Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HighPeak Energy, Inc.HPK · Entity 4942 | Chief Financial Officer | January 09, 2026 | January 09, 2026 |
| Pure Acquisition Corp.PACQ · Entity 147029 | Chief Financial Officer | August 12, 2020 | August 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HighPeak Energy, Inc.
Report date January 09, 2026 · Filed January 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 83,755 |
Reported balance
After 2026-01-09 transaction · row 1
1 source rowRow 1 · 2026-01-09 · Grant · Acquired 50,000 · Balance 83,755 F1: The shares of restricted stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 10,009 |
Reported balance
Holding disclosure · report date 2026-01-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,009 F2: Shares held by the reporting person's investment vehicle. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of restricted stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant.
F2: Shares held by the reporting person's investment vehicle.
Pure Acquisition Corp.
Report date August 12, 2020 · Filed August 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Pure Acquisition Corp.SEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2020-08-12 transaction · row 1
1 source rowRow 1 · 2020-08-12 · Purchase · Acquired 5,000 · Balance 5,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2026 Filed Jan 9, 2026 17:12 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantCommon Stock, par value $0.0001 per share | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-001006 · rdgdoc.xml · nonDerivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,755 F1 · shares: The shares of restricted stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant. Read SEC document |
| July 21, 2023 Filed Jul 21, 2023 16:25 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $10.50 | $0.00 |
DisclosureSEC source: 0001437749-23-020450 · rdgdoc.xml · derivative · entry 3 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock, par value $0.0001 per share · 70,000 shares Expires 2026-10-31 F3 · derivative.exercise_date: The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 16:25 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 9,500 | $10.50 | $99,750.00 |
DisclosureSEC source: 0001437749-23-020450 · rdgdoc.xml · nonDerivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,755 F1 · shares: Represents shares of HighPeak Energy, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock") purchased by the Reporting Person from Roth Capital Partners, LLC (the "Underwriter") in an underwritten public offering conducted by the Issuer pursuant to an Underwriting Agreement between the Issuer and the Underwriter. Read SEC document |
| September 02, 2022 Filed Sep 6, 2022 07:38 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantCommon Stock, par value $0.0001 per share | 9,255 | $21.61 | $200,000.55 |
DisclosureSEC source: 0001437749-22-021856 · rdgdoc.xml · nonDerivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,255 F1 · balance_after: On September 2, 2022, the Reporting Person purchased shares of HighPeak Energy, Inc.'s (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"), pursuant to a subscription agreement by and between the Reporting Person and the Issuer as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Issuer's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange of 1934, as amended. Read SEC document |
| August 25, 2022 Filed Aug 29, 2022 16:02 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 9 | $27.34 | $246.06 |
DisclosureSEC source: 0001437749-22-021451 · rdgdoc.xml · nonDerivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,009 F1 · ownership.nature: Shares held by Reporting Person's family limited partnership. Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 19:11 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $19.98 | $0.00 |
DisclosureSEC source: 0001437749-22-020613 · rdgdoc.xml · derivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock, par value $0.0001 per share · 20,000 shares Expires 2032-08-13 F1 · derivative.exercise_date: The option was fully vested as of the date of grant. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 16:02 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 10,000 | $24.65 | $246,500.00 |
DisclosureSEC source: 0001437749-22-016578 · rdgdoc.xml · nonDerivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.59 to $24.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. F2 · ownership.nature: Shares held by Reporting Person's family limited partnership. Read SEC document |
| May 04, 2022 Filed May 4, 2022 19:22 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 44,000 | $0.00 Strike: $29.67 | $0.00 |
DisclosureSEC source: 0001437749-22-010936 · rdgdoc.xml · derivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock, par value $0.0001 per share · 44,000 shares Expires 2032-05-03 F1 · derivative.exercise_date: The option was fully vested as of the date of grant. F2 · balance_after: This Form 4 reports in Box 9 the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person. In prior Form 4 filings, the reporting person reported in Box 9 the aggregate number of Employee Stock Options of all classes beneficially owned by the reporting person; however, the reporting person hereby undertakes to report in Box 9 only the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person herein and in future filings. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 16:16 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $14.36 | $0.00 |
DisclosureSEC source: 0001437749-21-025703 · rdgdoc.xml · derivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,000 Underlying: Common Stock, par value $0.0001 per share · 6,000 shares Expires 2031-11-03 F1 · derivative.exercise_date: The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:55 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018782 · rdgdoc.xml · derivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock, par value $0.0001 per share · 200,000 shares Expires 2030-08-23 F1 · derivative.exercise_date: The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 18:20 UTC | Pure Acquisition Corp. PACQ · Entity 147029 | PurchasePure Acquisition Corp. | 5,000 | $10.61 | $53,030.00 |
DisclosureSEC source: 0001437749-20-017698 · rdgdoc.xml · nonDerivative · entry 1 THOLEN STEVEN W · CIK 0001044285 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.