HLMN

SEC source: 0000899243-22-015058 · doc4.xml · nonDerivative · entry 1

CCMP Capital, LP · CIK 0001372939 · 10% owner

CCMP Capital GP, LLC · CIK 0001674350 · 10% owner

CCMP Capital Associates III, L.P. · CIK 0001718034 · 10% owner

CCMP Capital Investors III (Employee), L.P. · CIK 0001581003 · 10% owner

CCMP Co-Invest III A, L.P. · CIK 0001615462 · 10% owner

CCMP Capital Investors III, L.P. · CIK 0001569775 · 10% owner

CCMP Co-Invest III A GP, LLC · CIK 0001718021 · 10% owner

CCMP Capital Associates III GP, LLC · CIK 0001718029 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By CCMP Capital Investors III, L.P.

Disclosed balance after: 43,169,993

F1 · ownership.nature: CCMP Co-Invest III A GP, LLC ("CCMP Co-Invest GP") is the general partner of CCMP Co-Invest III A, L.P. ("CCMP Co-Invest"). CCMP Capital Associates III, L.P. ("CCMP Capital Associates") is the general partner of each of CCMP Capital Investors III, L.P. ("CCMP Capital Investors") and CCMP Capital Investors III (Employee), L.P. ("CCMP Employee" and together with CCMP Capital Investors and CCMP Co-Invest, the "CCMP Investors"). The general partner of CCMP Capital Associates is CCMP Capital Associates III GP, LLC ("CCMP Capital Associates GP").

F2 · ownership.nature: CCMP Capital Associates GP and CCMP Co-Invest GP are each wholly owned by CCMP Capital, LP. The general partner of CCMP Capital, LP is CCMP Capital GP, LLC. CCMP Capital GP, LLC ultimately exercises voting and dispositive power over the shares of common stock of Hillman Solutions Corp. held by the CCMP Investors. As a result, each of CCMP Capital Associates, CCMP Capital Associates GP, CCMP Co-Invest GP, CCMP Capital, LP and CCMP Capital GP, LLC may be deemed to share beneficial ownership with respect to certain of the shares of common stock of Hillman Solutions Corp. held by the CCMP Investors. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001822492-22-000024 · wf-form4_164668015162823.xml · nonDerivative · entry 1

FAGUNDO RANDALL J · CIK 0001007754 · Div. Pres. - Robo. and Digital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,035

SEC source: 0001822492-22-000027 · wf-form4_164668859934223.xml · nonDerivative · entry 1

Streng Jarrod · CIK 0001870273 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,560

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.44 to $10.46, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822492-22-000028 · wf-form4_164668863259235.xml · nonDerivative · entry 1

Adinolfi Jon Michael · CIK 0001869790 · Div President, Hillman US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,685

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.40 to $10.50, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822492-22-000022 · wf-form4_164667748616049.xml · nonDerivative · entry 1

Kraft Robert O. · CIK 0001558592 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,094

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.21 to $10.51, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001822492-22-000023 · wf-form4_164667750331292.xml · nonDerivative · entry 1

Cahill Douglas · CIK 0001645339 · Director · COB, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,628

F1 · price: This transaction was executed in multiple trades at prices ranging from $10.44 to $10.64, inclusive. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001104659-22-009132 · tm224830-10_4seq1.xml · derivative · entry 2

FAGUNDO RANDALL J · CIK 0001007754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,409

Underlying: Common Stock · 68,409 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009132 · tm224830-10_4seq1.xml · nonDerivative · entry 1

FAGUNDO RANDALL J · CIK 0001007754 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,635

F1 · security: Represents 22,635 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009125 · tm224830-4_4seq1.xml · nonDerivative · entry 1

McCalla Anne · CIK 0001870274 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,666

F1 · security: Represents 9,557 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009123 · tm224830-3_4seq1.xml · derivative · entry 2

Streng Jarrod · CIK 0001870273 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,404

Underlying: Common Stock · 30,404 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009123 · tm224830-3_4seq1.xml · nonDerivative · entry 1

Streng Jarrod · CIK 0001870273 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060

F1 · security: Represents 10,060 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009121 · tm224830-1_4seq1.xml · derivative · entry 2

Adinolfi Jon · CIK 0001869790 · Div President, THG US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,409

Underlying: Common Stock · 68,409 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009121 · tm224830-1_4seq1.xml · nonDerivative · entry 1

Adinolfi Jon · CIK 0001869790 · Div President, THG US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,855

F1 · security: Represents 22,635 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009122 · tm224830-2_4seq1.xml · derivative · entry 2

Ride Scott · CIK 0001869850 · President, Hillman Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,889

Underlying: Common Stock · 66,889 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009122 · tm224830-2_4seq1.xml · nonDerivative · entry 1

Ride Scott · CIK 0001869850 · President, Hillman Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,132

F1 · security: Represents 22,132 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009133 · tm224830-11_4seq1.xml · derivative · entry 2

Kraft Robert O. · CIK 0001558592 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,213

Underlying: Common Stock · 91,213 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009133 · tm224830-11_4seq1.xml · nonDerivative · entry 1

Kraft Robert O. · CIK 0001558592 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,594

F1 · security: Represents 30,181 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009131 · tm224830-9_4seq1.xml · derivative · entry 2

Cahill Douglas · CIK 0001645339 · Director · COB, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,639

Underlying: Common Stock · 273,639 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009131 · tm224830-9_4seq1.xml · nonDerivative · entry 1

Cahill Douglas · CIK 0001645339 · Director · COB, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,842

F1 · security: Represents 90,543 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009130 · tm224830-8_4seq1.xml · derivative · entry 3

Murphy George S. JR · CIK 0001871436 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,606

Underlying: Common Stock · 45,606 shares

Expires 2032-01-10

F3 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009130 · tm224830-8_4seq1.xml · nonDerivative · entry 2

Murphy George S. JR · CIK 0001871436 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,674

F2 · security: Represents 15,090 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009129 · tm224830-7_4seq1.xml · derivative · entry 2

Brunker Steven · CIK 0001870638 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,404

Underlying: Common Stock · 30,404 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009129 · tm224830-7_4seq1.xml · nonDerivative · entry 1

Brunker Steven · CIK 0001870638 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060

F1 · security: Represents 10,060 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009127 · tm224830-6_4seq1.xml · nonDerivative · entry 1

Seeds Gary · CIK 0001870541 · EVP, Sales and Field Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,917

F1 · security: Represents 36,217 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-22-009126 · tm224830-5_4seq1.xml · derivative · entry 2

Kitzberger Amanda · CIK 0001870351 · VP HR and Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,005

Underlying: Common Stock · 38,005 shares

Expires 2032-01-10

F2 · derivative.exercise_date: The shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

SEC source: 0001104659-22-009126 · tm224830-5_4seq1.xml · nonDerivative · entry 1

Kitzberger Amanda · CIK 0001870351 · VP HR and Administration

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,738

F1 · security: Represents 12,575 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-21-138848 · tm2132953-1_4seq1.xml · derivative · entry 3

Ride Scott · CIK 0001869850 · President, Hillman Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,230

Underlying: Common Stock · 38,862 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Half of the shares underlying the option vest in four equal annual installments beginning on the first anniversary of the date of grant (which is 10 years prior to the expiration date), subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. Half of the shares underlying the option vest based on the achievement of performance criteria.

SEC source: 0001104659-21-138848 · tm2132953-1_4seq1.xml · nonDerivative · entry 2

Ride Scott · CIK 0001869850 · President, Hillman Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $10.90 to $10.93, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0001104659-21-138848 · tm2132953-1_4seq1.xml · nonDerivative · entry 1

Ride Scott · CIK 0001869850 · President, Hillman Canada

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-009130 · tm224830-8_4seq1.xml · nonDerivative · entry 1

Murphy George S. JR · CIK 0001871436 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,584

F1 · security: Represents 22,584 restricted stock units ("RSUs") that are a contingent right to receive common stock. The RSUs will vest on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

SEC source: 0001104659-21-093646 · tm2122563d26_4.xml · nonDerivative · entry 1

Woodlief Philip · CIK 0001870269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F1 · security: Represents 7,207 restricted stock units ("RSUs") that are a contingent right to receive common stock upon vesting granted pursuant to the Issuer's 2021 Equity Incentive Plan, dated as of July 14, 2021. The RSUs will vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to the individual's continued service on the board of directors through such date.

SEC source: 0001104659-21-093642 · tm2122563d22_4.xml · nonDerivative · entry 1

O Leary Dan · CIK 0001870276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F1 · security: Represents 7,207 restricted stock units ("RSUs") that are a contingent right to receive common stock upon vesting granted pursuant to the Issuer's 2021 Equity Incentive Plan, dated as of July 14, 2021. The RSUs will vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to the individual's continued service on the board of directors through such date.

SEC source: 0001104659-21-093639 · tm2122563d20_4.xml · nonDerivative · entry 1

Jagdfeld Aaron · CIK 0001483001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F1 · security: Represents 7,207 restricted stock units ("RSUs") that are a contingent right to receive common stock upon vesting granted pursuant to the Issuer's 2021 Equity Incentive Plan, dated as of July 14, 2021. The RSUs will vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to the individual's continued service on the board of directors through such date.

SEC source: 0001104659-21-093644 · tm2122563d24_4.xml · nonDerivative · entry 1

Gendron Teresa S · CIK 0001479648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F1 · security: Represents 7,207 restricted stock units ("RSUs") that are a contingent right to receive common stock upon vesting granted pursuant to the Issuer's 2021 Equity Incentive Plan, dated as of July 14, 2021. The RSUs will vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to the individual's continued service on the board of directors through such date.

SEC source: 0001104659-21-093645 · tm2122563d25_4.xml · nonDerivative · entry 1

SWYGERT JOHN W · CIK 0001276412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F1 · security: Represents 7,207 restricted stock units ("RSUs") that are a contingent right to receive common stock upon vesting granted pursuant to the Issuer's 2021 Equity Incentive Plan, dated as of July 14, 2021. The RSUs will vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to the individual's continued service on the board of directors through such date.

SEC source: 0001104659-21-093643 · tm2122563d23_4.xml · nonDerivative · entry 1

Owens David A. · CIK 0001870617 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F1 · security: Represents 7,207 restricted stock units ("RSUs") that are a contingent right to receive common stock upon vesting granted pursuant to the Issuer's 2021 Equity Incentive Plan, dated as of July 14, 2021. The RSUs will vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to the individual's continued service on the board of directors through such date.

SEC source: 0001104659-21-093641 · tm2122563d21_4.xml · nonDerivative · entry 1

Dowling Diana · CIK 0001870317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,207

F1 · security: Represents 7,207 restricted stock units ("RSUs") that are a contingent right to receive common stock upon vesting granted pursuant to the Issuer's 2021 Equity Incentive Plan, dated as of July 14, 2021. The RSUs will vest in full on the earlier of the first anniversary of the grant date or the next annual meeting of stockholders, subject to the individual's continued service on the board of directors through such date.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 8

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 501,066

Underlying: Common Stock · 501,066 shares

Expires 2026-10-14

F4 · kind: The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Person, Jefferies LLC or Jefferies Group LLC until the Closing. 4,000,000 Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. 500,000 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants. The units were acquired at various prices, as set forth in the Reporting Person's Form 5 in the Issuer filed on February 5, 2021, which reported the purchase of the accompanying shares of Class A common stock included in the units.

F5 · kind: 1,066 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants at the price set forth in Table I which reports the purchase of the accompanying shares of Class A common stock included in the units.

F4 · price: The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Person, Jefferies LLC or Jefferies Group LLC until the Closing. 4,000,000 Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. 500,000 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants. The units were acquired at various prices, as set forth in the Reporting Person's Form 5 in the Issuer filed on February 5, 2021, which reported the purchase of the accompanying shares of Class A common stock included in the units.

F5 · price: 1,066 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants at the price set forth in Table I which reports the purchase of the accompanying shares of Class A common stock included in the units.

F3 · ownership.nature: Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 7

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

Underlying: Common Stock · 4,000,000 shares

Expires 2026-10-14

F4 · kind: The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Person, Jefferies LLC or Jefferies Group LLC until the Closing. 4,000,000 Warrants were initially acquired in a private placement from the Issuer concurrent with the Issuer's initial public offering. 500,000 Warrants were initially acquired from third parties in the open market in the form of units including shares of Class A common stock and warrants. The units were acquired at various prices, as set forth in the Reporting Person's Form 5 in the Issuer filed on February 5, 2021, which reported the purchase of the accompanying shares of Class A common stock included in the units.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 6

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,671,576 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · kind: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.exercise_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.expiration_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · derivative · entry 5

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671,576

Underlying: Class A Common Stock · 1,365,924 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · kind: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.exercise_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · derivative.expiration_date: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · nonDerivative · entry 3

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,171,576

F2 · kind: Acquired by the Reporting Person immediately prior to the Closing pursuant to the subscription agreement, which was entered into with the Issuer on January 24, 2021 in connection with the Business Combination.

F3 · balance_after: Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-093199 · tm2122448d1_4.xml · nonDerivative · entry 2

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F1 · price: In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Landcadia Holdings III, Inc. or "Landcadia") and HMAN Group Holdings Inc. ("Hillman Holdco"), among other things, (i) the Reporting Person forfeited 1,365,924 shares of Landcadia's Class B common stock and (ii) each remaining share of Landcadia's Class B common stock converted into shares of Landcadia's Class A common stock on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856).

F3 · balance_after: Jefferies LLC owns the 1,503,200 shares of Common Stock and the 501,066 Warrants to purchase 501,660 shares of Common Stock. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such securities. The Reporting Person disclaims beneficial ownership over the securities held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-20-129179 · tm2037081-1_4.xml · derivative · entry 1

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,037,500

Underlying: Class A Common Stock · 905,625 shares

Expires not disclosed

F1 · derivative.exercise_price: On November 24, 2020, Jefferies Financial Group Inc. forfeited at no cost 905,625 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F1 · kind: On November 24, 2020, Jefferies Financial Group Inc. forfeited at no cost 905,625 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856) (the "Registration Statement") and have no expiration date.

SEC source: 0001104659-20-129180 · tm2037081-2_4.xml · derivative · entry 1

TJF, LLC · CIK 0001826969 · Director · Chief Executive Officer · 10% owner

FERTITTA TILMAN J · CIK 0001080301 · Director · Chief Executive Officer · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,462,500

Underlying: Class A Common Stock · 969,375 shares

Expires not disclosed

F1 · derivative.exercise_price: On November 24, 2020, TJF, LLC forfeited at no cost 969,375 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F1 · kind: On November 24, 2020, TJF, LLC forfeited at no cost 969,375 shares of Class B common stock of the Issuer, which was exempted pursuant to Rule 16b-3(e) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), in connection with the election by the underwriters of the Issuer's initial public offering of units to not exercise an option granted to them to cover over-allotments.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856) (the "Registration Statement") and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248856) (the "Registration Statement") and have no expiration date.

F3 · ownership.direct: The securities are held directly by TJF, LLC. Tilman J. Fertitta owns and controls TJF, LLC and has voting and dispositive control over the securities held directly by TJF, LLC

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 8

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,500,000

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 7

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,497,200

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 6

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,252,353

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 5

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,025,664

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.

SEC source: 0001104659-21-012669 · tm215504d2_5.xml · nonDerivative · entry 4

Jefferies Financial Group Inc. · CIK 0000096223 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 700,000

F1 · ownership.nature: Represents shares purchased by Jefferies LLC. Jefferies LLC is a wholly-owned direct subsidiary of Jefferies Group LLC, which itself is a wholly-owned direct subsidiary of the Reporting Person. As such, the Reporting Person may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership over the shares held by Jefferies LLC, except to the extent of the Reporting Person's pecuniary interest therein.