HLIT

SEC source: 0000950170-25-074695 · ownership.xml · derivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,410

Underlying: Common Stock · 5,803 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-074695 · ownership.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-031290 · ownership.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,336

SEC source: 0000950170-25-031290 · ownership.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units ("PRSUs") on February 27, 2025. The PRSUs were granted on September 12, 2024, and achievement of the performance condition for vesting was confirmed by the Compensation Committee of the Company's Board of Directors.

SEC source: 0000950170-25-028199 · ownership.xml · nonDerivative · entry 1

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,840

F1 · kind: These shares were acquired by Mr. Whalen in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0000950170-25-025971 · ownership.xml · nonDerivative · entry 2

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,840

F1 · kind: These shares were acquired by Mr. Whalen in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0000950170-25-025971 · ownership.xml · nonDerivative · entry 1

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,840

F1 · kind: These shares were acquired by Mr. Whalen in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0000950170-25-027190 · ownership.xml · derivative · entry 4

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,954

Underlying: Common Stock · 101,954 shares

Expires 2028-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2026, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

SEC source: 0000950170-25-027190 · ownership.xml · derivative · entry 3

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,223

Underlying: Common Stock · 6,644 shares

Expires 2026-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-027190 · ownership.xml · nonDerivative · entry 2

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,926

SEC source: 0000950170-25-027190 · ownership.xml · nonDerivative · entry 1

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-027184 · ownership.xml · derivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,270

Underlying: Common Stock · 66,270 shares

Expires 2028-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2026, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

SEC source: 0000950170-25-027177 · ownership.xml · derivative · entry 1

Chu Timothy C · CIK 0001397504 · General Counsel & SVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,879

Underlying: Common Stock · 45,879 shares

Expires 2028-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2026, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

SEC source: 0000950170-25-027166 · ownership.xml · derivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,645

Underlying: Common Stock · 233,645 shares

Expires 2028-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2026, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.

SEC source: 0000950170-25-025971 · ownership.xml · derivative · entry 3

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F2 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F3 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. Vested shares will be delivered to the reporting person on or immediately following February 15, 2026.

SEC source: 0000950170-25-025920 · ownership.xml · derivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. Vested shares will be delivered to the reporting person on or immediately following February 15, 2026.

SEC source: 0000950170-25-025911 · ownership.xml · derivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.

SEC source: 0000950170-25-025909 · ownership.xml · derivative · entry 1

Dev Indraneel · CIK 0001754974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.

SEC source: 0000950170-25-025905 · ownership.xml · derivative · entry 1

Crandall Dana L · CIK 0001609115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. Vested shares will be delivered to the reporting person on or immediately following February 15, 2026.

SEC source: 0000950170-25-025891 · ownership.xml · derivative · entry 1

Copeland Stephanie · CIK 0001622332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. Vested shares will be delivered to the reporting person on or immediately following February 15, 2026.

SEC source: 0000950170-25-025889 · ownership.xml · derivative · entry 1

Clifford Deborah · CIK 0001756365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,143

Underlying: Common Stock · 16,143 shares

Expires 2026-02-15

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2026. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (i) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.

SEC source: 0000950170-25-023433 · ownership.xml · derivative · entry 2

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,840 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023433 · ownership.xml · nonDerivative · entry 1

Whalen Daniel T · CIK 0001689876 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-023414 · ownership.xml · derivative · entry 2

Crandall Dana L · CIK 0001609115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,909 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023414 · ownership.xml · nonDerivative · entry 1

Crandall Dana L · CIK 0001609115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-023430 · ownership.xml · derivative · entry 2

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,107 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023430 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-023408 · ownership.xml · derivative · entry 2

Copeland Stephanie · CIK 0001622332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,909 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023408 · ownership.xml · nonDerivative · entry 1

Copeland Stephanie · CIK 0001622332 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-023391 · ownership.xml · derivative · entry 4

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,568

Underlying: Common Stock · 32,284 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023391 · ownership.xml · derivative · entry 3

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,523

Underlying: Common Stock · 3,217 shares

Expires 2026-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023391 · ownership.xml · nonDerivative · entry 2

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,620

SEC source: 0000950170-25-023391 · ownership.xml · nonDerivative · entry 1

Jankovic Walter · CIK 0001730628 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-023381 · ownership.xml · derivative · entry 6

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,812

Underlying: Common Stock · 23,406 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023381 · ownership.xml · derivative · entry 5

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,195

Underlying: Common Stock · 5,049 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023381 · ownership.xml · derivative · entry 4

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667

Underlying: Common Stock · 667 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023381 · ownership.xml · derivative · entry 3

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,398 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023381 · ownership.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,544

SEC source: 0000950170-25-023381 · ownership.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · SVP & GM, Video Business

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-023375 · ownership.xml · derivative · entry 5

Chu Timothy C · CIK 0001397504 · General Counsel & SVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,426

Underlying: Common Stock · 24,213 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023375 · ownership.xml · derivative · entry 4

Chu Timothy C · CIK 0001397504 · General Counsel & SVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,892

Underlying: Common Stock · 5,223 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023375 · ownership.xml · derivative · entry 3

Chu Timothy C · CIK 0001397504 · General Counsel & SVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,798 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023375 · ownership.xml · nonDerivative · entry 2

Chu Timothy C · CIK 0001397504 · General Counsel & SVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,531

SEC source: 0000950170-25-023375 · ownership.xml · nonDerivative · entry 1

Chu Timothy C · CIK 0001397504 · General Counsel & SVP, HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-023370 · ownership.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,807

Underlying: Common Stock · 26,903 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023370 · ownership.xml · derivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,213

Underlying: Common Stock · 5,803 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023370 · ownership.xml · derivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,798 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

SEC source: 0000950170-25-023370 · ownership.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000950170-25-020264 · ownership.xml · nonDerivative · entry 1

KRALL DAVID · CIK 0001203375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,490

F1 · kind: These shares were acquired by Mr. Krall in an open market purchase of Harmonic Inc. Common Stock.

SEC source: 0000950170-25-020186 · ownership.xml · nonDerivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,797

F1 · kind: These shares were acquired by Mr. Ben-Natan in an open market purchase of Harmonic Inc. Common Stock.