Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HORMEL FOODS CORP /DE/HRL · Entity 3453 | Director | October 13, 2017 | October 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HORMEL FOODS CORP /DE/
Report date October 13, 2017 · Filed October 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 169,620.988 |
Ending reported balance
After 2017-10-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-10-13 · Exercise / conversion · Acquired 16,000 · Balance 136,034.988 Row 2 · 2017-10-13 · Exercise / conversion · Acquired 16,000 · Balance 152,034.988 Row 3 · 2017-10-13 · Exercise / conversion · Acquired 16,000 · Balance 168,034.988 Row 4 · 2017-10-13 · Exercise / conversion · Acquired 13,200 · Balance 181,234.988 Row 5 · 2017-10-13 · Exercise / conversion · Acquired 13,200 · Balance 194,434.988 Row 6 · 2017-10-13 · Sale · Disposed 24,814 · Balance 169,620.988 F6: Reflects the weighted average price of 24,814 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on October 13, 2017, with sale prices ranging from $31.80 to $31.83 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.74 · Expires 2018-02-01 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-10-13 · Exercise / conversion · Disposed 16,000 · Balance 0 F1: The option vested in four equal annual installments, with the first group vesting on February 1, 2009. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.60 · Expires 2019-02-02 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-10-13 · Exercise / conversion · Disposed 16,000 · Balance 0 F2: The option vested in four equal annual installments, with the first group vesting on February 2, 2010. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.78 · Expires 2020-02-01 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-10-13 · Exercise / conversion · Disposed 16,000 · Balance 0 F3: The option vested in four equal annual installments, with the first group vesting on February 1, 2011. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.42 · Expires 2021-02-01 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-10-13 · Exercise / conversion · Disposed 13,200 · Balance 0 F4: The option vested in four equal annual installments, with the first group vesting on February 1, 2012. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.49 · Expires 2022-02-01 | Direct | 0 |
Reported balance
After 2017-10-13 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-10-13 · Exercise / conversion · Disposed 13,200 · Balance 0 F5: The option vested in four equal annual installments, with the first group vesting on February 1, 2013. |
| Common StockSEC Table I · non-derivative | IndirectGRAT | 56,600 |
Reported balance
Holding disclosure · report date 2017-10-13 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 56,600 |
| Common StockSEC Table I · non-derivative | IndirectSpouse's Rev Trust | 60,480 |
Reported balance
Holding disclosure · report date 2017-10-13 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 60,480 |
Filing footnotes · ownership attribution and instrument terms
F1: The option vested in four equal annual installments, with the first group vesting on February 1, 2009.
F2: The option vested in four equal annual installments, with the first group vesting on February 2, 2010.
F3: The option vested in four equal annual installments, with the first group vesting on February 1, 2011.
F4: The option vested in four equal annual installments, with the first group vesting on February 1, 2012.
F5: The option vested in four equal annual installments, with the first group vesting on February 1, 2013.
F6: Reflects the weighted average price of 24,814 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on October 13, 2017, with sale prices ranging from $31.80 to $31.83 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,200 | $0.00 Strike: $14.49 | $0.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · derivative · entry 13 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,200 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on February 1, 2013. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,200 | $0.00 Strike: $12.42 | $0.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · derivative · entry 12 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,200 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on February 1, 2012. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · derivative · entry 11 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on February 1, 2011. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $7.60 | $0.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · derivative · entry 10 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on February 2, 2010. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $9.74 | $0.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · derivative · entry 9 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2018-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in four equal annual installments, with the first group vesting on February 1, 2009. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | SaleCommon Stock | 24,814 | $31.81 | $789,445.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · nonDerivative · entry 6 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,620.988 F6 · price: Reflects the weighted average price of 24,814 shares of common stock of Hormel Foods Corporation sold by the reporting person in multiple transactions on October 13, 2017, with sale prices ranging from $31.80 to $31.83 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionCommon Stock | 13,200 | $14.49 | $191,202.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · nonDerivative · entry 5 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,434.988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionCommon Stock | 13,200 | $12.42 | $163,944.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · nonDerivative · entry 4 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,234.988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionCommon Stock | 16,000 | $9.78 | $156,480.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · nonDerivative · entry 3 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,034.988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionCommon Stock | 16,000 | $7.60 | $121,560.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · nonDerivative · entry 2 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,034.988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:10 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionCommon Stock | 16,000 | $9.74 | $155,880.00 |
DisclosureSEC source: 0001179110-17-013297 · edgar.xml · nonDerivative · entry 1 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,034.988 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:23 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GrantCommon Stock | 4,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001679 · edgar.xml · nonDerivative · entry 1 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,327.348 F1 · shares: Common Stock vests 100% on the earlier of (1) the day before the date of the following annual stockholders meeting, or (2) the following February 1 F2 · balance_after: On January 11, 2017, the Reporting Person contributed 56,000 of Issuer's common stock to a GRAT. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:51 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionStock Options (Right to Buy) · Derivative | 16,000 | $0.00 Strike: $9.48 | $0.00 |
DisclosureSEC source: 0001179110-17-000494 · edgar.xml · derivative · entry 3 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2017-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the two-for-one stock split effective January 27, 2016. F1 · shares: Reflects the two-for-one stock split effective January 27, 2016. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:51 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionCommon Stock | 4,298 | $35.29 | $151,676.42 |
DisclosureSEC source: 0001179110-17-000494 · edgar.xml · nonDerivative · entry 2 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,435.348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 20:51 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | Exercise / conversionCommon Stock | 16,000 | $9.48 | $151,680.00 |
DisclosureSEC source: 0001179110-17-000494 · edgar.xml · nonDerivative · entry 1 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,733.348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016. Read SEC document |
| February 24, 2016 Filed Dec 14, 2016 20:30 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GiftCommon Stock | 46,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032939 · edgar.xml · nonDerivative · entry 2 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse's Rev Trust Disclosed balance after: 60,480 F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016. F3 · ownership.nature: Shares were previously reported to be held by Spouse but were actually held in Spouse's Revocable Trust. Read SEC document |
| February 24, 2016 Filed Dec 14, 2016 20:30 UTC | HORMEL FOODS CORP /DE/ HRL · Entity 3453 | GiftCommon Stock | 46,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032939 · edgar.xml · nonDerivative · entry 1 MORRISON JOHN L · CIK 0001271481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,535.138 F1 · balance_after: Reflects the two-for-one stock split effective January 27, 2016. F2 · balance_after: Reflects additional phantom stock units received by the Reporting Person upon conversion of dividend equivalents from February 2, 2016 to the present. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.