Last 12 months
Inside the activity.
1 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2021 Filed May 18, 2021 21:37 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033630 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:37 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033630 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 7,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033481 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,800 Underlying: Common Stock · 7,400 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033481 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 8,333 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 3,855 | $6.98 | $26,907.90 |
DisclosureSEC source: 0001209191-21-033481 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,326 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 7,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033481 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Tax withholdingCommon Stock | 4,341 | $6.98 | $30,300.18 |
DisclosureSEC source: 0001209191-21-033481 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,781 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:20 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033481 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:25 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,447 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033608 · doc4.xml · derivative · entry 6 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,133 Underlying: Common Stock · 10,447 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:25 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033608 · doc4.xml · derivative · entry 5 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750 Underlying: Common Stock · 9,583 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:25 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 5,500 | $6.98 | $38,390.00 |
DisclosureSEC source: 0001209191-21-033608 · doc4.xml · nonDerivative · entry 4 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,730 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:25 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 10,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033608 · doc4.xml · nonDerivative · entry 3 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:25 UTC |
Kalra SanjaySVP and CFO
|
Tax withholdingCommon Stock | 5,045 | $6.98 | $35,214.10 |
DisclosureSEC source: 0001209191-21-033608 · doc4.xml · nonDerivative · entry 2 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,783 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 21:25 UTC |
Kalra SanjaySVP and CFO
|
Exercise / conversionCommon Stock | 9,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033608 · doc4.xml · nonDerivative · entry 1 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,235 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033476 · doc4.xml · derivative · entry 6 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,651 Underlying: Common Stock · 15,235 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033476 · doc4.xml · derivative · entry 5 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 16,666 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,021 | $6.98 | $55,986.58 |
DisclosureSEC source: 0001209191-21-033476 · doc4.xml · nonDerivative · entry 4 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,188 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033476 · doc4.xml · nonDerivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 8,774 | $6.98 | $61,242.52 |
DisclosureSEC source: 0001209191-21-033476 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,099,974 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2021 Filed May 18, 2021 20:18 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033476 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 22:56 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionStock Option/Right to buy · Derivative | 80,000 | $7.58 Strike: $7.58 | $606,400.00 |
DisclosureSEC source: 0001209191-21-027036 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2022-03-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 22:56 UTC |
Haltmayer NevenSVP, Video R&D
|
SaleCommon Stock | 80,000 | $9.00 | $720,000.00 |
DisclosureSEC source: 0001209191-21-027036 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,789 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020. Read SEC document |
| April 14, 2021 Filed Apr 16, 2021 22:56 UTC |
Haltmayer NevenSVP, Video R&D
|
Exercise / conversionCommon Stock | 80,000 | $7.58 | $606,400.00 |
DisclosureSEC source: 0001209191-21-027036 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:28 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionStock Options/right to buy · Derivative | 116,326 | $6.49 Strike: $6.49 | $754,955.74 |
DisclosureSEC source: 0001209191-21-014757 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 116,326 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:28 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 106,502 | $8.14 | $867,352.29 |
DisclosureSEC source: 0001209191-21-014757 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,082 F2 · shares: Payment of exercise price and tax liability for option exercise. Read SEC document |
| February 24, 2021 Filed Feb 26, 2021 21:28 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 116,326 | $6.49 | $754,955.74 |
DisclosureSEC source: 0001209191-21-014757 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,198,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 23:04 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionStock Options/Right to buy · Derivative | 59,520 | $6.49 Strike: $6.49 | $386,284.80 |
DisclosureSEC source: 0001209191-21-013352 · doc4.xml · derivative · entry 6 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,520 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 23:04 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 59,520 | $7.97 | $474,374.40 |
DisclosureSEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 4 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,400 Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 23:04 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 59,520 | $6.49 | $386,284.80 |
DisclosureSEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 3 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:04 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionStock Options/Right to buy · Derivative | 40,480 | $6.49 Strike: $6.49 | $262,715.20 |
DisclosureSEC source: 0001209191-21-013352 · doc4.xml · derivative · entry 5 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,520 Underlying: Common Stock · 40,480 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:04 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
SaleCommon Stock | 40,480 | $7.93 | $321,127.84 |
DisclosureSEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 2 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,400 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:04 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
Exercise / conversionCommon Stock | 40,480 | $6.49 | $262,715.20 |
DisclosureSEC source: 0001209191-21-013352 · doc4.xml · nonDerivative · entry 1 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares acquired in exercise of a stock option scheduled to expire on March 14, 2021. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:22 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
GrantStock Options/right to buy · Derivative | 105,702 | $6.49 Strike: $6.49 | $686,005.98 |
DisclosureSEC source: 0001209191-21-013317 · doc4.xml · derivative · entry 3 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,326 Underlying: Common Stock · 105,702 shares Expires 2021-03-14 Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:22 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
SaleCommon Stock | 97,526 | $7.93 | $772,991.08 |
DisclosureSEC source: 0001209191-21-013317 · doc4.xml · nonDerivative · entry 2 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,258 F1 · shares: Payment of exercise price and tax liability for option exercise. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:22 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionCommon Stock | 105,702 | $6.49 | $686,005.98 |
DisclosureSEC source: 0001209191-21-013317 · doc4.xml · nonDerivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:28 UTC |
Theodosopoulos NikosDirector
|
GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012301 · doc4.xml · derivative · entry 1 Theodosopoulos Nikos · CIK 0001605860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. Vested shares will be delivered to the reporting person on or immediately following February 15, 2022. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:27 UTC |
SWENSON SUSANDirector
|
GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012300 · doc4.xml · derivative · entry 1 SWENSON SUSAN · CIK 0001112671 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. Vested shares will be delivered to the reporting person on or immediately following February 15, 2022. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:27 UTC |
Reaugh MitziDirector
|
GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012299 · doc4.xml · derivative · entry 1 Reaugh Mitzi · CIK 0001554982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. Vested shares will be delivered to the reporting person on or immediately following February 15, 2022. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:26 UTC |
KRALL DAVIDDirector
|
GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012298 · doc4.xml · derivative · entry 1 KRALL DAVID · CIK 0001203375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. Vested shares will be delivered to the reporting person on or immediately following February 15, 2022. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:25 UTC |
GALLAGHER PATRICKDirector
|
GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012297 · doc4.xml · derivative · entry 1 GALLAGHER PATRICK · CIK 0001221168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 20:25 UTC |
Clifford DeborahDirector
|
GrantRestricted Stock Units · Derivative | 19,157 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-012296 · doc4.xml · derivative · entry 1 Clifford Deborah · CIK 0001756365 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,157 Underlying: Common Stock · 19,157 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2022. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 22:39 UTC |
Graham IanSVP, Global Sales & Video Svcs
|
GrantRestricted Stock · Derivative | 83,014 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011400 · doc4.xml · derivative · entry 10 Graham Ian · CIK 0001820347 · SVP, Global Sales & Video Svcs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,014 Underlying: Common Stock · 83,014 shares Expires 2024-02-15 F5 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F6 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2022, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 22:36 UTC |
Ben-Natan NimrodSVP & GM, Cable Access
|
GrantRestricted Stock · Derivative | 108,557 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011398 · doc4.xml · derivative · entry 7 Ben-Natan Nimrod · CIK 0001399157 · SVP & GM, Cable Access 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,557 Underlying: Common Stock · 108,557 shares Expires 2024-02-15 F4 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F5 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2022, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 22:30 UTC |
Kalra SanjaySVP and CFO
|
GrantRestricted Stock Units · Derivative | 110,153 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011394 · doc4.xml · derivative · entry 10 Kalra Sanjay · CIK 0001504670 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,153 Underlying: Common Stock · 110,153 shares Expires 2024-02-15 F5 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F6 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2022, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:23 UTC |
Haltmayer NevenSVP, Video R&D
|
GrantRestricted Stock Units · Derivative | 89,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011844 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,400 Underlying: Common Stock · 89,400 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2022, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:21 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 198,659 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-011841 · doc4.xml · derivative · entry 1 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,659 Underlying: Common Stock · 198,659 shares Expires 2024-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2022, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 15, 2021 Filed Feb 16, 2021 23:34 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 60,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010965 · doc4.xml · derivative · entry 15 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,886 Underlying: Common Stock · 60,944 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2021 Filed Feb 16, 2021 23:34 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010965 · doc4.xml · derivative · entry 14 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Underlying: Common Stock · 16,667 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2021 Filed Feb 16, 2021 23:34 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 16,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-010965 · doc4.xml · derivative · entry 13 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,667 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2021 Filed Feb 16, 2021 23:34 UTC |
HARSHMAN PATRICKDirector · President and CEO
|
Tax withholdingCommon Stock | 32,087 | $7.61 | $244,021.64 |
DisclosureSEC source: 0001209191-21-010965 · doc4.xml · nonDerivative · entry 10 HARSHMAN PATRICK · CIK 0001216448 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,082 F3 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.