Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HighPeak Energy, Inc.HPK · Entity 4942 | Director · Chief Executive Officer · 10% owner | November 08, 2024 | November 12, 2024 |
| Pure Acquisition Corp.PACQ · Entity 147029 | Director · CEO and President | April 17, 2018 | April 19, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HighPeak Energy, Inc.
Report date November 08, 2024 · Filed November 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 4,976,517 |
Reported balance
After 2024-11-08 transaction · row 1
1 source rowRow 1 · 2024-11-08 · Purchase · Acquired 17,262 · Balance 4,976,517 F1: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $13.95 to $14.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 81,239,054 |
Reported balance
Holding disclosure · report date 2024-11-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 81,239,054 F2: Represents shares of Common Stock received by (i) HighPeak Pure Acquisition, LLC, a Delaware limited liability company ("Pure Sponsor"), (ii) HighPeak Energy, LP, a Delaware limited partnership ("HighPeak I"), (iii) HighPeak Energy II, LP, a Delaware limited partnership ("HighPeak II" and, together with Pure Sponsor, HighPeak I, and HighPeak Energy III, LP, a Delaware limited partnership, the "Record Holders") in connection with the business combination transaction between the Issuer and Pure Acquisition Corp., a Delaware corporation. F3: The Reporting Person directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Exchange Act to be the indirect beneficial owner of the Common Stock owned by the Record Holders. The Reporting Person disclaims beneficial ownership of the Common Stock held by each of the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Wife | 2,336 |
Reported balance
Holding disclosure · report date 2024-11-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,336 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $13.95 to $14.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4.
F2: Represents shares of Common Stock received by (i) HighPeak Pure Acquisition, LLC, a Delaware limited liability company ("Pure Sponsor"), (ii) HighPeak Energy, LP, a Delaware limited partnership ("HighPeak I"), (iii) HighPeak Energy II, LP, a Delaware limited partnership ("HighPeak II" and, together with Pure Sponsor, HighPeak I, and HighPeak Energy III, LP, a Delaware limited partnership, the "Record Holders") in connection with the business combination transaction between the Issuer and Pure Acquisition Corp., a Delaware corporation.
F3: The Reporting Person directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Exchange Act to be the indirect beneficial owner of the Common Stock owned by the Record Holders. The Reporting Person disclaims beneficial ownership of the Common Stock held by each of the Record Holders except to the extent of his pecuniary interest in each of the Record Holders, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Pure Acquisition Corp.
Report date April 17, 2018 · Filed April 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnotes | 10,280,000 |
Reported balance
After 2018-04-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-17 · Purchase · Acquired 10,280,000 · Balance 10,280,000 F1: Upon closing of the initial public offering (the "Offering") of Pure Acquisition Corp. (the "Issuer"), HighPeak Pure Acquisition, LLC ("Acquisition") purchased 10,280,000 warrants to purchase Class A common stock at a price of $1.00 per warrant pursuant to a subscription agreement with the Issuer. F4: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's Offering. F5: The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's Offering. F2: Acquisition is the record holder of the warrants reported herein. Acquisition is a wholly-owned subsidiary of HighPeak Energy Partners, LP ("HPEP"). HighPeak Energy Partners GP, LP ("HPEP GP") is the sole general partner of HPEP. HighPeak GP, LLC ("HP GP") is the sole general partner of HPEP GP. Jack Hightower has the right to appoint all of the managers to the board of managers of HP GP and is one of three managers of HP GP. Mr. Hightower has the number of votes necessary to constitute a majority of the total number of votes held by all of the managers of HP GP at any given time, which acts by majority vote. As a result, Mr. Hightower may be deemed to have or share beneficial ownership of the warrants held directly by Acquisition. F3: The reporting person disclaims beneficial ownership of these warrants except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon closing of the initial public offering (the "Offering") of Pure Acquisition Corp. (the "Issuer"), HighPeak Pure Acquisition, LLC ("Acquisition") purchased 10,280,000 warrants to purchase Class A common stock at a price of $1.00 per warrant pursuant to a subscription agreement with the Issuer.
F2: Acquisition is the record holder of the warrants reported herein. Acquisition is a wholly-owned subsidiary of HighPeak Energy Partners, LP ("HPEP"). HighPeak Energy Partners GP, LP ("HPEP GP") is the sole general partner of HPEP. HighPeak GP, LLC ("HP GP") is the sole general partner of HPEP GP. Jack Hightower has the right to appoint all of the managers to the board of managers of HP GP and is one of three managers of HP GP. Mr. Hightower has the number of votes necessary to constitute a majority of the total number of votes held by all of the managers of HP GP at any given time, which acts by majority vote. As a result, Mr. Hightower may be deemed to have or share beneficial ownership of the warrants held directly by Acquisition.
F3: The reporting person disclaims beneficial ownership of these warrants except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
F4: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's Offering.
F5: The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's Offering.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2024 Filed Nov 12, 2024 16:10 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 17,262 | $14.03 | $242,185.86 |
DisclosureSEC source: 0001437749-24-034547 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,976,517 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $13.95 to $14.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 06:30 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 100,000 | $15.54 | $1,554,000.00 |
DisclosureSEC source: 0001437749-24-029803 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,959,255 Read SEC document |
| September 03, 2024 Filed Sep 4, 2024 20:53 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 36,078 | $15.25 | $550,113.74 |
DisclosureSEC source: 0001437749-24-028453 · rdgdoc.xml · nonDerivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,859,255 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.19 to $15.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:53 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 17,827 | $15.95 | $284,267.56 |
DisclosureSEC source: 0001437749-24-028453 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,823,177 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.90 to $15.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 29, 2024 Filed Aug 29, 2024 20:41 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 17,743 | $15.50 | $274,972.14 |
DisclosureSEC source: 0001437749-24-028074 · rdgdoc.xml · nonDerivative · entry 3 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,805,350 F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.39 to $15.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| August 28, 2024 Filed Aug 29, 2024 20:41 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 64,744 | $15.41 | $997,730.94 |
DisclosureSEC source: 0001437749-24-028074 · rdgdoc.xml · nonDerivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,787,607 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.23 to $15.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| August 27, 2024 Filed Aug 29, 2024 20:41 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 50,000 | $15.50 | $774,875.00 |
DisclosureSEC source: 0001437749-24-028074 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,722,863 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $15.34 to $15.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 29, 2023 Filed Dec 29, 2023 14:49 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 50,000 | $14.69 | $734,340.00 |
DisclosureSEC source: 0001437749-23-035561 · rdgdoc.xml · nonDerivative · entry 3 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,672,863 F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.62 to $14.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (3) to this Form 4. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 14:49 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 104,715 | $14.78 | $1,547,918.07 |
DisclosureSEC source: 0001437749-23-035561 · rdgdoc.xml · nonDerivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,622,863 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.58 to $15.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 27, 2023 Filed Dec 29, 2023 14:49 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 9,315 | $15.00 | $139,697.06 |
DisclosureSEC source: 0001437749-23-035561 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,518,148 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.96 to $15.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 22, 2023 Filed Dec 26, 2023 19:08 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 100,000 | $14.47 | $1,447,120.00 |
DisclosureSEC source: 0001437749-23-035334 · rdgdoc.xml · nonDerivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,508,833 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.39 to $14.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (2) to this Form 4. Read SEC document |
| December 21, 2023 Filed Dec 26, 2023 19:08 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 50,442 | $14.19 | $715,706.41 |
DisclosureSEC source: 0001437749-23-035334 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,408,833 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $14.14 to $14.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4. Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 16:24 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 275,999 | $16.55 | $4,567,728.25 |
DisclosureSEC source: 0001437749-23-026523 · rdgdoc.xml · nonDerivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,358,391 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $16.315 to $16.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (2) to this Form 4. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 16:24 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 224,001 | $16.59 | $3,716,064.59 |
DisclosureSEC source: 0001437749-23-026523 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,082,392 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices from $16.355 to $16.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth if footnote (1) to this Form 4. Read SEC document |
| July 21, 2023 Filed Jul 21, 2023 16:23 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $10.50 | $0.00 |
DisclosureSEC source: 0001437749-23-020445 · rdgdoc.xml · derivative · entry 4 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock, par value $0.0001 per share · 1,000,000 shares Expires 2026-10-31 F4 · derivative.exercise_date: The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 16:23 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 952,380 | $10.50 | $9,999,990.00 |
DisclosureSEC source: 0001437749-23-020445 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,858,391 F1 · shares: Represents shares of HighPeak Energy, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock") purchased by the Reporting Person from Roth Capital Partners, LLC (the "Underwriter") in an underwritten public offering conducted by the Issuer pursuant to an Underwriting Agreement between the Issuer and the Underwriter. Read SEC document |
| January 04, 2023 Filed Jan 5, 2023 16:24 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 131,539 | $22.00 | $2,893,858.00 |
DisclosureSEC source: 0001437749-23-000494 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906,011 F1 · price: These shares of common stock were purchased in multiple transactions all priced at $22.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased in each transaction set forth in footnote (1) to this Form 4. Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 07:00 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 35,399 | $21.88 | $774,530.12 |
DisclosureSEC source: 0001437749-22-029641 · rdgdoc.xml · nonDerivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,774,472 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $21.67 to $22.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 21, 2022 Filed Dec 23, 2022 07:00 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 14,601 | $21.98 | $320,929.98 |
DisclosureSEC source: 0001437749-22-029641 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,739,073 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $21.94 to $22.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 16:08 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantCommon Stock, par value $0.0001 per share | 462,749 | $21.61 | $10,000,005.89 |
DisclosureSEC source: 0001437749-22-021264 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,724,472 F1 · balance_after: On August 22, 2022, the Reporting Person purchased shares of HighPeak Energy, Inc.'s (the "Issuer") common stock, par value $0.0001 per share ("Common Stock"), pursuant to a subscription agreement by and between the Reporting Person and the Issuer, as part of a private placement. The issuance of the shares to the Reporting Person was approved by the Issuer's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 19:12 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 352,000 | $0.00 Strike: $19.98 | $0.00 |
DisclosureSEC source: 0001437749-22-020616 · rdgdoc.xml · derivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,000 Underlying: Common Stock, par value $0.0001 per share · 352,000 shares Expires 2032-08-13 F1 · derivative.exercise_date: The option was fully vested as of the date of grant. Read SEC document |
| May 04, 2022 Filed May 4, 2022 19:20 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 377,500 | $0.00 Strike: $29.67 | $0.00 |
DisclosureSEC source: 0001437749-22-010933 · rdgdoc.xml · derivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,500 Underlying: Common Stock, par value $0.0001 per share · 377,500 shares Expires 2032-05-03 F1 · derivative.exercise_date: The option was fully vested as of the date of grant. F2 · balance_after: This Form 4 reports in Box 9 the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person. In prior Form 4 filings, the reporting person reported in Box 9 the aggregate number of Employee Stock Options of all classes beneficially owned by the reporting person; however, the reporting hereby undertakes to report in Box 9 only the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person herein and in future filings. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:11 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseWarrants (right to buy) · Derivative | 1,219 | $4.39 Strike: $11.50 | $5,351.41 |
DisclosureSEC source: 0001437749-21-027253 · rdgdoc.xml · derivative · entry 3 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,298 Underlying: Common Stock, par value $0.0001 per share · 1,219 shares Expires 2025-08-21 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.38 to $4.50, inclusive. Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 17:11 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseWarrants (right to buy) · Derivative | 2,339 | $4.47 Strike: $11.50 | $10,455.33 |
DisclosureSEC source: 0001437749-21-027253 · rdgdoc.xml · derivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,079 Underlying: Common Stock, par value $0.0001 per share · 2,339 shares Expires 2025-08-21 F2 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.50 to $4.47, inclusive. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:11 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseWarrants (right to buy) · Derivative | 3,777 | $4.95 Strike: $11.50 | $18,696.15 |
DisclosureSEC source: 0001437749-21-027253 · rdgdoc.xml · derivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,740 Underlying: Common Stock, par value $0.0001 per share · 3,777 shares Expires 2025-08-21 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.84 to $5.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 17:15 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseWarrants (right to buy) · Derivative | 12,863 | $4.99 Strike: $11.50 | $64,186.37 |
DisclosureSEC source: 0001437749-21-026989 · rdgdoc.xml · derivative · entry 3 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,963 Underlying: Common Stock, par value $0.0001 per share · 12,863 shares Expires 2025-08-21 F3 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.87 to $5.00, inclusive. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 17:15 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseWarrants (right to buy) · Derivative | 20,689 | $4.94 Strike: $11.50 | $102,203.66 |
DisclosureSEC source: 0001437749-21-026989 · rdgdoc.xml · derivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,100 Underlying: Common Stock, par value $0.0001 per share · 20,689 shares Expires 2025-08-21 F2 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.80 to $5.00, inclusive. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:15 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseWarrants (right to buy) · Derivative | 40,411 | $4.75 Strike: $11.50 | $191,952.25 |
DisclosureSEC source: 0001437749-21-026989 · rdgdoc.xml · derivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,411 Underlying: Common Stock, par value $0.0001 per share · 40,411 shares Expires 2025-08-21 F1 · price: The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $4.30 to $5.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 16:11 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 164,500 | $0.00 Strike: $14.36 | $0.00 |
DisclosureSEC source: 0001437749-21-025696 · rdgdoc.xml · derivative · entry 4 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,117,995 Underlying: Common Stock, par value $0.0001 per share · 164,500 shares Expires 2031-11-03 F4 · derivative.exercise_date: The option was fully vested as of the date of grant. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 16:11 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantCommon Stock, par value $0.0001 per share | 1,385,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-025696 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261,723 F1 · balance_after: On April 5, 2021, the Reporting Person filed a Form 4 which inadvertently reported that, following an open market purchase of the Issuer's common stock, par value $0.0001 per share ("Common Stock") he held a total of 276,223 shares of Common Stock. In fact, in addition to the 276,223 shares of Common Stock previously reported and the acquisition reported in this Form 4, the reporting person directly owns an additional 100,000 shares of Common Stock acquired by the Reporting Person in connection with the business combination transaction between the Issuer and Pure Acquisition Corp., a Delaware corporation (the "Transaction") and 500,000 shares of Common Stock acquired by HighPeak Energy III, LP a Delaware limited partnership ("HighPeak III") in connection with the Transaction and later transferred to the Reporting Person. Read SEC document |
| April 05, 2021 Filed Apr 5, 2021 17:10 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 111,973 | $6.75 | $755,817.75 |
DisclosureSEC source: 0001437749-21-008250 · rdgdoc.xml · nonDerivative · entry 2 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,223 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 17:10 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 164,250 | $6.53 | $1,071,829.80 |
DisclosureSEC source: 0001437749-21-008250 · rdgdoc.xml · nonDerivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,250 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:54 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 5,953,495 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001437749-20-018781 · rdgdoc.xml · derivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,953,495 Underlying: Common Stock, par value $0.0001 per share · 5,953,495 shares Expires 2030-08-23 F1 · derivative.exercise_date: The option was fully vested as of the date of grant. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 17:34 UTC | Pure Acquisition Corp. PACQ · Entity 147029 | PurchasePrivate Placement Warrants · Derivative | 10,280,000 | $1.00 Strike: $11.50 | $10,280,000.00 |
DisclosureSEC source: 0000899243-18-010438 · doc4.xml · derivative · entry 1 HIGHTOWER JACK · CIK 0001035234 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,280,000 Underlying: Class A Common Stock · 10,280,000 shares Expires not disclosed F1 · kind: Upon closing of the initial public offering (the "Offering") of Pure Acquisition Corp. (the "Issuer"), HighPeak Pure Acquisition, LLC ("Acquisition") purchased 10,280,000 warrants to purchase Class A common stock at a price of $1.00 per warrant pursuant to a subscription agreement with the Issuer. F4 · derivative.exercise_date: The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or 12 months from the closing of the Issuer's Offering. F5 · derivative.expiration_date: The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's Offering. F2 · ownership.nature: Acquisition is the record holder of the warrants reported herein. Acquisition is a wholly-owned subsidiary of HighPeak Energy Partners, LP ("HPEP"). HighPeak Energy Partners GP, LP ("HPEP GP") is the sole general partner of HPEP. HighPeak GP, LLC ("HP GP") is the sole general partner of HPEP GP. Jack Hightower has the right to appoint all of the managers to the board of managers of HP GP and is one of three managers of HP GP. Mr. Hightower has the number of votes necessary to constitute a majority of the total number of votes held by all of the managers of HP GP at any given time, which acts by majority vote. As a result, Mr. Hightower may be deemed to have or share beneficial ownership of the warrants held directly by Acquisition. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these warrants except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.