HPK

SEC source: 0001437749-22-027788 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,887

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $22.000 to $22.500, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001437749-26-019232 · rdgdoc.xml · nonDerivative · entry 1

OLDHAM LARRY · CIK 0001246383 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,710

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the earlier of (i) a change of control or (ii) the date of the Company's next annual meeting.

SEC source: 0001437749-26-019235 · rdgdoc.xml · nonDerivative · entry 1

COVINGTON KEITH · CIK 0001201943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,711

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the earlier of (i) a change of control or (ii) the date of the Company's next annual meeting.

SEC source: 0001437749-26-019234 · rdgdoc.xml · nonDerivative · entry 1

Chernosky Jay M. · CIK 0001821670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,897

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the earlier of (i) a change of control or (ii) the date of the Company's next annual meeting.

SEC source: 0001437749-26-019231 · rdgdoc.xml · nonDerivative · entry 1

Edgeworth Jason A. · CIK 0001979710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,683

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the earlier of (i) a change of control or (ii) the date of the Company's next annual meeting.

SEC source: 0001437749-26-019233 · rdgdoc.xml · nonDerivative · entry 1

Fulgham Sharon F. · CIK 0001821823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,427

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the earlier of (i) a change of control or (ii) the date of the Company's next annual meeting.

SEC source: 0001437749-26-001006 · rdgdoc.xml · nonDerivative · entry 1

THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,755

F1 · shares: The shares of restricted stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant.

SEC source: 0001437749-26-001010 · rdgdoc.xml · nonDerivative · entry 1

Silver Daniel M. · CIK 0002091772 · Director · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,652

F1 · shares: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the grant and one-third on the third anniversary of the date of the grant.

SEC source: 0001437749-26-001013 · rdgdoc.xml · nonDerivative · entry 1

Forbes Keith E · CIK 0001831867 · CAO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant.

SEC source: 0001437749-26-001011 · rdgdoc.xml · nonDerivative · entry 1

Mundy Christopher · CIK 0001498534 · SVP, Reserves and Evaluations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,614

F1 · shares: The shares of restricted stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant.

SEC source: 0001437749-26-001007 · rdgdoc.xml · nonDerivative · entry 1

WOODARD RODNEY L · CIK 0001200104 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,138

F1 · shares: The shares of restricted stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant.

SEC source: 0001437749-26-001014 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,978,312

F1 · shares: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the grant and one-third on the third anniversary of the date of the grant.

SEC source: 0001437749-26-001012 · rdgdoc.xml · nonDerivative · entry 1

Hightower William Ryan · CIK 0002091415 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,668

F1 · shares: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the grant and one-third on the third anniversary of the date of the grant.

SEC source: 0001437749-26-000318 · rdgdoc.xml · nonDerivative · entry 1

Silver Daniel M. · CIK 0002091772 · Director · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,652

F1 · shares: The reporting person had 300,000 shares of restricted stock that fully vested on December 31, 2025, of which 105,849 shares of common stock were withheld by the Company to satisfy Mr. Silver's tax withholding obligations, resulting in a net issuance to Mr. Silver of 194,151 shares of common stock.

SEC source: 0001437749-26-000320 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,428,312

F1 · shares: The reporting person had 115,000 shares of restricted stock that fully vested on December 31, 2025, of which 45,253 shares of common stock were withheld by the Company to satisfy Mr. Hollis's tax withholding obligations, resulting in a net issuance to Mr. Hollis of 69,747 shares of common stock.

SEC source: 0001437749-26-000322 · rdgdoc.xml · nonDerivative · entry 1

Hightower William Ryan · CIK 0002091415 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,668

F1 · shares: The reporting person had 300,000 shares of restricted stock that fully vested on December 31, 2025, of which 105,887 shares of common stock were withheld by the Company to satisfy Mr. Hightower's tax withholding obligations, resulting in a net issuance to Mr. Hightower of 194,113 shares of common stock.

SEC source: 0001437749-25-019338 · rdgdoc.xml · nonDerivative · entry 1

OLDHAM LARRY · CIK 0001246383 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,770

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-25-019339 · rdgdoc.xml · nonDerivative · entry 1

COVINGTON KEITH · CIK 0001201943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,771

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-25-019336 · rdgdoc.xml · nonDerivative · entry 1

Fulgham Sharon F. · CIK 0001821823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,487

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-25-019335 · rdgdoc.xml · nonDerivative · entry 1

Edgeworth Jason A. · CIK 0001979710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,743

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-25-019334 · rdgdoc.xml · nonDerivative · entry 1

Chernosky Jay M. · CIK 0001821670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,957

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001104659-25-063604 · tm2518331-1_4seq1.xml · nonDerivative · entry 1

DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,868,672

F1 · shares: This Form 4 is filed by John Paul DeJoria, as trustee of the John Paul DeJoria Family Trust, a grantor trust of which Mr. DeJoria is the settlor and a beneficiary, and in his individual capacity. This Form 4 reports a gift of shares by Mr. DeJoria effective May 28, 2025, upon execution and delivery of instructions to the broker to transfer the shares on its records. The broker recorded the internal transfer on its records on June 9, 2025.

SEC source: 0001437749-24-037346 · rdgdoc.xml · nonDerivative · entry 3

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 1,860

F1 · kind: On December 11, 2024, the reporting person gifted 1,760 shares of common stock, par value $0.0001 per share ("Common Stock") of HighPeak Energy, Inc. (the "Issuer"), to each of the reporting person's sons (the "Record Holders"). The reporting person disclaims beneficial ownership of the Common Stock held by the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares held by each Record Holder.

SEC source: 0001437749-24-037346 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By son

Disclosed balance after: 1,860

F1 · kind: On December 11, 2024, the reporting person gifted 1,760 shares of common stock, par value $0.0001 per share ("Common Stock") of HighPeak Energy, Inc. (the "Issuer"), to each of the reporting person's sons (the "Record Holders"). The reporting person disclaims beneficial ownership of the Common Stock held by the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: Shares held by each Record Holder.

SEC source: 0001437749-24-037346 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,473,565

F1 · kind: On December 11, 2024, the reporting person gifted 1,760 shares of common stock, par value $0.0001 per share ("Common Stock") of HighPeak Energy, Inc. (the "Issuer"), to each of the reporting person's sons (the "Record Holders"). The reporting person disclaims beneficial ownership of the Common Stock held by the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his sons, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

SEC source: 0001437749-24-034547 · rdgdoc.xml · nonDerivative · entry 1

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,976,517

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $13.95 to $14.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4.

SEC source: 0001437749-24-029803 · rdgdoc.xml · nonDerivative · entry 1

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,959,255

SEC source: 0001437749-24-028453 · rdgdoc.xml · nonDerivative · entry 2

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,859,255

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.19 to $15.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001437749-24-028453 · rdgdoc.xml · nonDerivative · entry 1

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,823,177

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.90 to $15.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001437749-24-028074 · rdgdoc.xml · nonDerivative · entry 3

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,805,350

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.39 to $15.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001437749-24-028074 · rdgdoc.xml · nonDerivative · entry 2

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,787,607

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.23 to $15.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001437749-24-028074 · rdgdoc.xml · nonDerivative · entry 1

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,722,863

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.34 to $15.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001437749-24-019223 · rdgdoc.xml · nonDerivative · entry 1

OLDHAM LARRY · CIK 0001246383 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,636

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-24-019221 · rdgdoc.xml · nonDerivative · entry 1

COVINGTON KEITH · CIK 0001201943 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,034

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

F2 · balance_after: Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 18,006 shares of common stock to his former spouse pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his former spouse.

SEC source: 0001437749-24-019220 · rdgdoc.xml · nonDerivative · entry 1

Chernosky Jay M. · CIK 0001821670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,220

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-24-019222 · rdgdoc.xml · nonDerivative · entry 1

Fulgham Sharon F. · CIK 0001821823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,040

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-24-019219 · rdgdoc.xml · nonDerivative · entry 1

Edgeworth Jason A. · CIK 0001979710 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,006

F1 · shares: Award represents shares of restricted stock that vest subject to the Reporting Person's continuous service on the board of directors of HighPeak Energy, Inc. (the "Company") on the date of the Company's next annual meeting.

SEC source: 0001437749-23-035561 · rdgdoc.xml · nonDerivative · entry 3

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,672,863

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.62 to $14.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.

SEC source: 0001437749-23-035561 · rdgdoc.xml · nonDerivative · entry 2

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,622,863

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.58 to $15.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001437749-23-035561 · rdgdoc.xml · nonDerivative · entry 1

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,518,148

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.96 to $15.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001437749-23-035334 · rdgdoc.xml · nonDerivative · entry 2

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,508,833

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.39 to $14.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (2) to this Form 4.

SEC source: 0001437749-23-035334 · rdgdoc.xml · nonDerivative · entry 1

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,408,833

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.14 to $14.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4.

SEC source: 0001437749-23-033867 · rdgdoc.xml · nonDerivative · entry 1

Chernosky Jay M. · CIK 0001821670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,551

F1 · price: The 3,615 shares of common stock were sold in two transactions, each at a price of $14.477 per share.

SEC source: 0001437749-23-026523 · rdgdoc.xml · nonDerivative · entry 2

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,358,391

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $16.315 to $16.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (2) to this Form 4.

SEC source: 0001437749-23-026522 · rdgdoc.xml · nonDerivative · entry 2

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477,085

SEC source: 0001437749-23-026523 · rdgdoc.xml · nonDerivative · entry 1

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,082,392

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $16.355 to $16.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4.

SEC source: 0001437749-23-026522 · rdgdoc.xml · nonDerivative · entry 1

Hollis Michael L. · CIK 0001559864 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,471,096

SEC source: 0001437749-23-020450 · rdgdoc.xml · derivative · entry 3

THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock, par value $0.0001 per share · 70,000 shares

Expires 2026-10-31

F3 · derivative.exercise_date: The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026.

SEC source: 0001437749-23-020445 · rdgdoc.xml · derivative · entry 4

HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock, par value $0.0001 per share · 1,000,000 shares

Expires 2026-10-31

F4 · derivative.exercise_date: The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026.

SEC source: 0001437749-23-020447 · rdgdoc.xml · derivative · entry 3

Forbes Keith E · CIK 0001831867 · Vice President and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $0.0001 per share · 15,000 shares

Expires 2026-10-31

F2 · derivative.exercise_date: The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026.