Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARMONIC INC.HLIT · Entity 4789 | Director | January 11, 2017 | January 11, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARMONIC INC.
Report date January 11, 2017 · Filed January 11, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-01-11 | Direct | 23,529 |
Reported balance
After 2017-01-11 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-01-11 · Grant · Acquired 23,529 · Balance 23,529 F1: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. F2: The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018. |
| Stock Option/Right to buySEC Table II · derivative / convertible security · Conversion / exercise price $5.10 · Expires 2020-01-11 | Direct | 30,000 |
Reported balance
After 2017-01-11 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-01-11 · Grant · Acquired 30,000 · Balance 30,000 F3: The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
F2: The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018.
F3: The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 11, 2017 Filed Jan 11, 2017 23:47 UTC Amendment | HARMONIC INC. HLIT · Entity 4789 | GrantStock Option/Right to buy · Derivative | 30,000 | $5.10 Strike: $5.10 | $153,000.00 |
DisclosureSEC source: 0001209191-17-003445 · doc4a.xml · derivative · entry 2 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2020-01-11 F3 · derivative.exercise_date: The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 23:47 UTC Amendment | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 23,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003445 · doc4a.xml · derivative · entry 1 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,529 Underlying: Common Stock · 23,529 shares Expires 2018-01-11 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. F2 · derivative.exercise_date: The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 23:42 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantStock Option/Right to buy · Derivative | 30,000 | $5.10 Strike: $5.10 | $153,000.00 |
DisclosureSEC source: 0001209191-17-003443 · doc4.xml · derivative · entry 2 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2020-01-11 F3 · derivative.exercise_date: The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 23:42 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 23,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003443 · doc4.xml · derivative · entry 1 LOOKABAUGH TOM · CIK 0001466829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,831 Underlying: Common Stock · 23,529 shares Expires 2018-01-11 F1 · security: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock. F2 · derivative.exercise_date: The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.