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HTFC

Horizon Technology Finance Corp

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Tapewire entity
5939
SEC CIK
0001487428
Parsed reports
64

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202670
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2020 Filed Mar 12, 2020 20:56 UTC
Trolio Daniel R.Vice President and CFO
PurchaseCommon Stock 421 $11.83 $4,979.59
Disclosure

SEC source: 0001638599-20-000288 · doc4_6590.xml · nonDerivative · entry 1

Trolio Daniel R. · CIK 0001683196 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

Read SEC document
August 14, 2019 Filed Aug 15, 2019 13:33 UTC
Michaud Gerald A.Director · President
PurchaseCommon Stock 3,500 $12.00 $42,000.00
Disclosure

SEC source: 0001638599-19-000724 · doc4_6238.xml · nonDerivative · entry 1

Michaud Gerald A. · CIK 0001503747 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,128

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.995 to $12.01, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 18:47 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 575 $12.14 $6,979.93
Disclosure

SEC source: 0001638599-19-000675 · doc4_6192.xml · nonDerivative · entry 2

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for grandchildren

Disclosed balance after: 3,350.64

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.135 to $12.1425, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
August 07, 2019 Filed Aug 7, 2019 18:47 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 5,000 $12.14 $60,675.00
Disclosure

SEC source: 0001638599-19-000675 · doc4_6192.xml · nonDerivative · entry 1

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,225.43

Read SEC document
May 13, 2019 Filed May 13, 2019 20:10 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 555 $11.70 $6,493.50
Disclosure

SEC source: 0001638599-19-000515 · doc4_6105.xml · nonDerivative · entry 2

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for grandchildren

Disclosed balance after: 2,719

Read SEC document
May 13, 2019 Filed May 13, 2019 20:10 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 4,500 $11.70 $52,650.00
Disclosure

SEC source: 0001638599-19-000515 · doc4_6105.xml · nonDerivative · entry 1

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,077

Read SEC document
May 09, 2019 Filed May 13, 2019 17:39 UTC
Michaud Gerald A.Director · President
PurchaseCommon Stock 900 $11.65 $10,486.98
Disclosure

SEC source: 0001638599-19-000513 · doc4_6092.xml · nonDerivative · entry 1

Michaud Gerald A. · CIK 0001503747 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,842

Read SEC document
May 18, 2018 Filed May 18, 2018 18:33 UTC
Michaud Gerald A.Director · President
PurchaseCommon Stock 15,000 $10.08 $151,200.00
Disclosure

SEC source: 0001638599-18-000561 · doc4_5424.xml · nonDerivative · entry 1

Michaud Gerald A. · CIK 0001503747 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,034

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.99 to $10.10, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
May 07, 2018 Filed May 8, 2018 18:41 UTC PurchaseCommon Stock 3,000 $10.00 $30,000.00
Disclosure

SEC source: 0001638599-18-000474 · doc4_5382.xml · nonDerivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.98 to $10.04, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 15:07 UTC PurchaseCommon Stock 10,000 $10.60 $106,000.00
Disclosure

SEC source: 0001638599-18-000341 · doc4_5320.xml · nonDerivative · entry 1

SAVAGE JOSEPH J · CIK 0001197563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.55 to $10.6251, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
November 28, 2017 Filed Nov 28, 2017 20:07 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 400 $11.08 $4,431.04
Disclosure

SEC source: 0001638599-17-001166 · doc4_5093.xml · nonDerivative · entry 2

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for grandchildren

Disclosed balance after: 1,867.77

Read SEC document
November 28, 2017 Filed Nov 28, 2017 20:07 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 400 $11.07 $4,427.68
Disclosure

SEC source: 0001638599-17-001166 · doc4_5093.xml · nonDerivative · entry 1

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,679.93

Read SEC document
May 22, 2017 Filed May 23, 2017 17:24 UTC PurchaseCommon Stock 2,000 $11.21 $22,420.00
Disclosure

SEC source: 0001638599-17-000471 · doc4_4719.xml · nonDerivative · entry 1

Sarsynski Elaine A · CIK 0001552249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
May 08, 2017 Filed May 8, 2017 21:14 UTC PurchaseCommon Stock 7,000 $11.27 $78,918.00
Disclosure

SEC source: 0001638599-17-000426 · doc4_4694.xml · nonDerivative · entry 1

SAVAGE JOSEPH J · CIK 0001197563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Read SEC document
November 07, 2016 Filed Nov 8, 2016 19:45 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 225 $10.49 $2,360.25
Disclosure

SEC source: 0001638599-16-001511 · doc4_4289.xml · nonDerivative · entry 2

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for grandchildren

Disclosed balance after: 1,306.186

Read SEC document
November 07, 2016 Filed Nov 8, 2016 19:45 UTC
Pomeroy Robert D. Jr.Director · Chief Executive Officer
PurchaseCommon Stock 4,000 $10.50 $42,000.00
Disclosure

SEC source: 0001638599-16-001511 · doc4_4289.xml · nonDerivative · entry 1

Pomeroy Robert D. Jr. · CIK 0001503748 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,116.97

Read SEC document
September 19, 2016 Filed Sep 21, 2016 16:15 UTC
Michaud Gerald A.Director · President
PurchaseCommon Stock 225 $13.42 $3,019.50
Disclosure

SEC source: 0001638599-16-001420 · doc4_4239.xml · nonDerivative · entry 2

Michaud Gerald A. · CIK 0001503747 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by Spouse

Disclosed balance after: 485

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.