Last 12 months
Inside the activity.
0 purchase rows · 19 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2021 Filed Jan 5, 2022 02:28 UTC |
Littlefair Andrew JDirector
|
GrantCommon Stock | 190 | $34.83 | $6,616.94 |
DisclosureSEC source: 0001562180-22-000181 · primarydocument.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,475 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2021 to December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:27 UTC |
Bolt Tracy AllanDirector
|
GrantCommon Stock | 940 | $34.83 | $32,736.44 |
DisclosureSEC source: 0001562180-22-000175 · primarydocument.xml · nonDerivative · entry 1 Bolt Tracy Allan · CIK 0001472587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,278 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2021 to December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 5, 2022 02:27 UTC |
Anderson Charlotte JonesDirector
|
GrantCommon Stock | 208 | $34.83 | $7,243.81 |
DisclosureSEC source: 0001562180-22-000174 · primarydocument.xml · nonDerivative · entry 1 Anderson Charlotte Jones · CIK 0001472588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,557 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the fourth calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from December 17, 2021 to December 31, 2021. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 18:45 UTC |
Feinberg Hill ADirector
|
SaleCommon Stock | 10,000 | $35.36 | $353,571.00 |
DisclosureSEC source: 0001562180-21-007543 · primarydocument.xml · nonDerivative · entry 1 Feinberg Hill A · CIK 0001325149 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,236 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.35 to $35.45, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 23:07 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
Diamond HTH Stock Co GP, LLC10% owner
|
GrantCommon Stock | 416.4325 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007398 · primarydocument.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,408.7804 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 23:07 UTC |
Furr William BChief Financial Officer
|
GrantCommon Stock | 201.6127 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007399 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,206.0747 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 23:08 UTC |
Winges Martin BradleyHilltop Securities CEO
|
GrantCommon Stock | 2.4782 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007401 · primarydocument.xml · nonDerivative · entry 1 Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,321.3343 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 23:07 UTC |
PARMENTER DARREN EChief Administrative Officer
|
GrantCommon Stock | 104.8204 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007400 · primarydocument.xml · nonDerivative · entry 1 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,251.5579 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 23:08 UTC |
PRESTIDGE COREYEVP, General Counsel & Sec.
|
GrantCommon Stock | 148.5838 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007402 · primarydocument.xml · nonDerivative · entry 1 PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,070.6502 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| December 01, 2021 Filed Sep 26, 2025 21:17 UTC |
Thompson Steve BPrimeLending President and CEO
|
GrantCommon Stock | 56.8092 | $0.00 | $0.00 |
DisclosureSEC source: 0002087850-25-000011 · primarydocument.xml · nonDerivative · entry 1 Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,290.6757 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 00:01 UTC |
Bornemann Keith E.Chief Accounting Officer
|
SaleCommon Stock | 3,000 | $36.94 | $110,820.00 |
DisclosureSEC source: 0001562180-21-006857 · primarydocument.xml · nonDerivative · entry 1 Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,051.02 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.937 to $36.965, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:53 UTC |
Furr William BChief Financial Officer
|
GrantCommon Stock | 174 | $29.40 | $5,115.60 |
DisclosureSEC source: 0001562180-21-006319 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,004.462 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2021 through September 30, 2021. F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2021. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 21:54 UTC |
PARMENTER DARREN EChief Administrative Officer
|
GrantCommon Stock | 82 | $29.40 | $2,410.80 |
DisclosureSEC source: 0001562180-21-006320 · primarydocument.xml · nonDerivative · entry 1 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,146.7375 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2021 through September 30, 2021. F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:46 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Co GP, LLC10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006284 · primarydocument.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 73,216 F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:46 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Co GP, LLC10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 1,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-006284 · primarydocument.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,992.3479 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2020 EIP as compensation for services rendered as a director of the Issuer in the third quarter of 2021, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:46 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Co GP, LLC10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
|
GrantCommon Stock | 1,649 | $32.59 | $53,735.96 |
DisclosureSEC source: 0001562180-21-006284 · primarydocument.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,641.3479 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2020 Equity Incentive Plan (the "2020 EIP"), as compensation for services rendered as a director of the Issuer in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:45 UTC |
SOBEL JONATHAN SDirector · Hilltop Securities Chairman
|
GrantCommon Stock | 203 | $32.59 | $6,615.16 |
DisclosureSEC source: 0001562180-21-006281 · primarydocument.xml · nonDerivative · entry 1 SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,270 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:46 UTC |
Taylor Robert JRDirector
|
GrantCommon Stock | 222 | $32.59 | $7,234.31 |
DisclosureSEC source: 0001562180-21-006282 · primarydocument.xml · nonDerivative · entry 1 Taylor Robert JR · CIK 0001461403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,814 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 19:45 UTC |
Hill William T JrDirector
|
GrantCommon Stock | 241 | $32.59 | $7,853.47 |
DisclosureSEC source: 0001562180-21-006278 · primarydocument.xml · nonDerivative · entry 1 Hill William T Jr · CIK 0001434682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,873 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:45 UTC |
SHERMAN A HAAGDirector
|
GrantCommon Stock | 521 | $32.59 | $16,977.83 |
DisclosureSEC source: 0001562180-21-006280 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,486 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:46 UTC |
WEBB CARL BDirector
|
GrantCommon Stock | 406 | $32.59 | $13,230.32 |
DisclosureSEC source: 0001562180-21-006283 · primarydocument.xml · nonDerivative · entry 1 WEBB CARL B · CIK 0001267958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,825 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:45 UTC |
Littlefair Andrew JDirector
|
GrantCommon Stock | 203 | $32.59 | $6,615.16 |
DisclosureSEC source: 0001562180-21-006279 · primarydocument.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,285 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:44 UTC |
Bolt Tracy AllanDirector
|
GrantCommon Stock | 1,005 | $32.59 | $32,749.94 |
DisclosureSEC source: 0001562180-21-006277 · primarydocument.xml · nonDerivative · entry 1 Bolt Tracy Allan · CIK 0001472587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,338 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:44 UTC |
Anderson Charlotte JonesDirector
|
GrantCommon Stock | 222 | $32.59 | $7,234.31 |
DisclosureSEC source: 0001562180-21-006276 · primarydocument.xml · nonDerivative · entry 1 Anderson Charlotte Jones · CIK 0001472588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,349 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from September 17, 2021 to September 30, 2021. Read SEC document |
| September 01, 2021 Filed Sep 7, 2021 22:21 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
Diamond HTH Stock Co GP, LLC10% owner
|
GrantCommon Stock | 432.5207 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005858 · primarydocument.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,992.3479 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| September 01, 2021 Filed Sep 7, 2021 22:19 UTC |
Furr William BChief Financial Officer
|
GrantCommon Stock | 208.7805 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005857 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,830.462 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| September 01, 2021 Filed Sep 7, 2021 22:23 UTC |
Winges Martin BradleyHilltop Securities CEO
|
GrantCommon Stock | 2.5739 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005861 · primarydocument.xml · nonDerivative · entry 1 Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,318.8561 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| September 01, 2021 Filed Sep 7, 2021 22:21 UTC |
PARMENTER DARREN EChief Administrative Officer
|
GrantCommon Stock | 108.5771 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005859 · primarydocument.xml · nonDerivative · entry 1 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,064.7375 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| September 01, 2021 Filed Sep 7, 2021 22:22 UTC |
PRESTIDGE COREYEVP, General Counsel & Sec.
|
GrantCommon Stock | 154.3241 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005860 · primarydocument.xml · nonDerivative · entry 1 PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,922.0664 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| September 01, 2021 Filed Sep 26, 2025 21:17 UTC |
Thompson Steve BPrimeLending President and CEO
|
GrantCommon Stock | 59.0037 | $0.00 | $0.00 |
DisclosureSEC source: 0002087850-25-000010 · primarydocument.xml · nonDerivative · entry 1 Thompson Steve B · CIK 0002087850 · PrimeLending President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,233.8665 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 18:00 UTC |
Schaffner JerryPlainsCapital Bank Pres & CEO
|
SaleCommon Stock | 30,000 | $33.03 | $990,978.00 |
DisclosureSEC source: 0001562180-21-005434 · primarydocument.xml · nonDerivative · entry 1 Schaffner Jerry · CIK 0001456811 · PlainsCapital Bank Pres & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,532 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.15, inclusive. The reporting person undertakes to provide to Hilltop Holdings Inc., any stockholder of Hilltop Holdings Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F2 · balance_after: Includes 11,970 shares of common stock held in an individual retirement account for the benefit of the reporting person. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:49 UTC |
Furr William BChief Financial Officer
|
GrantCommon Stock | 181 | $32.76 | $5,929.56 |
DisclosureSEC source: 0001562180-21-004803 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,621.6815 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2021 through June 30, 2021. F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:50 UTC |
PARMENTER DARREN EChief Administrative Officer
|
GrantCommon Stock | 85 | $32.76 | $2,784.60 |
DisclosureSEC source: 0001562180-21-004805 · primarydocument.xml · nonDerivative · entry 1 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,956.1604 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2021 through June 30, 2021. F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2021. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 21:49 UTC |
Bornemann Keith E.Chief Accounting Officer
|
GrantCommon Stock | 31 | $32.76 | $1,015.56 |
DisclosureSEC source: 0001562180-21-004804 · primarydocument.xml · nonDerivative · entry 1 Bornemann Keith E. · CIK 0001420756 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,051.02 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2021 through June 30, 2021. F2 · price: In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:11 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Co GP, LLC10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004721 · primarydocument.xml · nonDerivative · entry 3 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 71,567 F3 · ownership.nature: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.nature: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. F8 · ownership.nature: Represents Shares directly beneficially owned by the Trust. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:11 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Co GP, LLC10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
|
GiftCommon Stock | 1,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004721 · primarydocument.xml · nonDerivative · entry 2 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,559.8272 F7 · shares: In connection with Mr. Ford's receipt of Shares under the 2020 EIP as compensation for services rendered as a director of the Issuer in the second quarter of 2021, Mr. Ford subsequently gifted these Shares to the Trust, which is a revocable trust of Mr. Ford established for the benefit of the members of his family. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:11 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Co GP, LLC10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
|
GrantCommon Stock | 1,465 | $36.68 | $53,728.88 |
DisclosureSEC source: 0001562180-21-004721 · primarydocument.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,024.8272 F1 · shares: Represents shares of common stock of Hilltop Holdings Inc. (the "Issuer"), par value $0.01 per share ("Shares"), granted to Gerald J. Ford under the Hilltop Holdings Inc. 2020 Equity Incentive Plan (the "2020 EIP"), as compensation for services rendered as a director of the Issuer in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. F3 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F4 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F5 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F6 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:09 UTC |
SOBEL JONATHAN SDirector · Hilltop Securities Chairman
|
GrantCommon Stock | 180 | $36.68 | $6,601.50 |
DisclosureSEC source: 0001562180-21-004719 · primarydocument.xml · nonDerivative · entry 1 SOBEL JONATHAN S · CIK 0001086618 · Director · Hilltop Securities Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,067 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:09 UTC |
Taylor Robert JRDirector
|
GrantCommon Stock | 197 | $36.68 | $7,224.98 |
DisclosureSEC source: 0001562180-21-004718 · primarydocument.xml · nonDerivative · entry 1 Taylor Robert JR · CIK 0001461403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,592 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 17:11 UTC |
Hill William T JrDirector
|
GrantCommon Stock | 214 | $36.68 | $7,848.45 |
DisclosureSEC source: 0001562180-21-004722 · primarydocument.xml · nonDerivative · entry 1 Hill William T Jr · CIK 0001434682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,632 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:12 UTC |
SHERMAN A HAAGDirector
|
GrantCommon Stock | 463 | $36.68 | $16,980.53 |
DisclosureSEC source: 0001562180-21-004725 · primarydocument.xml · nonDerivative · entry 1 SHERMAN A HAAG · CIK 0001283832 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,965 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:09 UTC |
WEBB CARL BDirector
|
GrantCommon Stock | 361 | $36.68 | $13,239.68 |
DisclosureSEC source: 0001562180-21-004717 · primarydocument.xml · nonDerivative · entry 1 WEBB CARL B · CIK 0001267958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,419 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:12 UTC |
Littlefair Andrew JDirector
|
GrantCommon Stock | 180 | $36.68 | $6,601.50 |
DisclosureSEC source: 0001562180-21-004724 · primarydocument.xml · nonDerivative · entry 1 Littlefair Andrew J · CIK 0001400209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,082 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:11 UTC |
Anderson Charlotte JonesDirector
|
GrantCommon Stock | 197 | $36.68 | $7,224.98 |
DisclosureSEC source: 0001562180-21-004723 · primarydocument.xml · nonDerivative · entry 1 Anderson Charlotte Jones · CIK 0001472588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,127 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 21:10 UTC |
Bolt Tracy AllanDirector
|
GrantCommon Stock | 847 | $36.68 | $31,063.73 |
DisclosureSEC source: 0001562180-21-004720 · primarydocument.xml · nonDerivative · entry 1 Bolt Tracy Allan · CIK 0001472587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,333 F1 · shares: Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the second calendar quarter of 2021. F2 · price: Price per share calculated using the average closing price per share for the period from June 17, 2021 to June 30, 2021. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 22:01 UTC |
FORD GERALD JDirector · 10% owner
Diamond HTH Stock Company, LP10% owner
Turtle Creek Revocable Trust10% owner
Diamond HTH Stock Co GP, LLC10% owner
|
GrantCommon Stock | 383.4972 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004081 · primarydocument.xml · nonDerivative · entry 1 FORD GERALD J · CIK 0001021572 · Director · 10% owner Diamond HTH Stock Company, LP · CIK 0001718307 · 10% owner Turtle Creek Revocable Trust · CIK 0001718194 · 10% owner Diamond HTH Stock Co GP, LLC · CIK 0001718156 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,559.8272 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. F2 · ownership.direct: This statement is jointly filed by and on behalf of each of Mr. Ford, Diamond HTH Stock Company, LP ("Diamond HTH LP"), Diamond HTH Stock Company GP, LLC ("Diamond HTH LLC"), and Turtle Creek Revocable Trust (the "Trust"). Mr. Ford, Diamond A Financial, L.P. ("Diamond A") and the Trust are the direct beneficial owners of the securities covered by this statement. F3 · ownership.direct: Diamond HTH LP is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond A. Diamond HTH LLC is the general partner of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LP. Mr. Ford is the sole member of, and may be deemed to beneficially own certain securities owned by, Diamond HTH LLC. Mr. Ford is the grantor and trustee of, and may be deemed to beneficially own certain securities owned by, the Trust. F4 · ownership.direct: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities. F5 · ownership.direct: The reporting persons may be deemed to be a member of a group with respect to Hilltop Holdings Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 22:01 UTC |
Furr William BChief Financial Officer
|
GrantCommon Stock | 184.5415 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004079 · primarydocument.xml · nonDerivative · entry 1 Furr William B · CIK 0001683821 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,440.6815 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 22:01 UTC |
Winges Martin BradleyHilltop Securities CEO
|
GrantCommon Stock | 2.2822 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004082 · primarydocument.xml · nonDerivative · entry 1 Winges Martin Bradley · CIK 0001453018 · Hilltop Securities CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,316.2822 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 22:01 UTC |
PARMENTER DARREN EChief Administrative Officer
|
GrantCommon Stock | 96.0004 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004080 · primarydocument.xml · nonDerivative · entry 1 PARMENTER DARREN E · CIK 0001431919 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,871.1604 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
| June 01, 2021 Filed Jun 4, 2021 22:01 UTC |
PRESTIDGE COREYEVP, General Counsel & Sec.
|
GrantCommon Stock | 136.8323 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004078 · primarydocument.xml · nonDerivative · entry 1 PRESTIDGE COREY · CIK 0001397829 · EVP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,767.7423 F1 · shares: Shares acquired pursuant to the reinvestment of dividends. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.