Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HighPeak Energy, Inc.HPK · Entity 4942 | 10% owner | May 28, 2025 | June 27, 2025 |
| REGO PAYMENT ARCHITECTURES, INC.RPMT · Entity 6813 | 10% owner | January 30, 2025 | February 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HighPeak Energy, Inc.
Report date May 28, 2025 · Filed June 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 13,868,672 |
Reported balance
After 2025-05-28 transaction · row 1
1 source rowRow 1 · 2025-05-28 · Gift · Disposed 516,500 · Balance 13,868,672 F1: This Form 4 is filed by John Paul DeJoria, as trustee of the John Paul DeJoria Family Trust, a grantor trust of which Mr. DeJoria is the settlor and a beneficiary, and in his individual capacity. This Form 4 reports a gift of shares by Mr. DeJoria effective May 28, 2025, upon execution and delivery of instructions to the broker to transfer the shares on its records. The broker recorded the internal transfer on its records on June 9, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed by John Paul DeJoria, as trustee of the John Paul DeJoria Family Trust, a grantor trust of which Mr. DeJoria is the settlor and a beneficiary, and in his individual capacity. This Form 4 reports a gift of shares by Mr. DeJoria effective May 28, 2025, upon execution and delivery of instructions to the broker to transfer the shares on its records. The broker recorded the internal transfer on its records on June 9, 2025.
REGO PAYMENT ARCHITECTURES, INC.
Report date January 30, 2025 · Filed February 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock par value $0.0001SEC Table I · non-derivative | IndirectBy Trust | 17,248,412 |
Reported balance
After 2025-01-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-01-30 · Other · Acquired 100,000 · Balance 17,248,412 F1: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000. F2: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000.
F2: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2025 Filed Jun 27, 2025 20:01 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | GiftCommon Stock, par value $0.0001 per share | 516,500 | $9.98 | $5,154,670.00 |
DisclosureSEC source: 0001104659-25-063604 · tm2518331-1_4seq1.xml · nonDerivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,868,672 F1 · shares: This Form 4 is filed by John Paul DeJoria, as trustee of the John Paul DeJoria Family Trust, a grantor trust of which Mr. DeJoria is the settlor and a beneficiary, and in his individual capacity. This Form 4 reports a gift of shares by Mr. DeJoria effective May 28, 2025, upon execution and delivery of instructions to the broker to transfer the shares on its records. The broker recorded the internal transfer on its records on June 9, 2025. Read SEC document |
| January 30, 2025 Filed Feb 4, 2025 00:17 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | OtherCommon Stock par value $0.0001 | 100,000 | $1.00 | $100,000.00 |
DisclosureSEC source: 0001104659-25-008750 · tm255129-1_4seq1.xml · nonDerivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 17,248,412 F1 · security: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000. F1 · kind: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000. F1 · price: The Reporting Person acquired the relevant shares in exchange for a promissory note made by a third party in favor of the Reporting Person in the original principal amount of $100,000. F2 · balance_after: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee. F2 · ownership.direct: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee. F2 · ownership.nature: Consisting of (i) 100,000 shares of Common Stock directly held by the Reporting Person and (ii) 17,148,412 shares of Common Stock held directly by the John Paul DeJoria Family Trust and/or JP's Nevada Trust, each of which is a trust of which the Reporting Person is the settlor and trustee. Read SEC document |
| May 16, 2024 Filed May 20, 2024 18:47 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 38,889 | $90.00 Strike: $0.90 | $3,500,010.00 |
DisclosureSEC source: 0001104659-24-063340 · tm2414801-1_4seq1.xml · derivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 164,446 Underlying: Common Stock · 3,888,900 shares Expires not disclosed F1 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F1 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F2 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F2 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F3 · balance_after: The Reporting Person beneficially owns a total of 164,446 shares of Series B Preferred Stock, consisting of (i) 44,445 shares directly held by the JDP 2019 Gift Trust, a trust of which the Reporting Person is the settlor and trustee, (ii) 44,445 shares directly held by the John Paul DeJoria Family Trust, a trust of which the Reporting Person is the settlor and trustee, and (iii) 75,556 shares directly held by the Reporting Person. F3 · ownership.nature: The Reporting Person beneficially owns a total of 164,446 shares of Series B Preferred Stock, consisting of (i) 44,445 shares directly held by the JDP 2019 Gift Trust, a trust of which the Reporting Person is the settlor and trustee, (ii) 44,445 shares directly held by the John Paul DeJoria Family Trust, a trust of which the Reporting Person is the settlor and trustee, and (iii) 75,556 shares directly held by the Reporting Person. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 21:24 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 6,571,428 | $10.50 | $68,999,994.00 |
DisclosureSEC source: 0001104659-23-083113 · tm2321796-1_4seq1.xml · nonDerivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,385,172 F1 · shares: This Form 4 is filed by John Paul DeJoria, as trustee of the John Paul DeJoria Family Trust, a grantor trust of which Mr. DeJoria is the settlor and a beneficiary, and in his individual capacity. Read SEC document |
| May 19, 2023 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 5,556 | $90.00 Strike: $0.90 | $500,040.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 13 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 5,556 Underlying: Common Stock · 555,556 shares Expires not disclosed F13 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F13 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F16 · ownership.nature: These shares are held directly by the JDP 2019 Gift Trust, a trust of which the Reporting Person is the settlor and trustee. Read SEC document |
| May 19, 2023 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 22,222 | $90.00 Strike: $0.90 | $1,999,980.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 12 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 22,222 Underlying: Common Stock · 2,222,222 shares Expires not disclosed F13 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F13 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F15 · ownership.nature: These shares are held directly by the Family Trust. Read SEC document |
| October 05, 2022 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseSeries B Cumulative Convertible Preferred Stock · Derivative | 75,556 | $90.00 Strike: $0.90 | $6,800,040.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 11 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,556 Underlying: Common Stock · 7,555,600 shares Expires not disclosed F13 · shares: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F13 · derivative.exercise_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. F13 · derivative.expiration_date: Each share of the Issuer's Series B Cumulative Convertible Preferred Stock ("Series B Preferred Stock") is currently convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F14 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series B Preferred Stock, such Series B Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series B Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series B Preferred Stock. The Series B Preferred Stock has no expiration date. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 20:03 UTC | HighPeak Energy, Inc. HPK · Entity 4942 | PurchaseCommon Stock, par value $0.0001 per share | 2,313,744 | $21.61 | $50,000,007.84 |
DisclosureSEC source: 0001104659-22-094020 · tm2224352-2_4seq1.xml · nonDerivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813,744 F1 · balance_after: This Form 4 is filed by John Paul DeJoria, as trustee of the John Paul DeJoria Family Trust, a grantor trust of which Mr. DeJoria is the settlor and a beneficiary, and in his individual capacity. Read SEC document |
| September 11, 2020 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseStock Options · Derivative | 100,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 10 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-09-11 F12 · price: These stock options were granted to the Reporting Person as consideration for extending the maturity date of the 4% Convertible Notes he held to October 31, 2023. F11 · derivative.exercise_date: These stock options are immediately exercisable and fully vested. Read SEC document |
| August 07, 2020 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 55,556 | $50,000.00 Strike: $90.00 | $2,777,800,000.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 9 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556 Underlying: Common Stock · 55,556 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. Read SEC document |
| June 17, 2019 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseStock Options · Derivative | 100,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 8 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2021-06-17 F10 · price: These stock options were granted to the Reporting Person for non-cash consideration having an indeterminant value. F9 · derivative.exercise_date: These stock options were immediately exercisable and fully vested and have since expired. Read SEC document |
| August 10, 2018 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 114,094 | $102,684.93 Strike: $90.00 | $11,715,734,403.42 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 7 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,141 Underlying: Common Stock · 114,094 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. Read SEC document |
| March 06, 2018 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseWarrants · Derivative | 20,540 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 6 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,540 Underlying: Common Stock · 20,540 shares Expires 2020-03-06 F4 · price: These warrants were granted to the Reporting Person for non-cash consideration having an indeterminant value. F3 · derivative.exercise_date: These warrants were immediately exercisable and fully vested and have since expired. Read SEC document |
| November 03, 2017 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 111,111 | $100,000.00 Strike: $90.00 | $11,111,100,000.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 5 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,111 Underlying: Common Stock · 111,111 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. F8 · ownership.nature: These 4% Convertible Notes are held directly by the Family Trust. Read SEC document |
| November 03, 2017 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | Purchase4% Convertible Notes currently due 10/31/2023 · Derivative | 555,556 | $500,000.00 Strike: $90.00 | $277,778,000,000.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 4 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 5,556 Underlying: Common Stock · 555,556 shares Expires not disclosed F5 · derivative.exercise_price: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F5 · derivative.exercise_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.exercise_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.expiration_date: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F6 · derivative.expiration_date: Pursuant to the Certificate of Designation governing the Series C Preferred Stock, such Series C Preferred Stock may not be converted to the extent that, after giving effect to such conversion, the holder thereof would beneficially own in excess of 4.99% (the "Maximum Percentage") of the Issuer's Common Stock; provided, however, a holder of Series C Preferred Stock may, upon written notice to the Issuer, increase or decrease such Maximum Percentage, provided that (i) any such increase will not be effective until the 61st day after such notice is delivered to the Issuer and (ii) any such increase or decrease will apply only to such holder and not to any other holder of Series C Preferred Stock. The Series C Preferred Stock has no expiration date. F5 · derivative.underlying_shares: The 4% Convertible Notes currently due October 31, 2023 (the "4% Convertible Notes"), accrue interest at 4% per annum and are convertible by the holder thereof, at any time, into shares of the Issuer's Series C Cumulative Convertible Preferred Stock ("Series C Preferred Stock") at a conversion price of $90.00 per share, subject to certain anti-dilution adjustments. Currently, upon issuance, each share of Series C Preferred Stock would be convertible into 100 shares of Common Stock at a conversion price of $0.90 per share, subject to certain anti-dilution adjustments. F7 · balance_after: Represents the number of shares of Series C Preferred Stock into which such 4% Convertible Notes are convertible. F8 · ownership.nature: These 4% Convertible Notes are held directly by the Family Trust. Read SEC document |
| June 09, 2016 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseWarrants · Derivative | 10,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 3 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2018-06-09 F4 · price: These warrants were granted to the Reporting Person for non-cash consideration having an indeterminant value. F3 · derivative.exercise_date: These warrants were immediately exercisable and fully vested and have since expired. Read SEC document |
| April 29, 2016 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | PurchaseWarrants · Derivative | 10,000 | Not disclosed Strike: $0.90 | Not disclosed |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · derivative · entry 2 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2018-04-29 F4 · price: These warrants were granted to the Reporting Person for non-cash consideration having an indeterminant value. F3 · derivative.exercise_date: These warrants were immediately exercisable and fully vested and have since expired. Read SEC document |
| June 20, 2014 Filed May 26, 2023 20:45 UTC | REGO PAYMENT ARCHITECTURES, INC. RPMT · Entity 6813 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-065523 · tm2316538-1_4seq1.xml · nonDerivative · entry 1 DEJORIA JOHN PAUL · CIK 0000897610 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 17,148,412 F1 · security: This transaction represents a gift/charitable donation made on June 20, 2014, by the John Paul DeJoria Family Trust, a trust of which the Reporting Person is the settlor and trustee (the "Family Trust"). This is not a market transaction, thus no price has been reported. No value was received for the gifted shares. F2 · balance_after: Consisting of (i) 10,005,555 shares Common Stock of the Issuer ("Common Stock") directly held by the Family Trust and (ii) 7,142,857 shares of Common Stock held directly by JP's Nevada Trust, a trust of which the Reporting Person is the settlor and distribution trustee. F2 · ownership.nature: Consisting of (i) 10,005,555 shares Common Stock of the Issuer ("Common Stock") directly held by the Family Trust and (ii) 7,142,857 shares of Common Stock held directly by JP's Nevada Trust, a trust of which the Reporting Person is the settlor and distribution trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.