Tapewire

NYSE · USD

HRL

HORMEL FOODS CORP /DE/

Export transactions ↓
Tapewire entity
3453
SEC CIK
0000048465
Parsed reports
684

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202610

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 3, 2017 22:24 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001683 · edgar.xml · nonDerivative · entry 1

PIPPINS DAKOTA A · CIK 0001192939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,166.05

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:24 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001682 · edgar.xml · nonDerivative · entry 1

NESTEGARD SUSAN K · CIK 0001222107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,527.898

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

F2 · balance_after: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:23 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001681 · edgar.xml · nonDerivative · entry 1

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,335.536

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:23 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001679 · edgar.xml · nonDerivative · entry 1

MORRISON JOHN L · CIK 0001271481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,327.348

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1

F2 · balance_after: On January 11, 2017, the Reporting Person contributed 56,000 of Issuer's common stock to a GRAT.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:23 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001680 · edgar.xml · nonDerivative · entry 1

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,491

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

F2 · balance_after: The balance reported on this Form 4 also reflects that the reporting person's Form 4 filed on September 16, 2016, and all subsequent Form 4s, overstated the amount of securities owned by the reporting person by 3,902 shares due to an error in calculating the amount beneficially owned by the reporting person.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:22 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001677 · edgar.xml · nonDerivative · entry 1

Forbes Glenn S · CIK 0001529894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,074.176

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:21 UTC
ETTINGER JEFFREY MDirector · Chairman of the Board
GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001676 · edgar.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534,906.851

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:19 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001674 · edgar.xml · nonDerivative · entry 2

CREWS TERRELL K · CIK 0001126219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,697.326

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 22:14 UTC GrantCommon Stock 4,492 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001671 · edgar.xml · nonDerivative · entry 1

Bhojwani Gary C · CIK 0001614708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,277.808

F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1.

F2 · balance_after: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:01 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-17-001426 · edgar.xml · derivative · entry 4

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:01 UTC Tax withholdingCommon Stock 1,847 $36.27 $66,990.69
Disclosure

SEC source: 0001179110-17-001426 · edgar.xml · nonDerivative · entry 3

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,901

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:01 UTC Tax withholdingCommon Stock 2,613 $36.27 $94,773.51
Disclosure

SEC source: 0001179110-17-001426 · edgar.xml · nonDerivative · entry 2

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,748

Read SEC document
January 31, 2017 Filed Feb 1, 2017 15:01 UTC Exercise / conversionCommon Stock 10,000 $9.48 $94,800.00
Disclosure

SEC source: 0001179110-17-001426 · edgar.xml · nonDerivative · entry 1

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 23, 2017 22:08 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 6,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-17-001179 · edgar.xml · derivative · entry 3

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 6,000 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the two-for-one stock split effective January 27, 2016.

F1 · shares: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
January 23, 2017 Filed Jan 23, 2017 22:08 UTC Tax withholdingCommon Stock 1,108 $36.27 $40,187.16
Disclosure

SEC source: 0001179110-17-001179 · edgar.xml · nonDerivative · entry 2

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,361

Read SEC document
January 23, 2017 Filed Jan 23, 2017 22:08 UTC Exercise / conversionCommon Stock 6,000 $9.48 $56,880.00
Disclosure

SEC source: 0001179110-17-001179 · edgar.xml · nonDerivative · entry 1

Murano Elsa A · CIK 0001374185 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2017 Filed Jan 6, 2017 22:34 UTC SaleCommon Stock 11,702 $36.20 $423,636.97
Disclosure

SEC source: 0001179110-17-000697 · edgar.xml · nonDerivative · entry 5

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,843.536

F1 · price: Reflects the weighted average price of 11,702 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on January 6, 2017 with sale prices ranging from $35.95 to $36.355 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 16:50 UTC
Snee James PPresident and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001179110-17-000733 · edgar.xml · derivative · entry 4

Snee James P · CIK 0001446721 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the two-for-one stock split effective January 27, 2016.

F1 · shares: Reflects the two-for-one stock split effective January 27, 2016.

F2 · derivative.exercise_date: These options, received as a result of a universal stock option award, fully vested on December 16, 2010.

Read SEC document
January 06, 2017 Filed Jan 9, 2017 16:50 UTC
Snee James PPresident and CEO
Exercise / conversionCommon Stock 400 $9.35 $3,741.00
Disclosure

SEC source: 0001179110-17-000733 · edgar.xml · nonDerivative · entry 1

Snee James P · CIK 0001446721 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,833.781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
January 05, 2017 Filed Jan 5, 2017 20:50 UTC
Myers Kevin LSenior Vice President
Exercise / conversionCommon Stock 400 $9.35 $3,741.00
Disclosure

SEC source: 0001179110-17-000493 · edgar.xml · nonDerivative · entry 1

Myers Kevin L · CIK 0001590716 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557.294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 17:14 UTC
SPLINTER JAMES MGroup Vice President
SaleCommon Stock 400 $35.29 $14,116.00
Disclosure

SEC source: 0001179110-17-000149 · edgar.xml · nonDerivative · entry 2

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,298

Read SEC document
January 04, 2017 Filed Jan 4, 2017 17:14 UTC
SPLINTER JAMES MGroup Vice President
Exercise / conversionCommon Stock 400 $9.35 $3,741.00
Disclosure

SEC source: 0001179110-17-000149 · edgar.xml · nonDerivative · entry 1

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:50 UTC
Myers Kevin LSenior Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001179110-17-000493 · edgar.xml · derivative · entry 4

Myers Kevin L · CIK 0001590716 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options, received as a result of a universal stock option award, fully vested on December 16, 2010.

F1 · derivative.underlying_shares: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:51 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 16,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-17-000494 · edgar.xml · derivative · entry 3

MORRISON JOHN L · CIK 0001271481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the two-for-one stock split effective January 27, 2016.

F1 · shares: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:51 UTC Exercise / conversionCommon Stock 4,298 $35.29 $151,676.42
Disclosure

SEC source: 0001179110-17-000494 · edgar.xml · nonDerivative · entry 2

MORRISON JOHN L · CIK 0001271481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,435.348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 20:51 UTC Exercise / conversionCommon Stock 16,000 $9.48 $151,680.00
Disclosure

SEC source: 0001179110-17-000494 · edgar.xml · nonDerivative · entry 1

MORRISON JOHN L · CIK 0001271481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,733.348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:34 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 16,000 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001179110-17-000697 · edgar.xml · derivative · entry 6

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2017-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:34 UTC SaleCommon Stock 5,600 $35.75 $200,181.52
Disclosure

SEC source: 0001179110-17-000697 · edgar.xml · nonDerivative · entry 4

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,545.536

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:34 UTC SaleCommon Stock 1,200 $35.75 $42,897.60
Disclosure

SEC source: 0001179110-17-000697 · edgar.xml · nonDerivative · entry 3

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,145.536

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:34 UTC Tax withholdingCommon Stock 4,298 $35.29 $151,676.42
Disclosure

SEC source: 0001179110-17-000697 · edgar.xml · nonDerivative · entry 2

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,345.536

Read SEC document
January 04, 2017 Filed Jan 6, 2017 22:34 UTC Exercise / conversionCommon Stock 16,000 $9.48 $151,680.00
Disclosure

SEC source: 0001179110-17-000697 · edgar.xml · nonDerivative · entry 1

NAKASONE ROBERT · CIK 0001180657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,643.536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 3, 2017 17:11 UTC
Marconi Luis GGroup Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 11,600 $0.00 Strike: $22.99 $0.00
Disclosure

SEC source: 0001179110-17-000033 · edgar.xml · derivative · entry 7

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires 2023-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 3, 2014.

Read SEC document
January 03, 2017 Filed Jan 3, 2017 17:11 UTC
Marconi Luis GGroup Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $15.49 $0.00
Disclosure

SEC source: 0001179110-17-000033 · edgar.xml · derivative · entry 6

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on December 4, 2013.

Read SEC document
January 03, 2017 Filed Jan 3, 2017 17:11 UTC
Marconi Luis GGroup Vice President
Tax withholdingCommon Stock 3,364 $34.81 $117,100.84
Disclosure

SEC source: 0001179110-17-000033 · edgar.xml · nonDerivative · entry 4

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,538

Read SEC document
January 03, 2017 Filed Jan 3, 2017 17:11 UTC
Marconi Luis GGroup Vice President
Tax withholdingCommon Stock 12,111 $34.81 $421,583.91
Disclosure

SEC source: 0001179110-17-000033 · edgar.xml · nonDerivative · entry 3

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,902

Read SEC document
January 03, 2017 Filed Jan 3, 2017 17:11 UTC
Marconi Luis GGroup Vice President
Exercise / conversionCommon Stock 11,600 $22.99 $266,684.00
Disclosure

SEC source: 0001179110-17-000033 · edgar.xml · nonDerivative · entry 2

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 3, 2017 17:11 UTC
Marconi Luis GGroup Vice President
Exercise / conversionCommon Stock 10,000 $15.49 $154,900.00
Disclosure

SEC source: 0001179110-17-000033 · edgar.xml · nonDerivative · entry 1

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:14 UTC
SPLINTER JAMES MGroup Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 400 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001179110-17-000149 · edgar.xml · derivative · entry 5

SPLINTER JAMES M · CIK 0001244235 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 400 shares

Expires 2017-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The shares were sold in a block and the net after tax was issued to the Reporting Person in cash.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:22 UTC GrantCommon Stock 60.33 $34.81 $2,100.09
Disclosure

SEC source: 0001179110-17-000069 · edgar.xml · nonDerivative · entry 1

Policinski Christopher J. · CIK 0001476403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,215.866

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2016 to the present.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:23 UTC GrantCommon Stock 30.16 $34.81 $1,049.87
Disclosure

SEC source: 0001179110-17-000071 · edgar.xml · nonDerivative · entry 1

SMITH SALLY J · CIK 0001265911 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,155.275

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2016 to the present.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:22 UTC GrantCommon Stock 30.16 $34.81 $1,049.87
Disclosure

SEC source: 0001179110-17-000070 · edgar.xml · nonDerivative · entry 1

White Steven Andrew · CIK 0001614711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,445.038

F1 · shares: Each share of phantom stock is the equivalent of one share of common stock. The shares of phantom stock become payable in common stock in one lump sum, or in up to ten annual installments, at the election of the reporting person, on February 15 of the year following termination of service as a director, or such later date as is elected by the reporting person. In addition, the shares of phantom stock become payable in common stock in one lump sum immediately upon a director's separation from service within six months following a change of control (as defined in the Plan).

F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from September 30, 2016 to the present.

Read SEC document
December 29, 2016 Filed Aug 31, 2017 18:52 UTC
SHEEHAN JAMES NSenior V.P. & CFO
GiftCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011909 · edgar.xml · nonDerivative · entry 1

SHEEHAN JAMES N · CIK 0001190017 · Senior V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Rev Trust

Disclosed balance after: 56,386

Read SEC document
December 28, 2016 Filed Nov 30, 2016 22:48 UTC
ETTINGER JEFFREY MDirector · Chairman of the Board
Exercise / conversionStock Options (Right to Buy) · Derivative 1,000,000 $9.68 Strike: $9.68 $9,677,500.00
Disclosure

SEC source: 0001179110-16-032222 · edgar.xml · derivative · entry 8

ETTINGER JEFFREY M · CIK 0001192933 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2016-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on December 5, 2007.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 20:09 UTC SaleCommon Stock 2,000 $35.23 $70,450.00
Disclosure

SEC source: 0001179110-16-033513 · edgar.xml · nonDerivative · entry 1

PIPPINS DAKOTA A · CIK 0001192939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,583.45

F1 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from July 1, 2016 to the present.

Read SEC document
December 22, 2016 Filed Feb 3, 2017 22:19 UTC GiftCommon Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001674 · edgar.xml · nonDerivative · entry 1

CREWS TERRELL K · CIK 0001126219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,205.326

Read SEC document
December 12, 2016 Filed Dec 13, 2016 17:44 UTC
Marconi Luis GGroup Vice President
OtherCommon Stock 3,330.482 $34.57 $115,134.76
Disclosure

SEC source: 0001179110-16-032862 · edgar.xml · nonDerivative · entry 1

Marconi Luis G · CIK 0001544353 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(K) Plan

Disclosed balance after: 5,216.167

F1 · balance_after: Includes 11.17 shares acquired under Issuer's 401(K) plan since the date of the reporting person's last ownership report.

Read SEC document
December 09, 2016 Filed Apr 13, 2017 18:12 UTC
DAY THOMAS RGroup Vice President
GiftCommon Stock 1,590 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005972 · edgar.xml · nonDerivative · entry 1

DAY THOMAS R · CIK 0001189990 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Living Trust

Disclosed balance after: 70,404

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:45 UTC
DAY THOMAS RGroup Vice President
GrantStock Options (Right to Buy) · Derivative 79,000 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032628 · edgar.xml · derivative · entry 1

DAY THOMAS R · CIK 0001189990 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,000

Underlying: Common Stock · 79,000 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:42 UTC
Marco Lori JSenior VP & General Counsel
GrantStock Options (Right to Buy) · Derivative 51,300 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032619 · edgar.xml · derivative · entry 4

Marco Lori J · CIK 0001507863 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,300

Underlying: Common Stock · 51,300 shares

Expires 2026-12-06

F2 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:43 UTC
Leitch Glenn RGroup Vice President
GrantStock Options (Right to Buy) · Derivative 82,100 $0.00 Strike: $33.31 $0.00
Disclosure

SEC source: 0001179110-16-032622 · edgar.xml · derivative · entry 1

Leitch Glenn R · CIK 0001532571 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,100

Underlying: Common Stock · 82,100 shares

Expires 2026-12-06

F1 · derivative.exercise_date: The option vests in four equal annual installments, with the first group vesting on December 6, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.