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Nasdaq · USD

HLIT

HARMONIC INC.

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4789
SEC CIK
0000851310
Parsed reports
531

Last 12 months

Inside the activity.

1 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202513
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2018 Filed Feb 20, 2018 23:36 UTC
Reaugh MitziDirector
Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011546 · doc4.xml · nonDerivative · entry 1

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011550 · doc4.xml · derivative · entry 2

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:37 UTC Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011550 · doc4.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:35 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011544 · doc4.xml · derivative · entry 2

KVAMME FLOYD E · CIK 0001032451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:35 UTC Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011544 · doc4.xml · nonDerivative · entry 1

KVAMME FLOYD E · CIK 0001032451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:29 UTC
Warren TimothySVP, Video Products
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011542 · doc4.xml · derivative · entry 6

Warren Timothy · CIK 0001731241 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:29 UTC
Warren TimothySVP, Video Products
Exercise / conversionRestricted Stock Unit · Derivative 2,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011542 · doc4.xml · derivative · entry 5

Warren Timothy · CIK 0001731241 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:29 UTC
Warren TimothySVP, Video Products
Exercise / conversionRestricted Stock Unit · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011542 · doc4.xml · derivative · entry 4

Warren Timothy · CIK 0001731241 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:29 UTC
Warren TimothySVP, Video Products
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011542 · doc4.xml · nonDerivative · entry 3

Warren Timothy · CIK 0001731241 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:29 UTC
Warren TimothySVP, Video Products
Exercise / conversionCommon Stock 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011542 · doc4.xml · nonDerivative · entry 2

Warren Timothy · CIK 0001731241 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:29 UTC
Warren TimothySVP, Video Products
Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011542 · doc4.xml · nonDerivative · entry 1

Warren Timothy · CIK 0001731241 · SVP, Video Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:28 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011539 · doc4.xml · derivative · entry 2

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:28 UTC Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011539 · doc4.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:27 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011537 · doc4.xml · derivative · entry 2

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:27 UTC Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011537 · doc4.xml · nonDerivative · entry 1

SWENSON SUSAN · CIK 0001112671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011534 · doc4.xml · derivative · entry 2

REDDERSEN WILLIAM F · CIK 0001124476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:26 UTC Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011534 · doc4.xml · nonDerivative · entry 1

REDDERSEN WILLIAM F · CIK 0001124476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:25 UTC
Reaugh MitziDirector
Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011529 · doc4.xml · derivative · entry 2

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:25 UTC
Reaugh MitziDirector
Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011529 · doc4.xml · nonDerivative · entry 1

Reaugh Mitzi · CIK 0001554982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:23 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011525 · doc4.xml · derivative · entry 2

KVAMME FLOYD E · CIK 0001032451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:23 UTC Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011525 · doc4.xml · nonDerivative · entry 1

KVAMME FLOYD E · CIK 0001032451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:23 UTC
Kalra SanjayChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 5,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011524 · doc4.xml · derivative · entry 3

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:23 UTC
Kalra SanjayChief Financial Officer
SaleCommon Stock 2,360 $3.05 $7,206.97
Disclosure

SEC source: 0001209191-18-011524 · doc4.xml · nonDerivative · entry 2

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,868

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F3 · balance_after: Includes 3,000 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/3/2017 and on 1/2/2018, for 1,500 shares each, respectively.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:23 UTC
Kalra SanjayChief Financial Officer
Exercise / conversionCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011524 · doc4.xml · nonDerivative · entry 1

Kalra Sanjay · CIK 0001504670 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 6/12/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 65,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · derivative · entry 9

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,666

Underlying: Common Stock · 65,334 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 11,774 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · derivative · entry 8

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,774 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · derivative · entry 7

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
SaleCommon Stock 22,448 $3.23 $72,394.80
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · nonDerivative · entry 6

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,664

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 65,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · nonDerivative · entry 5

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 7/11/2017, and were identified on a Form 4 filed by the Reporting Person on 7/12/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
SaleCommon Stock 5,026 $3.05 $15,348.90
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · nonDerivative · entry 4

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,778

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 11,774 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · nonDerivative · entry 3

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
SaleCommon Stock 3,862 $3.05 $11,794.55
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · nonDerivative · entry 2

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,030

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:21 UTC
HARSHMAN PATRICKDirector · President and CEO
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011521 · doc4.xml · nonDerivative · entry 1

HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionRestricted Stock Unit · Derivative 19,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · derivative · entry 9

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,667

Underlying: Common Stock · 19,833 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionRestricted Stock Unit · Derivative 3,417 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · derivative · entry 8

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,417 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionRestricted Stock Unit · Derivative 4,099 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · derivative · entry 7

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,099 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
SaleCommon Stock 8,484 $3.05 $25,910.14
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 6

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,889

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionCommon Stock 19,833 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 5

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017.

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February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
SaleCommon Stock 1,467 $3.05 $4,479.92
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 4

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,540

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

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February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionCommon Stock 3,417 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 3

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

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February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
SaleCommon Stock 1,759 $3.05 $5,371.63
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 2

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,590

F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:20 UTC
Haltmayer NevenSr. Vice President, R&D
Exercise / conversionCommon Stock 4,099 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 1

Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

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February 15, 2018 Filed Feb 20, 2018 23:18 UTC Exercise / conversionRestricted Stock Unit · Derivative 20,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011518 · doc4.xml · derivative · entry 2

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,690 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC Exercise / conversionCommon Stock 20,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011518 · doc4.xml · nonDerivative · entry 1

GALLAGHER PATRICK · CIK 0001221168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/27/2017, and were identified on a Form 4 filed by the Reporting Person on 3/29/2017.

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February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionRestricted Stock Unit · Derivative 28,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011517 · doc4.xml · derivative · entry 6

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 28,000 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionRestricted Stock Unit · Derivative 4,012 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011517 · doc4.xml · derivative · entry 5

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,012 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionRestricted Stock Unit · Derivative 4,099 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011517 · doc4.xml · derivative · entry 4

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,099 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011517 · doc4.xml · nonDerivative · entry 3

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionCommon Stock 4,012 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011517 · doc4.xml · nonDerivative · entry 2

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 23:18 UTC
Ben-Natan NimrodSVP and GM, Edge Business
Exercise / conversionCommon Stock 4,099 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011517 · doc4.xml · nonDerivative · entry 1

Ben-Natan Nimrod · CIK 0001399157 · SVP and GM, Edge Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.