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Nasdaq · USD

HHS

HARTE HANKS INC

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7438
SEC CIK
0000045919
Parsed reports
263

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2017 Filed Jul 26, 2017 19:06 UTC GrantCommon Stock 16,929 $1.03 $17,436.87
Disclosure

SEC source: 0001179110-17-010682 · edgar.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,018

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 22:04 UTC Tax withholdingRestricted Stock Units · Derivative 61,855 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010546 · edgar.xml · derivative · entry 2

Carley Stephen E. · CIK 0001500019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted units stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

F2 · derivative.expiration_date: These restricted units stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 22:04 UTC Tax withholdingCommon Stock 17,447 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010546 · edgar.xml · nonDerivative · entry 1

Carley Stephen E. · CIK 0001500019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,431

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's resignation from the Board of Directors.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 22:08 UTC
PUCKETT KAREN ADirector · President and CEO
GrantRestricted Stock Units · Derivative 211,266 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010425 · edgar.xml · derivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,266

Underlying: Common Stock · 211,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:45 UTC
Alvarado Carlos MVice President and Controller
GrantStock Appreciation Right · Derivative 42,254 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001179110-17-009725 · edgar.xml · derivative · entry 2

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,254

Underlying: Common Stock · 42,254 shares

Expires not disclosed

F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:45 UTC
Alvarado Carlos MVice President and Controller
GrantRestricted Stock Units · Derivative 28,169 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009725 · edgar.xml · derivative · entry 1

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,169

Underlying: Common Stock · 28,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:43 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
GrantStock Appreciation Right · Derivative 169,014 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001179110-17-009724 · edgar.xml · derivative · entry 2

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,014

Underlying: Common Stock · 169,014 shares

Expires not disclosed

F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:43 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 112,676 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009724 · edgar.xml · derivative · entry 1

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,676

Underlying: Common Stock · 112,676 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:42 UTC
Munden Robert Linton ReevesCFO, GC & Secretary
GrantStock Appreciation Right · Derivative 232,394 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001179110-17-009722 · edgar.xml · derivative · entry 2

Munden Robert Linton Reeves · CIK 0001488578 · CFO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,394

Underlying: Common Stock · 232,394 shares

Expires not disclosed

F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:42 UTC
Munden Robert Linton ReevesCFO, GC & Secretary
GrantRestricted Stock Units · Derivative 154,929 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009722 · edgar.xml · derivative · entry 1

Munden Robert Linton Reeves · CIK 0001488578 · CFO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,929

Underlying: Common Stock · 154,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:42 UTC GrantStock Appreciation Right · Derivative 126,760 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001179110-17-009721 · edgar.xml · derivative · entry 2

Harrison Andrew P · CIK 0001566753 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,760

Underlying: Common Stock · 126,760 shares

Expires not disclosed

F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:42 UTC GrantRestricted Stock Units · Derivative 84,507 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009721 · edgar.xml · derivative · entry 1

Harrison Andrew P · CIK 0001566753 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,507

Underlying: Common Stock · 84,507 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:42 UTC
Lal Shirish RChief Operating Officer & CTO
GrantStock Appreciation Right · Derivative 295,774 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001179110-17-009720 · edgar.xml · derivative · entry 2

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,774

Underlying: Common Stock · 295,774 shares

Expires not disclosed

F3 · derivative.exercise_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

F3 · derivative.expiration_date: These stock appreciation rights were granted under the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest and become exercisable for cash in four equal installments on the first through fourth anniversaries of the grant date. All such stock appreciation rights shall expire on the tenth anniversary of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:42 UTC
Lal Shirish RChief Operating Officer & CTO
GrantRestricted Stock Units · Derivative 197,183 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009720 · edgar.xml · derivative · entry 1

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,183

Underlying: Common Stock · 197,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:41 UTC GrantRestricted Stock Units · Derivative 61,855 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009719 · edgar.xml · derivative · entry 1

COPELAND DAVID L · CIK 0001033746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

Underlying: Common Stock · 61,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:41 UTC GrantRestricted Stock Units · Derivative 61,855 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009718 · edgar.xml · derivative · entry 1

Carley Stephen E. · CIK 0001500019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

Underlying: Common Stock · 61,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:41 UTC GrantRestricted Stock Units · Derivative 61,855 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009717 · edgar.xml · derivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

Underlying: Common Stock · 61,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:40 UTC
Key ScottDirector
GrantRestricted Stock Units · Derivative 61,855 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009715 · edgar.xml · derivative · entry 1

Key Scott · CIK 0001377237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

Underlying: Common Stock · 61,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 22:40 UTC
ODOM JUDY CDirector
GrantRestricted Stock Units · Derivative 61,855 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009714 · edgar.xml · derivative · entry 1

ODOM JUDY C · CIK 0000900471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

Underlying: Common Stock · 61,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 17:48 UTC GrantCommon Stock 12,992 $1.40 $18,188.80
Disclosure

SEC source: 0001179110-17-009330 · edgar.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,089

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
June 19, 2017 Filed Jun 20, 2017 17:48 UTC GrantCommon Stock 12,680 $1.40 $17,752.00
Disclosure

SEC source: 0001179110-17-009329 · edgar.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,355

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
May 12, 2017 Filed May 12, 2017 16:45 UTC
Voica Joseph AEVP, Sales
Tax withholdingCommon Stock 43,819 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007099 · edgar.xml · nonDerivative · entry 1

Voica Joseph A · CIK 0001618491 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,983

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's termination of employment.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 19:23 UTC
Munden Robert Linton ReevesCFO, GC & Secretary
Tax withholdingCommon Stock 9,459 $1.28 $12,107.52
Disclosure

SEC source: 0001179110-17-006021 · edgar.xml · nonDerivative · entry 1

Munden Robert Linton Reeves · CIK 0001488578 · CFO, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,768

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 19:20 UTC
Voica Joseph AEVP, Sales
Tax withholdingCommon Stock 8,455 $1.28 $10,822.40
Disclosure

SEC source: 0001179110-17-006020 · edgar.xml · nonDerivative · entry 1

Voica Joseph A · CIK 0001618491 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,802

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 19:19 UTC Tax withholdingCommon Stock 9,459 $1.28 $12,107.52
Disclosure

SEC source: 0001179110-17-006019 · edgar.xml · nonDerivative · entry 1

Harrison Andrew P · CIK 0001566753 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,138

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting

Read SEC document
April 15, 2017 Filed Apr 17, 2017 19:19 UTC
Alvarado Carlos MVice President and Controller
Tax withholdingCommon Stock 1,662 $1.28 $2,127.36
Disclosure

SEC source: 0001179110-17-006018 · edgar.xml · nonDerivative · entry 1

Alvarado Carlos M · CIK 0001580195 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,295

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 19:19 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Tax withholdingCommon Stock 4,101 $1.28 $5,249.28
Disclosure

SEC source: 0001179110-17-006017 · edgar.xml · nonDerivative · entry 1

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,642

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

Read SEC document
April 15, 2017 Filed Apr 17, 2017 19:18 UTC
PUCKETT KAREN ADirector · President and CEO
Tax withholdingCommon Stock 16,866 $1.28 $21,588.48
Disclosure

SEC source: 0001179110-17-006016 · edgar.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,016

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 13:16 UTC
Lal Shirish RChief Operating Officer & CTO
Tax withholdingCommon Stock 8,241 $1.49 $12,279.09
Disclosure

SEC source: 0001179110-17-004892 · edgar.xml · nonDerivative · entry 1

Lal Shirish R · CIK 0001667513 · Chief Operating Officer & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,676

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:22 UTC GrantCommon Stock 11,259 $1.51 $17,001.09
Disclosure

SEC source: 0001179110-17-003477 · edgar.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,675

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:22 UTC GrantCommon Stock 8,527 $1.51 $12,875.77
Disclosure

SEC source: 0001179110-17-003476 · edgar.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,097

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:21 UTC
Key ScottDirector
GrantCommon Stock 13,908 $1.51 $21,001.08
Disclosure

SEC source: 0001179110-17-003475 · edgar.xml · nonDerivative · entry 1

Key Scott · CIK 0001377237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,086

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

Read SEC document
March 01, 2017 Filed Mar 1, 2017 21:21 UTC GrantCommon Stock 13,577 $1.51 $20,501.27
Disclosure

SEC source: 0001179110-17-003473 · edgar.xml · nonDerivative · entry 1

Carley Stephen E. · CIK 0001500019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,878

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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February 05, 2017 Filed Feb 8, 2017 01:44 UTC
PUCKETT KAREN ADirector · President and CEO
Tax withholdingCommon Stock 1,774 $1.64 $2,909.36
Disclosure

SEC source: 0001179110-17-001938 · edgar.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,882

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.

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December 31, 2016 Filed Jan 5, 2017 21:50 UTC
Shepard Douglas C.Chief Financial Officer
Tax withholdingCommon Stock 165,650 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000517 · edgar.xml · nonDerivative · entry 1

Shepard Douglas C. · CIK 0001421689 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,118

F1 · shares: These shares of restricted stock were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and were forfeited prior to vesting upon the Reporting Person's termination of employment.

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December 15, 2016 Filed Dec 16, 2016 00:00 UTC
PUCKETT KAREN ADirector · President and CEO
GrantCommon Stock 37,100 $1.48 $54,908.00
Disclosure

SEC source: 0001179110-16-033048 · edgar.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,656

F1 · price: The reported price is the weighted average purchase price; purchases were made at prices between $1.43 and $1.50. Upon request therefore by the Commission, the issuer or a stockholder of the issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

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December 15, 2016 Filed Dec 16, 2016 21:49 UTC Amendment
PUCKETT KAREN ADirector · President and CEO
PurchaseCommon Stock 37,100 $1.48 $54,908.00
Disclosure

SEC source: 0001179110-16-033120 · edgar.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,656

F2 · kind: As a result of a clerical error, the Transaction Code in the original filing was incorrectly listed as "A" and has been corrected to reflect a purchase "P" by the Reporting Person.

F1 · price: The reported price is the weighted average purchase price; purchases were made at prices between $1.43 and $1.50. Upon request therefore by the Commission, the issuer or a stockholder of the issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

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December 13, 2016 Filed Dec 15, 2016 17:07 UTC GrantCommon Stock 10,339 $1.62 $16,749.18
Disclosure

SEC source: 0001179110-16-032983 · edgar.xml · nonDerivative · entry 1

Carley Stephen E. · CIK 0001500019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,301

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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December 13, 2016 Filed Dec 15, 2016 17:05 UTC
Key ScottDirector
GrantCommon Stock 10,648 $1.62 $17,249.76
Disclosure

SEC source: 0001179110-16-032982 · edgar.xml · nonDerivative · entry 1

Key Scott · CIK 0001377237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,178

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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December 13, 2016 Filed Dec 15, 2016 17:04 UTC GrantCommon Stock 9,568 $1.62 $15,500.16
Disclosure

SEC source: 0001179110-16-032981 · edgar.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,416

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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December 13, 2016 Filed Dec 15, 2016 17:03 UTC GrantCommon Stock 6,790 $1.62 $10,999.80
Disclosure

SEC source: 0001179110-16-032980 · edgar.xml · nonDerivative · entry 1

FARLEY WILLIAM F · CIK 0001037860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,570

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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December 13, 2016 Filed Dec 15, 2016 17:03 UTC GrantCommon Stock 9,568 $1.62 $15,500.16
Disclosure

SEC source: 0001179110-16-032979 · edgar.xml · nonDerivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,416

F1 · shares: These shares were granted pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in accordance with a pre-established election made by the reporting person to receive shares of common stock in lieu of a portion of the reporting person's director fees. The number of shares granted is based on the closing stock price on the last trading day of the preceding fiscal quarter.

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October 28, 2016 Filed Oct 28, 2016 19:10 UTC
GRILLO FRANK MEVP & Chief Marketing Officer
Tax withholdingCommon Stock 1,402 $1.38 $1,934.76
Disclosure

SEC source: 0001179110-16-030980 · edgar.xml · nonDerivative · entry 1

GRILLO FRANK M · CIK 0001283614 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,743

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.

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September 17, 2016 Filed Sep 20, 2016 21:23 UTC
PUCKETT KAREN ADirector · President and CEO
Tax withholdingCommon Stock 19,364 $1.56 $30,207.84
Disclosure

SEC source: 0001179110-16-029870 · edgar.xml · nonDerivative · entry 1

PUCKETT KAREN A · CIK 0001202861 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,556

F1 · shares: These shares were withheld from a previously reported grant of restricted stock issued pursuant to a Restricted Stock Inducement Award Agreement with the Reporting Person in order to pay applicable withholding taxes upon vesting.

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September 04, 2016 Filed Sep 7, 2016 19:56 UTC
Voica Joseph AEVP, Sales
Tax withholdingCommon Stock 1,655 $1.65 $2,730.75
Disclosure

SEC source: 0001179110-16-029395 · edgar.xml · nonDerivative · entry 1

Voica Joseph A · CIK 0001618491 · EVP, Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,257

F1 · shares: These shares were withheld from a previously reported grant of restricted stock made pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan in order to pay applicable withholding taxes upon vesting.

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July 01, 2016 Filed Jul 4, 2017 00:34 UTC GrantRestricted Stock Units · Derivative 48,542 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009923 · edgar.xml · derivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,542

Underlying: Common Stock · 48,542 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the issuer's 2013 Omnibus Incentive Plan in respect of the reporting person's service as Chairman of the Board of Directors and vest in full on June 30, 2018.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the issuer's 2013 Omnibus Incentive Plan in respect of the reporting person's service as Chairman of the Board of Directors and vest in full on June 30, 2018.

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June 23, 2016 Filed Jun 27, 2017 22:40 UTC GrantRestricted Stock Units · Derivative 61,855 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-009716 · edgar.xml · derivative · entry 1

HARTE CHRISTOPHER M · CIK 0001180354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,855

Underlying: Common Stock · 61,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Issuer's common stock.

F2 · derivative.exercise_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

F2 · derivative.expiration_date: These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and vest in three equal installments on the first through third anniversaries of the grant date.

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May 15, 0024 Filed May 15, 2024 21:47 UTC PurchaseCommon Stock 25,000 $7.19 $179,712.50
Disclosure

SEC source: 0000045919-24-000028 · wk-form4_1715809622.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,283

F1 · shares: Participant purchased common shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.