative · entry 5

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,165

F12 · shares: Shares disposed of represent payment of tax liability resulting from Restricted Stock Units vested on 12/15/24.

F10 · balance_after: Includes 12,618 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 16:22 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 588 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020722 · form4.xml · nonDerivative · entry 4

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 16:22 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 234 $271.68 $63,571.95
Disclosure

SEC source: 0001062993-24-020722 · form4.xml · nonDerivative · entry 3

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,845

F12 · shares: Shares disposed of represent payment of tax liability resulting from Restricted Stock Units vested on 12/15/24.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 16:22 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 512 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-020722 · form4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2024 Filed Dec 17, 2024 16:22 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 393 $271.68 $106,768.28
Disclosure

SEC source: 0001062993-24-020722 · form4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,567

F12 · shares: Shares disposed of represent payment of tax liability resulting from Restricted Stock Units vested on 12/15/24.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 21:00 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 367.9852 $163.05 $59,999.99
Disclosure

SEC source: 0001628280-24-049732 · wk-form4_1733259648.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,988.2708

F1 · shares: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:06 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 1,166.9973 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-042105 · wk-form4_1727985971.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,620.2856

F2 · shares: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Read SEC document
September 30, 2024 Filed Oct 3, 2024 20:06 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 39.229 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-042105 · wk-form4_1727985971.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,453.2883

F1 · shares: This number includes the phantom stock units acquired on various dates between June 1, 2024 and September 30, 2024 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $164.93 to $170.03, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F1 · price: This number includes the phantom stock units acquired on various dates between June 1, 2024 and September 30, 2024 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $164.93 to $170.03, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:03 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 311 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-014375 · form4.xml · derivative · entry 9

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:03 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 142 $357.33 $50,740.15
Disclosure

SEC source: 0001062993-24-014375 · form4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,960

F12 · shares: Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 8/1/24.

F11 · balance_after: Includes 13,480 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 21:03 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 311 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-014375 · form4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · balance_after: Includes 13,480 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Read SEC document
June 01, 2024 Filed Jun 5, 2024 00:14 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 350.4058 $171.23 $59,999.99
Disclosure

SEC source: 0001628280-24-026748 · wk-form4_1717546471.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,414.0593

F2 · shares: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.

Read SEC document
May 31, 2024 Filed Jun 5, 2024 00:14 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 30.208 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-026748 · wk-form4_1717546471.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,063.6535

F1 · shares: This number includes the phantom stock units acquired on various dates between December 1, 2023 and May 31, 2024 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $168.94 to $172.98, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F1 · price: This number includes the phantom stock units acquired on various dates between December 1, 2023 and May 31, 2024 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $168.94 to $172.98, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 17:09 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 1,125 $366.11 $411,868.13
Disclosure

SEC source: 0001062993-24-004158 · form4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,311

F15 · shares: Shares disposed of represent payment of tax liability resulting from vesting of Performance Stock Units on 2/22/24.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 17:09 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 3,356 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004158 · form4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · shares: Includes Performance Stock Units not required to be reported until vest.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 17:09 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 9,989 $0.00 Strike: $367.21 $0.00
Disclosure

SEC source: 0001062993-24-004158 · form4.xml · derivative · entry 9

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,989

Underlying: Humana Common · 9,989 shares

Expires 2031-02-21

F6 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

F6 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 17:09 UTC HUMANA INC HUM · Entity 1429 GrantHumana Common 13,480 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004158 · form4.xml · nonDerivative · entry 3

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,791

F11 · shares: Restricted stock units granted to reporting person on 2/21/24.

F12 · balance_after: Includes 13,480 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 588 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · derivative · entry 15

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,176

Underlying: Humana Common · 588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F10 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

F10 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · derivative · entry 14

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512

Underlying: Humana Common · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 367 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · derivative · entry 12

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 274 $463.58 $127,020.92
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · nonDerivative · entry 6

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,080

F12 · shares: Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 588 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · nonDerivative · entry 5

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 239 $463.58 $110,795.62
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · nonDerivative · entry 4

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,766

F12 · shares: Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 512 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · nonDerivative · entry 3

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 171 $463.58 $79,272.18
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,493

F12 · shares: Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 16:08 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 367 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-022817 · form4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 21:24 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 355.682 $168.69 $60,000.00
Disclosure

SEC source: 0001209191-23-057419 · doc4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,033.4455

F1 · shares: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:22 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 1,182.2427 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-051469 · doc4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,677.7635

F2 · shares: This number represents the filing person's phantom stock units received for service as a director that are payable in shares of PepsiCo Common Stock on a one-for-one basis commencing on the first day of the calendar quarter following the first anniversary of the filing person's retirement or resignation from PepsiCo's Board of Directors.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 20:22 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 7.0084 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-051469 · doc4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,495.5208

F1 · shares: This number includes the phantom stock units acquired on various dates between June 1, 2023 and September 30, 2023 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $169.44 to $185.22, payable in shares of PepsiCo Common Stock on a one-for-one basis.

F1 · price: This number includes the phantom stock units acquired on various dates between June 1, 2023 and September 30, 2023 through reinvestment of dividend equivalents pursuant to the PepsiCo Director Deferral Program, at prices ranging from $169.44 to $185.22, payable in shares of PepsiCo Common Stock on a one-for-one basis.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 15:42 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 311 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-015742 · form4.xml · derivative · entry 9

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 15:42 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 145 $458.14 $66,429.58
Disclosure

SEC source: 0001062993-23-015742 · form4.xml · nonDerivative · entry 2

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,297

F12 · shares: Shares disposed of represent payment of tax liability resulting from vesting of restricted shares on 8/1/23.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 15:42 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 311 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-015742 · form4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:39 UTC PEPSICO INC PEP · Entity 2848 GrantPepsiCo, Inc. Common Stock 54.8877 $182.19 $9,999.99
Disclosure

SEC source: 0001209191-23-034350 · doc4.xml · nonDerivative · entry 1

Diamond Susan M · CIK 0001782445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,488.5124

F1 · shares: This number represents the regular cash payment, or portion thereof, that the filing person elected to defer under the PepsiCo Director Deferral Program that is payable in shares of PepsiCo Common Stock at the end of the deferral period selected by the filing person.

Read SEC document
May 05, 2023 Filed May 8, 2023 18:04 UTC HUMANA INC HUM · Entity 1429 OtherHumana Common 700 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010402 · form4.xml · nonDerivative · entry 7

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,131

F16 · shares: Reporting person transferred a total of 700 shares of direct ownership on May 5, 2023 pursuant to a Domestic Relations Order.

Read SEC document
May 04, 2023 Filed May 8, 2023 18:04 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 1,508 $0.00 Strike: $376.61 $0.00
Disclosure

SEC source: 0001062993-23-010402 · form4.xml · derivative · entry 10

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,508

Underlying: Humana Common · 1,508 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F3 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

Read SEC document
May 04, 2023 Filed May 8, 2023 18:04 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionOptions · Derivative 1,861 $0.00 Strike: $350.79 $0.00
Disclosure

SEC source: 0001062993-23-010402 · form4.xml · derivative · entry 9

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 1,861 shares

Expires 2027-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F2 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

Read SEC document
May 04, 2023 Filed May 8, 2023 18:04 UTC HUMANA INC HUM · Entity 1429 GiftHumana Common 100 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010402 · form4.xml · nonDerivative · entry 6

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,831

F15 · shares: Reporting person made a gift/charitable donation, effective May 4, 2023, in which no value was received in return.

Read SEC document
May 04, 2023 Filed May 8, 2023 18:04 UTC HUMANA INC HUM · Entity 1429 SaleHumana Common 1,500 $526.75 $790,118.85
Disclosure

SEC source: 0001062993-23-010402 · form4.xml · nonDerivative · entry 5

Diamond Susan M · CIK 0001782445 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,931

F14 · price: All shares sold at price reported.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.