Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HighPeak Energy, Inc.HPK · Entity 4942 | CAO and Controller | January 09, 2026 | January 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HighPeak Energy, Inc.
Report date January 09, 2026 · Filed January 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
After 2026-01-09 transaction · row 1
1 source rowRow 1 · 2026-01-09 · Grant · Acquired 25,000 · Balance 25,000 F1: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee Footnote | 14,000 |
Reported balance
Holding disclosure · report date 2026-01-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,000 F2: Shares held by the reporting person's investment vehicle. |
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Wife | 250 |
Reported balance
Holding disclosure · report date 2026-01-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 250 F3: The reporting person disclaims beneficial ownership of the common stock held by the reporting person's wife (the "Record Holder") except to the extent of his pecuniary interest in the Record Holder, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his wife, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant.
F2: Shares held by the reporting person's investment vehicle.
F3: The reporting person disclaims beneficial ownership of the common stock held by the reporting person's wife (the "Record Holder") except to the extent of his pecuniary interest in the Record Holder, and this report shall not be deemed an admission that he is the beneficial ownership of such securities for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of the securities held by his wife, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2026 Filed Jan 9, 2026 17:14 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantCommon Stock, par value $0.0001 per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-001013 · rdgdoc.xml · nonDerivative · entry 1 Forbes Keith E · CIK 0001831867 · CAO and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: The shares of restricted common stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant. Read SEC document |
| July 21, 2023 Filed Jul 21, 2023 16:24 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $10.50 | $0.00 |
DisclosureSEC source: 0001437749-23-020447 · rdgdoc.xml · derivative · entry 3 Forbes Keith E · CIK 0001831867 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $0.0001 per share · 15,000 shares Expires 2026-10-31 F2 · derivative.exercise_date: The stock option was designed to comply with the requirements of Section 409A of the Internal Revenue Code of 1986, as amended, and the guidance thereunder, and is exercisable only during the 90 day period following the earlier to occur of the Reporting Person's separation from service due to death or disability, the occurrence of a change in control of the Issuer, or August 1, 2026. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 16:24 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 14,000 | $10.50 | $147,000.00 |
DisclosureSEC source: 0001437749-23-020447 · rdgdoc.xml · nonDerivative · entry 1 Forbes Keith E · CIK 0001831867 · Vice President and Controller 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote 2 Disclosed balance after: 14,000 F1 · ownership.nature: Represents shares of HighPeak Energy, Inc. (the "Issuer") common stock, par value $0.0001 per share ("Common Stock") purchased by the Reporting Person's personal investment vehicle from Roth Capital Partners, LLC (the "Underwriter") in an underwritten public offering conducted by the Issuer pursuant to an Underwriting Agreement between the Issuer and the Underwriter. Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 19:06 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | OtherEmployee Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $19.98 | $0.00 |
DisclosureSEC source: 0001437749-22-020612 · rdgdoc.xml · derivative · entry 2 Forbes Keith E · CIK 0001831867 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,000 Underlying: Common Stock, par value $0.0001 per share · 1,000 shares Expires 2032-08-13 F2 · kind: This transaction involved the grant of options to the reporting person's wife, who is also an employee of the Issuer. F3 · derivative.exercise_date: The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 19:06 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $19.98 | $0.00 |
DisclosureSEC source: 0001437749-22-020612 · rdgdoc.xml · derivative · entry 1 Forbes Keith E · CIK 0001831867 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, par value $0.0001 per share · 5,000 shares Expires 2032-08-13 F1 · derivative.exercise_date: The option was fully vested as of the date of grant. Read SEC document |
| May 04, 2022 Filed May 4, 2022 20:17 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | OtherEmployee Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $29.67 | $0.00 |
DisclosureSEC source: 0001437749-22-010943 · rdgdoc.xml · derivative · entry 2 Forbes Keith E · CIK 0001831867 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 3,000 Underlying: Common Stock, par value $0.0001 per share · 3,000 shares Expires 2032-05-03 F3 · kind: This transaction involved the grant of options to the reporting person's wife, who is also an employee of the Issuer. F4 · derivative.exercise_date: The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant Read SEC document |
| May 04, 2022 Filed May 4, 2022 20:17 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $29.67 | $0.00 |
DisclosureSEC source: 0001437749-22-010943 · rdgdoc.xml · derivative · entry 1 Forbes Keith E · CIK 0001831867 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $0.0001 per share · 15,000 shares Expires 2032-05-03 F1 · derivative.exercise_date: The option was fully vested as of the date of grant. F2 · balance_after: This Form 4 reports in Box 9 the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person. In prior Form 4 filings, the reporting person reported in Box 9 the aggregate number of Employee Stock Options of all classes beneficially owned by the reporting person; however, the reporting person hereby undertakes to report in Box 9 only the aggregate number of Employee Stock Options of the same class beneficially owned by the reporting person herein and in future filings. Read SEC document |
| November 04, 2021 Filed Nov 8, 2021 16:17 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GrantEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $14.36 | $0.00 |
DisclosureSEC source: 0001437749-21-025706 · rdgdoc.xml · derivative · entry 1 Forbes Keith E · CIK 0001831867 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock, par value $0.0001 per share · 5,000 shares Expires 2031-11-03 F1 · derivative.exercise_date: The option vests in three equal installments: one-third on the date of grant, one-third on the first anniversary of the date of grant, and one-third on the second anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.