HOG

SEC source: 0001225208-17-016437 · doc4.xml · derivative · entry 4

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,760 shares

Expires 2018-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.

F3 · derivative.exercise_date: All options are currently exercisable.

SEC source: 0001225208-17-016437 · doc4.xml · nonDerivative · entry 2

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,962

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.01 to $48.115 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-17-016437 · doc4.xml · nonDerivative · entry 1

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-014875 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,654.098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

F4 · derivative.expiration_date: Each Share Unit is the equivalent of one share of common stock. The shares were payable September 8, 2017, the one year anniversary of the grant date.

SEC source: 0001225208-17-014875 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903.5918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-014471 · doc4.xml · derivative · entry 4

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,040

Underlying: Common Stock · 15,013 shares

Expires 2019-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.

F3 · derivative.exercise_date: All options are currently exercisable.

SEC source: 0001225208-17-014471 · doc4.xml · nonDerivative · entry 2

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.13 to $47.20 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001225208-17-014471 · doc4.xml · nonDerivative · entry 1

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-013036 · doc4.xml · derivative · entry 3

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,027

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.

F2 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. 50% of the RSUs granted on July 27, 2017 vest on July 27, 2019 and the remaining RSUs under this grant vest on July 27, 2020. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. 50% of the RSUs granted on July 27, 2017 vest on July 27, 2019 and the remaining RSUs under this grant vest on July 27, 2020. Units are subject to forfeiture until vested.

SEC source: 0001225208-17-010566 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662.5288

SEC source: 0001225208-17-010373 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672.5288

SEC source: 0001225208-17-009325 · doc4.xml · derivative · entry 3

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216.7051

Underlying: Common Stock · 2,656.786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-17-009325 · doc4.xml · nonDerivative · entry 2

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858.786

SEC source: 0001225208-17-009325 · doc4.xml · nonDerivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656.786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-009070 · doc4.xml · derivative · entry 1

ZEITZ JOCHEN · CIK 0001409291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873.4911

Underlying: Common Stock · 2,216.7051 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-17-009069 · doc4.xml · derivative · entry 2

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216.7051

Underlying: Common Stock · 2,216.7051 shares

Expires not disclosed

F2 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F3 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F4 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-17-009069 · doc4.xml · nonDerivative · entry 1

Sylvester Maryrose · CIK 0001680767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249.4938

F1 · balance_after: Includes shares of common stock acquired through automatic reinvestment of dividends.

SEC source: 0001225208-17-009068 · doc4.xml · derivative · entry 1

Niccol Brian R · CIK 0001628588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,943.3586

Underlying: Common Stock · 4,167.4056 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-17-009066 · doc4.xml · derivative · entry 2

LEVINSON SARA L · CIK 0001243090 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,999.5411

Underlying: Common Stock · 2,216.7051 shares

Expires not disclosed

F2 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F3 · derivative.exercise_price: 1-for-1

F4 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F5 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-17-009067 · doc4.xml · derivative · entry 2

LINEBARGER NORMAN THOMAS · CIK 0001238892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,885.7404

Underlying: Common Stock · 4,522.0784 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-17-009065 · doc4.xml · derivative · entry 1

Golston Allan C. · CIK 0001509370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,333.1521

Underlying: Common Stock · 6,333.1521 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-17-009063 · doc4.xml · derivative · entry 2

ANDERSON R JOHN · CIK 0001502567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,216.7051

Underlying: Common Stock · 2,216.7051 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-17-009064 · doc4.xml · derivative · entry 1

CAVE MICHAEL J · CIK 0001013071 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,424.7331

Underlying: Common Stock · 2,216.7051 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)

F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.

SEC source: 0001225208-17-009062 · doc4.xml · derivative · entry 2

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,803.6256

Underlying: Common Stock · 4,803.6256 shares

Expires not disclosed

F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

F3 · derivative.expiration_date: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.

SEC source: 0001225208-17-009062 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662.5288

SEC source: 0001225208-17-004620 · doc4.xml · nonDerivative · entry 2

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-17-004620 · doc4.xml · nonDerivative · entry 1

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,194

SEC source: 0001225208-17-003618 · doc4.xml · nonDerivative · entry 1

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-17-003020 · doc4.xml · nonDerivative · entry 1

JAMES DONALD A · CIK 0001243051 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 211,788.2384

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.7499 to $57.15 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Shares of common stock of Harley-Davidson, Inc. are held by Fred Deeley Limited.

SEC source: 0001225208-17-002680 · doc4.xml · nonDerivative · entry 2

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,284.2223

SEC source: 0001225208-17-002679 · doc4.xml · nonDerivative · entry 2

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 601.409

F1 · kind: On February 7, 2017, Ms. Kumbier reallocated the funds in her 40l(k) account

SEC source: 0001225208-17-002680 · doc4.xml · nonDerivative · entry 1

BISCHMANN JOANNE M · CIK 0001311749 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195.2223

SEC source: 0001225208-17-002679 · doc4.xml · nonDerivative · entry 1

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001225208-17-002482 · doc4.xml · derivative · entry 10

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,743

Underlying: Common Stock · 1,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-17-002482 · doc4.xml · nonDerivative · entry 6

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,049

F1 · balance_after: On 2/2/2017, 2,676 restricted stock units vested; on 2/3/2017, 1,092 restricted stock units vested; on 2/4/2017, 1,024 restricted stock units vested. 1,743 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 3,094 shares are now reflected as common stock.

SEC source: 0001225208-17-002482 · doc4.xml · nonDerivative · entry 5

Kumbier Michelle · CIK 0001640036 · SVP, Motor Co. Product & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-002485 · doc4.xml · derivative · entry 10

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,222

Underlying: Common Stock · 667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-17-002485 · doc4.xml · nonDerivative · entry 6

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

F1 · balance_after: On 2/2/2017, 903 restricted stock units vested; on 2/3/2017, 683 restricted stock units vested; on 2/4/2017, 667 restricted stock units vested. 876 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,377 shares are now reflected as common stock.

SEC source: 0001225208-17-002485 · doc4.xml · nonDerivative · entry 5

Rocker Tchernavia · CIK 0001679626 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-002483 · doc4.xml · derivative · entry 10

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,735

Underlying: Common Stock · 2,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-17-002483 · doc4.xml · nonDerivative · entry 6

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,962

F1 · balance_after: On 2/2/2017, 4,361 restricted stock units vested; on 2/3/2017, 2,651 restricted stock units vested; on 2/4/2017, 2,368 restricted stock units vested. 4,593 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 4,787 shares are now reflected as common stock.

SEC source: 0001225208-17-002483 · doc4.xml · nonDerivative · entry 5

Olin John A · CIK 0001466990 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-002484 · doc4.xml · derivative · entry 10

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,027

Underlying: Common Stock · 432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-17-002484 · doc4.xml · nonDerivative · entry 6

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855

F1 · balance_after: On 2/2/2017, 565 restricted stock units vested; on 2/3/2017, 438 restricted stock units vested; on 2/4/2017, 432 restricted stock units vested. 580 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 855 shares are now reflected as common stock.

SEC source: 0001225208-17-002484 · doc4.xml · nonDerivative · entry 5

KORNETZKE MARK R · CIK 0001466727 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-002481 · doc4.xml · derivative · entry 10

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,932

Underlying: Common Stock · 1,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 6

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,394

F1 · balance_after: On 2/2/2017, 2,528 restricted stock units vested; on 2/3/2017, 1,444 restricted stock units vested; on 2/4/2017, 1,353 restricted stock units vested. 1,931 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 3,394 shares are now reflected as common stock.

SEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 5

Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-002478 · doc4.xml · derivative · entry 10

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,084

Underlying: Common Stock · 2,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.

SEC source: 0001225208-17-002478 · doc4.xml · nonDerivative · entry 6

HUND LAWRENCE G · CIK 0001467542 · President-HDFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,660

F1 · balance_after: On 2/2/2017, 3,592 restricted stock units vested; on 2/3/2017, 2,182 restricted stock units vested; on 2/4/2017, 2,033 restricted stock units vested. A total of 3,532 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 4,275 shares are now reflected as common stock.