Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 3, 2017 23:45 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionRestricted Stock Unit · Derivative | 12,621 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018012 · doc4.xml · derivative · entry 4 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,621 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:45 UTC |
Spriester BartSVP, Video Products
|
Tax withholdingCommon Stock | 4,692 | $5.90 | $27,682.80 |
DisclosureSEC source: 0001209191-17-018012 · doc4.xml · nonDerivative · entry 2 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,431 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:45 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionCommon Stock | 12,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018012 · doc4.xml · nonDerivative · entry 1 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:44 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 48,544 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018009 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,544 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:44 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 18,242 | $5.90 | $107,627.80 |
DisclosureSEC source: 0001209191-17-018009 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,384 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:44 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 48,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018009 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:35 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionRestricted Stock Unit · Derivative | 18,436 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018004 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,436 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:35 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionCommon Stock | 18,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018004 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:41 UTC |
Theodosopoulos NikosDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012183 · doc4.xml · derivative · entry 2 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:41 UTC |
Theodosopoulos NikosDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012183 · doc4.xml · nonDerivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
SWENSON SUSANDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012177 · doc4.xml · derivative · entry 2 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
SWENSON SUSANDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012177 · doc4.xml · nonDerivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionRestricted Stock · Derivative | 18,111 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012170 · doc4.xml · derivative · entry 6 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,111 Underlying: Common Stock · 18,111 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,600 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012170 · doc4.xml · derivative · entry 5 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,199 Underlying: Common Stock · 2,600 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
Spriester BartSVP, Video Products
|
Tax withholdingCommon Stock | 7,546 | $5.70 | $43,012.20 |
DisclosureSEC source: 0001209191-17-012170 · doc4.xml · nonDerivative · entry 4 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,502 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionCommon Stock | 18,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012170 · doc4.xml · nonDerivative · entry 3 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
Spriester BartSVP, Video Products
|
Tax withholdingCommon Stock | 1,134 | $5.70 | $6,463.80 |
DisclosureSEC source: 0001209191-17-012170 · doc4.xml · nonDerivative · entry 2 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,937 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:40 UTC |
Spriester BartSVP, Video Products
|
Exercise / conversionCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012170 · doc4.xml · nonDerivative · entry 1 Spriester Bart · CIK 0001633975 · SVP, Video Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:39 UTC |
REDDERSEN WILLIAM FDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012167 · doc4.xml · derivative · entry 2 REDDERSEN WILLIAM F · CIK 0001124476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:39 UTC |
REDDERSEN WILLIAM FDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012167 · doc4.xml · nonDerivative · entry 1 REDDERSEN WILLIAM F · CIK 0001124476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC |
Reaugh MitziDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012161 · doc4.xml · derivative · entry 2 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC |
Reaugh MitziDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012161 · doc4.xml · nonDerivative · entry 1 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC |
KVAMME FLOYD EDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012158 · doc4.xml · derivative · entry 2 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:38 UTC |
KVAMME FLOYD EDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012158 · doc4.xml · nonDerivative · entry 1 KVAMME FLOYD E · CIK 0001032451 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:37 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock · Derivative | 47,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012150 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,094 Underlying: Common Stock · 47,094 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:37 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012150 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 9,000 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:37 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 17,767 | $5.70 | $101,271.90 |
DisclosureSEC source: 0001209191-17-012150 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,082 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:37 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 47,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012150 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:37 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 3,926 | $5.70 | $22,378.20 |
DisclosureSEC source: 0001209191-17-012150 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,755 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:37 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012150 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionRestricted Stock · Derivative | 13,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012138 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,667 Underlying: Common Stock · 13,666 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012138 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,199 Underlying: Common Stock · 4,100 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 5,818 | $5.70 | $33,162.60 |
DisclosureSEC source: 0001209191-17-012138 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,094 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 13,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012138 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Tax withholdingCommon Stock | 1,788 | $5.70 | $10,191.60 |
DisclosureSEC source: 0001209191-17-012138 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,246 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:35 UTC |
Haltmayer NevenSr. Vice President, R&D
|
Exercise / conversionCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012138 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:34 UTC |
GALLAGHER PATRICKDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012133 · doc4.xml · derivative · entry 2 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:34 UTC |
GALLAGHER PATRICKDirector
|
Exercise / conversionCommon Stock | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012133 · doc4.xml · nonDerivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:34 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,222 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012129 · doc4.xml · derivative · entry 3 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,222 Underlying: Common Stock · 5,222 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:34 UTC |
COVERT HAROLD LChief Financial Officer
|
Tax withholdingCommon Stock | 2,278 | $5.70 | $12,984.60 |
DisclosureSEC source: 0001209191-17-012129 · doc4.xml · nonDerivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,290 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:34 UTC |
COVERT HAROLD LChief Financial Officer
|
Exercise / conversionCommon | 5,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012129 · doc4.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionRestricted Stock · Derivative | 16,047 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · derivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,048 Underlying: Common Stock · 16,047 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · derivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,199 Underlying: Common Stock · 4,100 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionCommon Stock | 16,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:33 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012125 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| February 15, 2017 Filed May 17, 2017 19:35 UTC |
Ben-Natan NimrodSVP and GM, Edge Business
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,012 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033020 · doc4.xml · derivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,036 Underlying: Common Stock · 4,012 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 23:47 UTC Amendment |
LOOKABAUGH TOMDirector
|
GrantStock Option/Right to buy · Derivative | 30,000 | $5.10 Strike: $5.10 | $153,000.00 |
DisclosureSEC source: 0001209191-17-003445 · doc4a.xml · derivative · entry 2 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2020-01-11 F3 · derivative.exercise_date: The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 23:47 UTC Amendment |
LOOKABAUGH TOMDirector
|
GrantRestricted Stock Units · Derivative | 23,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003445 · doc4a.xml · derivative · entry 1 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,529 Underlying: Common Stock · 23,529 shares Expires 2018-01-11 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. F2 · derivative.exercise_date: The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 23:42 UTC |
LOOKABAUGH TOMDirector
|
GrantStock Option/Right to buy · Derivative | 30,000 | $5.10 Strike: $5.10 | $153,000.00 |
DisclosureSEC source: 0001209191-17-003443 · doc4.xml · derivative · entry 2 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2020-01-11 F3 · derivative.exercise_date: The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 23:42 UTC |
LOOKABAUGH TOMDirector
|
GrantRestricted Stock Units · Derivative | 23,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003443 · doc4.xml · derivative · entry 1 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,831 Underlying: Common Stock · 23,529 shares Expires 2018-01-11 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. F2 · derivative.exercise_date: The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.