Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARLEY-DAVIDSON, INC.HOG · Entity 810 | Director | February 10, 2017 | February 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARLEY-DAVIDSON, INC.
Report date February 10, 2017 · Filed February 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 211,788.2384 |
Reported balance
After 2017-02-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-02-10 · Sale · Disposed 100,000 · Balance 211,788.2384 F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.7499 to $57.15 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Shares of common stock of Harley-Davidson, Inc. are held by Fred Deeley Limited. |
| Common StockSEC Table I · non-derivative | Direct | 5,522.6698 |
Reported balance
Holding disclosure · report date 2017-02-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,522.6698 |
| Post-2014 Share UnitSEC Table II · derivative / convertible security | Direct | 2,640.401 |
Reported balance
Holding disclosure · report date 2017-02-10 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,640.401 F3: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F4: 1-for-1 F5: Each Deferred Share Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination as service as a director. F6: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. |
| Share UnitsSEC Table II · derivative / convertible security | Direct | 31,233.229 |
Reported balance
Holding disclosure · report date 2017-02-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 31,233.229 F3: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F4: 1-for-1 F7: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan). F6: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.7499 to $57.15 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Shares of common stock of Harley-Davidson, Inc. are held by Fred Deeley Limited.
F3: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F4: 1-for-1
F5: Each Deferred Share Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination as service as a director.
F6: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.
F7: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 13, 2017 23:09 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 100,000 | $56.88 | $5,687,570.00 |
DisclosureSEC source: 0001225208-17-003020 · doc4.xml · nonDerivative · entry 1 JAMES DONALD A · CIK 0001243051 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 211,788.2384 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.7499 to $57.15 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Shares of common stock of Harley-Davidson, Inc. are held by Fred Deeley Limited. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 22:25 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | SaleCommon Stock | 100,000 | $56.13 | $5,612,550.00 |
DisclosureSEC source: 0001225208-16-041165 · doc4.xml · nonDerivative · entry 1 JAMES DONALD A · CIK 0001243051 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Corporation Disclosed balance after: 311,788.2384 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.00 to 56.40 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares of common stock of Harley-Davidson, Inc. are held by Fred Deeley Limited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.