Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARLEY-DAVIDSON, INC.HOG · Entity 810 | VP & Chief Legal Officer | July 24, 2019 | July 26, 2019 |
| SMITH A O CORPAOS · Entity 3642 | SVP, GC & Chief Compliance Off | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARLEY-DAVIDSON, INC.
Report date July 24, 2019 · Filed July 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-07-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-07-24 · Sale · Disposed 2,309 · Balance 9,575 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.24 to $36.24 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 2 · 2019-07-24 · Sale · Disposed 9,575 · Balance 0 F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.23 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 2,641.6683 |
Reported balance
Holding disclosure · report date 2019-07-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,641.6683 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 25,914 |
Reported balance
Holding disclosure · report date 2019-07-24 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,914 F3: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.32 · Expires 2022-02-06 | Direct | 11,039 |
Reported balance
Holding disclosure · report date 2019-07-24 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 11,039 F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. F5: All options are currently exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.78 · Expires 2023-02-04 | Direct | 11,536 |
Reported balance
Holding disclosure · report date 2019-07-24 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 11,536 F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. F5: All options are currently exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.33 · Expires 2024-02-04 | Direct | 12,989 |
Reported balance
Holding disclosure · report date 2019-07-24 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 12,989 F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. F5: All options are currently exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.49 · Expires 2025-02-03 | Direct | 13,860 |
Reported balance
Holding disclosure · report date 2019-07-24 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 13,860 F6: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. F5: All options are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.24 to $36.24 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.23 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Each restricted stock unit represents a contingent right to receive one share of stock. Units vest on the first three anniversaries of grant date. Units are subject to forfeiture until vested.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F5: All options are currently exercisable.
F6: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
SMITH A O CORP
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,630 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 4,900 · Balance 10,630 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt underule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt underule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 21:47 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 4,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-26-000016 · wk-form4_1770846436.xml · derivative · entry 1 Jones Paul J · CIK 0001377122 · SVP, GC & Chief Compliance Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,630 Underlying: Common Stock · 4,900 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt underule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. F2 · derivative.expiration_date: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt underule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 15:01 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000145 · wk-form4_1760454076.xml · derivative · entry 1 Jones Paul J · CIK 0001377122 · SVP, GC & Chief Compliance Off 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,730 Underlying: Common Stock · 2,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 10/13/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 10/13/2028. F2 · derivative.expiration_date: The restricted stock units were granted on 10/13/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 10/13/2028. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 01:03 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 9,575 | $35.07 | $335,790.46 |
DisclosureSEC source: 0001225208-19-010505 · doc4.xml · nonDerivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.97 to $35.23 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 24, 2019 Filed Jul 26, 2019 01:03 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 2,309 | $35.51 | $81,991.20 |
DisclosureSEC source: 0001225208-19-010505 · doc4.xml · nonDerivative · entry 1 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,575 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $35.24 to $36.24 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:31 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 10,212 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001890 · doc4.xml · derivative · entry 5 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,914 Underlying: Common Stock · 10,212 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015, 2/2/2016, and 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015, 2/2/2016, and 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:31 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 3,268 | $36.65 | $119,772.20 |
DisclosureSEC source: 0001225208-19-001890 · doc4.xml · nonDerivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884 Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:31 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 10,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001890 · doc4.xml · nonDerivative · entry 1 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:39 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 2,327 | $36.65 | $85,284.55 |
DisclosureSEC source: 0001225208-19-001803 · doc4.xml · nonDerivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:39 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 7,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001803 · doc4.xml · nonDerivative · entry 1 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 22:31 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 7,267 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001890 · doc4.xml · derivative · entry 4 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,126 Underlying: Common Stock · 7,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015, 2/2/2016, and 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015, 2/2/2016, and 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:39 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantRestricted Stock Units · Derivative | 28,460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001803 · doc4.xml · derivative · entry 4 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,393 Underlying: Common Stock · 28,460 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/19 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/19 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 2,117 | $48.00 | $101,616.00 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 6 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 870 | $47.62 | $41,431.14 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 5 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Read SEC document |
| February 03, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 1,444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · derivative · entry 9 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,933 Underlying: Common Stock · 1,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 03, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 679 | $47.50 | $32,252.50 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 4 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,987 Read SEC document |
| February 03, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 1,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 3 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 01:24 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantRestricted Stock Units · Derivative | 8,784 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002168 · doc4.xml · derivative · entry 5 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,906 Underlying: Common Stock · 8,784 shares Expires not disclosed F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2018 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 2,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · derivative · entry 8 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,377 Underlying: Common Stock · 2,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 1,177 | $47.50 | $55,907.50 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,222 Read SEC document |
| February 02, 2018 Filed Feb 7, 2018 00:10 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 2,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002186 · doc4.xml · nonDerivative · entry 1 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:24 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 1,810 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002168 · doc4.xml · derivative · entry 4 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,122 Underlying: Common Stock · 1,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:24 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 940 | $48.68 | $45,759.20 |
DisclosureSEC source: 0001225208-18-002168 · doc4.xml · nonDerivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870 Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 01:24 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 1,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002168 · doc4.xml · nonDerivative · entry 1 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 3,194 | $57.49 | $183,635.84 |
DisclosureSEC source: 0001225208-17-004620 · doc4.xml · nonDerivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 22, 2017 Filed Feb 25, 2017 00:00 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 200 | $57.49 | $11,498.60 |
DisclosureSEC source: 0001225208-17-004620 · doc4.xml · nonDerivative · entry 1 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,194 Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 1,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · derivative · entry 10 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,932 Underlying: Common Stock · 1,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 474 | $56.45 | $26,757.30 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 6 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,394 F1 · balance_after: On 2/2/2017, 2,528 restricted stock units vested; on 2/3/2017, 1,444 restricted stock units vested; on 2/4/2017, 1,353 restricted stock units vested. 1,931 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 3,394 shares are now reflected as common stock. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 1,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 5 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 1,444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · derivative · entry 9 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,285 Underlying: Common Stock · 1,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 504 | $56.45 | $28,450.80 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 4 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,515 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 1,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 3 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionRestricted Stock Units · Derivative | 2,528 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · derivative · entry 8 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,729 Underlying: Common Stock · 2,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Tax withholdingCommon Stock | 953 | $56.25 | $53,606.25 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575 Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:33 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | Exercise / conversionCommon Stock | 2,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002481 · doc4.xml · nonDerivative · entry 1 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 02:06 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantRestricted Stock Units · Derivative | 5,430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002389 · doc4.xml · derivative · entry 2 Jones Paul J · CIK 0001377122 · VP & Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,257 Underlying: Common Stock · 5,430 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.