Tapewire

Nasdaq · USD

HLIT

HARMONIC INC.

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Tapewire entity
4789
SEC CIK
0000851310
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202513
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2024 Filed May 24, 2024 21:06 UTC
Jankovic WalterChief Financial Officer
Exercise / conversionCommon Stock 26,578 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-064717 · ownership.xml · nonDerivative · entry 1

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:52 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 12,476 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061797 · ownership.xml · derivative · entry 4

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,338

Underlying: Common Stock · 12,476 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:52 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061797 · ownership.xml · derivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,051

Underlying: Common Stock · 13,684 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:52 UTC
HARSHMAN PATRICKDirector · President and CEO
Tax withholdingCommon Stock 13,955 $11.30 $157,691.50
Disclosure

SEC source: 0000950170-24-061797 · ownership.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,598

Read SEC document
May 15, 2024 Filed May 17, 2024 20:52 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 26,160 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061797 · ownership.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:50 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 3,772 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061790 · ownership.xml · derivative · entry 4

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,405

Underlying: Common Stock · 3,772 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:50 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 5,198 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061790 · ownership.xml · derivative · entry 3

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,596

Underlying: Common Stock · 5,198 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:50 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 4,896 $11.30 $55,324.80
Disclosure

SEC source: 0000950170-24-061790 · ownership.xml · nonDerivative · entry 2

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,690

Read SEC document
May 15, 2024 Filed May 17, 2024 20:50 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 8,970 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061790 · ownership.xml · nonDerivative · entry 1

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:50 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 5,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061789 · ownership.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,622

Underlying: Common Stock · 5,803 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:50 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 6,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061789 · ownership.xml · derivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,394

Underlying: Common Stock · 6,798 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:50 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionCommon Stock 12,601 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061789 · ownership.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:51 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 5,048 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061794 · ownership.xml · derivative · entry 5

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,342

Underlying: Common Stock · 5,048 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:51 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061794 · ownership.xml · derivative · entry 4

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Common Stock · 667 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:51 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 6,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061794 · ownership.xml · derivative · entry 3

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,194

Underlying: Common Stock · 6,398 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:51 UTC
Haltmayer NevenSVP, Video R&D
Tax withholdingCommon Stock 6,461 $11.30 $73,009.30
Disclosure

SEC source: 0000950170-24-061794 · ownership.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,211

Read SEC document
May 15, 2024 Filed May 17, 2024 20:51 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionCommon Stock 12,113 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-061794 · ownership.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2024 Filed May 6, 2024 21:00 UTC
Graham IanSVP, Global Sales & Video Svcs
SaleCommon Stock 52,730 $10.95 $577,430.41
Disclosure

SEC source: 0000950170-24-053659 · ownership.xml · nonDerivative · entry 1

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,616

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
GrantRestricted Stock Units · Derivative 221,953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 8

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,953

Underlying: Common Stock · 221,953 shares

Expires 2027-02-15

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F4 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:50 UTC
Jankovic WalterChief Financial Officer
GrantRestricted Stock Units · Derivative 96,852 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017537 · ownership.xml · derivative · entry 1

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,852

Underlying: Common Stock · 96,852 shares

Expires 2027-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:48 UTC
Haltmayer NevenSVP, Video R&D
GrantRestricted Stock Units · Derivative 70,218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017534 · ownership.xml · derivative · entry 7

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,218

Underlying: Common Stock · 70,218 shares

Expires 2027-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:46 UTC
Graham IanSVP, Global Sales & Video Svcs
GrantRestricted Stock Units · Derivative 52,462 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017530 · ownership.xml · derivative · entry 6

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,462

Underlying: Common Stock · 52,462 shares

Expires 2027-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:44 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
GrantRestricted Stock Units · Derivative 80,710 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017525 · ownership.xml · derivative · entry 5

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,710

Underlying: Common Stock · 80,710 shares

Expires 2027-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2025, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:36 UTC GrantRestricted Stock Units · Derivative 12,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017521 · ownership.xml · derivative · entry 3

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F3 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:35 UTC
Reaugh MitziDirector
GrantRestricted Stock Units · Derivative 12,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017519 · ownership.xml · derivative · entry 3

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F3 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:34 UTC
KRALL DAVIDDirector
GrantRestricted Stock Units · Derivative 12,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017518 · ownership.xml · derivative · entry 3

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F3 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:33 UTC
Kim SophiaDirector
GrantRestricted Stock Units · Derivative 12,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017516 · ownership.xml · derivative · entry 3

Kim Sophia · CIK 0001933610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F3 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on 2/15/2025. Vested shares will be delivered to the reporting person on or immediately following 2/15/2025.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:30 UTC GrantRestricted Stock Units · Derivative 12,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017512 · ownership.xml · derivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2025. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 02:28 UTC GrantRestricted Stock Units · Derivative 12,107 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017502 · ownership.xml · derivative · entry 1

Clifford Deborah · CIK 0001756365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,107

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2025. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.

Read SEC document
February 16, 2024 Filed Mar 7, 2024 02:15 UTC
Haltmayer NevenSVP, Video R&D
SaleCommon Stock 14,747 $13.68 $201,675.55
Disclosure

SEC source: 0000950170-24-027539 · ownership.xml · nonDerivative · entry 3

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,559

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 49,908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 7

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,814

Underlying: Common Stock · 49,908 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 13,684 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 6

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,735

Underlying: Common Stock · 13,684 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · derivative · entry 5

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,555 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
Tax withholdingCommon Stock 42,757 $13.67 $584,488.19
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 4

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,393

F2 · balance_after: Reflects an adjustment of 35,532 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 80,147 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
Tax withholdingCommon Stock 159,199 $13.67 $2,176,250.33
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 778,535

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:56 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 297,989 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017545 · ownership.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 937,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These performance-based restricted stock units ("PRSUs") were grated on February 16, 2021, with vesting based on the total stockholder return ("TSR") to holders of Company common stock during a three-year performance period that concluded on February 14, 2023. Based on the TSR over the the performance period, 150% of the shares underlying the PRSUs, or 297,989 shares, vested in accordance with the terms set forth in DEF 14A filed by the Company with the U.S. Securities and Exchange Commission on April 29, 2022, upon the approval of the Compensation Committee of the Board of Directors of the Company on February 15, 2024.

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February 15, 2024 Filed Feb 21, 2024 02:48 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 20,195 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017534 · ownership.xml · derivative · entry 6

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,390

Underlying: Common Stock · 20,195 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

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February 15, 2024 Filed Feb 21, 2024 02:48 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017534 · ownership.xml · derivative · entry 5

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 667 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:48 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 6,398 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017534 · ownership.xml · derivative · entry 4

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,592

Underlying: Common Stock · 6,398 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:48 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionRestricted Stock Units · Derivative 7,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017534 · ownership.xml · derivative · entry 3

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,450 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:48 UTC
Haltmayer NevenSVP, Video R&D
Tax withholdingCommon Stock 18,913 $13.67 $258,540.71
Disclosure

SEC source: 0000950170-24-017534 · ownership.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,559

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:48 UTC
Haltmayer NevenSVP, Video R&D
Exercise / conversionCommon Stock 34,710 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017534 · ownership.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP, Video R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:46 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 15,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017530 · ownership.xml · derivative · entry 5

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,177

Underlying: Common Stock · 15,088 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:46 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 5,198 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017530 · ownership.xml · derivative · entry 4

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,794

Underlying: Common Stock · 5,198 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:46 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionRestricted Stock Units · Derivative 6,918 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017530 · ownership.xml · derivative · entry 3

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,918 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:46 UTC
Graham IanSVP, Global Sales & Video Svcs
Tax withholdingCommon Stock 14,849 $13.67 $202,985.83
Disclosure

SEC source: 0000950170-24-017530 · ownership.xml · nonDerivative · entry 2

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,207

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:46 UTC
Graham IanSVP, Global Sales & Video Svcs
Exercise / conversionCommon Stock 27,204 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017530 · ownership.xml · nonDerivative · entry 1

Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:44 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 23,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017525 · ownership.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,425

Underlying: Common Stock · 23,213 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 02:44 UTC
Ben-Natan NimrodSVP & GM, Broadband Business
Exercise / conversionRestricted Stock Units · Derivative 6,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-017525 · ownership.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Broadband Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,192

Underlying: Common Stock · 6,798 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.