Tapewire

Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2017 Filed Jun 22, 2017 23:06 UTC GrantRestricted Stock Units 1,167 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000112 · wf-form4_149817275670586.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Read SEC document
June 10, 2017 Filed Jun 13, 2017 21:32 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 619 $25.50 $15,784.50
Disclosure

SEC source: 0001046025-17-000100 · wf-form4_149738955678639.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,466

Read SEC document
June 10, 2017 Filed Jun 13, 2017 21:32 UTC Tax withholdingCommon Stock 2,433 $25.50 $62,041.50
Disclosure

SEC source: 0001046025-17-000099 · wf-form4_149738953808516.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,847

Read SEC document
June 10, 2017 Filed Jun 13, 2017 21:32 UTC
Robison Sabrina CSVP Human Resources Director
Tax withholdingCommon Stock 304 $25.50 $7,752.00
Disclosure

SEC source: 0001046025-17-000098 · wf-form4_149738952098123.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,036

Read SEC document
June 10, 2017 Filed Jun 13, 2017 21:31 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 1,268 $25.50 $32,334.00
Disclosure

SEC source: 0001046025-17-000096 · wf-form4_149738948085912.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,446

Read SEC document
June 10, 2017 Filed Jun 13, 2017 21:31 UTC
Deuel Jeffrey JExecutive Vice President
Tax withholdingCommon Stock 1,474 $25.50 $37,587.00
Disclosure

SEC source: 0001046025-17-000097 · wf-form4_149738950155683.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,035

Read SEC document
June 10, 2017 Filed Jun 13, 2017 21:31 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 383 $25.50 $9,766.50
Disclosure

SEC source: 0001046025-17-000095 · wf-form4_149738945977427.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,048

Read SEC document
May 02, 2017 Filed May 4, 2017 15:46 UTC SaleCommon Stock 8,562 $25.80 $220,899.60
Disclosure

SEC source: 0001219983-17-000002 · wf-form4_149391274995736.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,280

Read SEC document
April 28, 2017 Filed Apr 28, 2017 16:08 UTC
CLEES JOHN ADirector
SaleCommon Stock 2,000 $26.95 $53,900.00
Disclosure

SEC source: 0001046025-17-000070 · wf-form4_149339570435554.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,042

Read SEC document
March 17, 2017 Filed Mar 17, 2017 21:39 UTC SaleCommon Stock 2,500 $24.55 $61,375.00
Disclosure

SEC source: 0001046025-17-000061 · wf-form4_148978675744025.xml · nonDerivative · entry 1

CRAWFORD MARK D · CIK 0001524152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,502

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:25 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 409 $23.95 $9,795.55
Disclosure

SEC source: 0001046025-17-000059 · wf-form4_148944030162655.xml · nonDerivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,085

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:24 UTC
McDonald BryanEVP and CLO
Tax withholdingCommon Stock 615 $23.95 $14,729.25
Disclosure

SEC source: 0001046025-17-000058 · wf-form4_148944027563830.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,644

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:24 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 453 $23.95 $10,849.35
Disclosure

SEC source: 0001046025-17-000057 · wf-form4_148944025479267.xml · nonDerivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,431

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:24 UTC Tax withholdingCommon Stock 1,178 $23.95 $28,213.10
Disclosure

SEC source: 0001046025-17-000056 · wf-form4_148944023611731.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,842

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:23 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 509 $23.95 $12,190.55
Disclosure

SEC source: 0001046025-17-000055 · wf-form4_148944021718574.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,714

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:23 UTC
Deuel Jeffrey JExecutive Vice President
Tax withholdingCommon Stock 563 $23.95 $13,483.85
Disclosure

SEC source: 0001046025-17-000054 · wf-form4_148944019401274.xml · nonDerivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,509

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:23 UTC
Banner LisaEVP Director Shared Services
Tax withholdingCommon Stock 65 $23.95 $1,556.75
Disclosure

SEC source: 0001046025-17-000053 · wf-form4_148944017583483.xml · nonDerivative · entry 1

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,508

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:22 UTC
Robison Sabrina CSVP Human Resources Director
Tax withholdingCommon Stock 377 $23.95 $9,029.15
Disclosure

SEC source: 0001046025-17-000052 · wf-form4_148944015888078.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,340

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:50 UTC
McDonald BryanEVP and CLO
GrantCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000038 · wf-form4_148796579910314.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,662

F2 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:50 UTC
McDonald BryanEVP and CLO
GrantCommon Stock 1,631 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000038 · wf-form4_148796579910314.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,031

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:48 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000033 · wf-form4_148796570527322.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,521

F2 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:48 UTC
Hinson DonaldEVPand Chief Financial Officer
GrantCommon Stock 1,579 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000033 · wf-form4_148796570527322.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,942

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:49 UTC
Hirman Cindy MEVP Director of Retail Banking
GrantCommon Stock 1,648 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000037 · wf-form4_148796578402503.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,146

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:49 UTC
Banner LisaEVP Director Shared Services
GrantCommon Stock 1,646 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000036 · wf-form4_148796576818048.xml · nonDerivative · entry 1

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,573

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:49 UTC
Robison Sabrina CSVP Human Resources Director
GrantCommon Stock 1,375 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000035 · wf-form4_148796575333234.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,717

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:49 UTC
Spurling David AChief Credit Officer
GrantCommon Stock 1,572 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000034 · wf-form4_148796572893856.xml · nonDerivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,697

F2 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:49 UTC
Spurling David AChief Credit Officer
GrantCommon Stock 1,572 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000034 · wf-form4_148796572893856.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,125

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:48 UTC GrantCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000032 · wf-form4_148796568886876.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,691

F2 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:48 UTC GrantCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000032 · wf-form4_148796568886876.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,591

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:48 UTC
Henning Thomas JEVP Chief Risk Officer
GrantCommon Stock 1,067 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000031 · wf-form4_148796565851600.xml · nonDerivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:47 UTC
Deuel Jeffrey JExecutive Vice President
GrantCommon Stock 2,295 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000030 · wf-form4_148796564252962.xml · nonDerivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,391

F2 · shares: Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units vest after three years contingent on meeting performance metrics.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 19:47 UTC
Deuel Jeffrey JExecutive Vice President
GrantCommon Stock 2,295 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000030 · wf-form4_148796564252962.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,096

F1 · shares: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 18:37 UTC
Spurling David AChief Credit Officer
SaleCommon Stock 2,000 $25.32 $50,637.00
Disclosure

SEC source: 0001046025-17-000018 · wf-form4_148770226397730.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,553

Read SEC document
February 10, 2017 Filed Feb 10, 2017 22:16 UTC
CLEES JOHN ADirector
SaleCommon Stock 2,500 $25.00 $62,500.00
Disclosure

SEC source: 0001046025-17-000015 · wf-form4_148676498120385.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,042

Read SEC document
February 01, 2017 Filed Mar 7, 2022 19:18 UTC GiftCommon Stock 3,235 $0.00 $0.00
Disclosure

SEC source: 0001046025-22-000033 · wf-form4_164668071071806.xml · nonDerivative · entry 2

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 0

Read SEC document
January 30, 2017 Filed Jan 31, 2017 16:23 UTC
CLEES JOHN ADirector
SaleCommon Stock 2,500 $25.44 $63,600.00
Disclosure

SEC source: 0001046025-17-000009 · wf-form4_148587982038162.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,542

Read SEC document
December 29, 2016 Filed Jan 3, 2017 18:42 UTC GiftCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000002 · wf-form4_148346893753867.xml · nonDerivative · entry 2

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 3,235

Read SEC document
December 29, 2016 Filed Jan 3, 2017 18:42 UTC GiftCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001046025-17-000002 · wf-form4_148346893753867.xml · nonDerivative · entry 1

LYON JEFFREY S · CIK 0001219977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,862

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:05 UTC Exercise / conversionStock Option · Derivative 1,864 $15.12 Strike: $15.12 $28,183.68
Disclosure

SEC source: 0001046025-16-000272 · wf-form4_148174228941879.xml · derivative · entry 3

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,864 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Washington Banking options that were converted into Heritage options, pursuant to the terms of the Merger Agreement.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:05 UTC Exercise / conversionCommon Stock 1,864 $15.12 $28,183.68
Disclosure

SEC source: 0001046025-16-000272 · wf-form4_148174228941879.xml · nonDerivative · entry 1

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:04 UTC
Hinson DonaldEVPand Chief Financial Officer
SaleCommon Stock 439 $24.91 $10,933.30
Disclosure

SEC source: 0001046025-16-000271 · wf-form4_148174226780479.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Read SEC document
December 06, 2016 Filed Dec 8, 2016 18:50 UTC
CLEES JOHN ADirector
SaleCommon Stock 2,000 $24.26 $48,510.00
Disclosure

SEC source: 0001046025-16-000268 · wf-form4_148122303124739.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,042

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:47 UTC
CLEES JOHN ADirector
SaleCommon Stock 2,000 $21.93 $43,854.00
Disclosure

SEC source: 0001046025-16-000266 · wf-form4_147950921886876.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,042

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:15 UTC
McDonald BryanEVP and CLO
Exercise / conversionStock Option · Derivative 1,262 $15.12 Strike: $15.12 $19,081.44
Disclosure

SEC source: 0001046025-16-000264 · wf-form4_147924452544590.xml · derivative · entry 3

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,262 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents Washington Banking options that were converted into Heritage options, pursuant to the terms of the Merger Agreement.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:15 UTC
McDonald BryanEVP and CLO
SaleCommon Stock 1,262 $21.09 $26,615.58
Disclosure

SEC source: 0001046025-16-000264 · wf-form4_147924452544590.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,400

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:15 UTC
McDonald BryanEVP and CLO
Exercise / conversionCommon Stock 1,262 $15.12 $19,081.44
Disclosure

SEC source: 0001046025-16-000264 · wf-form4_147924452544590.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 1, 2016 23:23 UTC PurchaseCommon Stock 1,000 $18.41 $18,412.00
Disclosure

SEC source: 0001046025-16-000257 · wf-form4_147804260985345.xml · nonDerivative · entry 1

Christensen Gary B · CIK 0001326820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,099

Read SEC document
October 31, 2016 Filed Oct 31, 2016 21:41 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionIncentive Stock Option · Derivative 1,000 $11.35 Strike: $11.35 $11,350.00
Disclosure

SEC source: 0001046025-16-000254 · wf-form4_147795009271699.xml · derivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2015-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Oct 31, 2016 21:41 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 1,000 $11.35 $11,350.00
Disclosure

SEC source: 0001046025-16-000254 · wf-form4_147795009271699.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 23:23 UTC Amendment
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionIncentive Stock Option · Derivative 1,000 $11.35 Strike: $11.35 $11,350.00
Disclosure

SEC source: 0001046025-16-000258 · wf-form4a_147804262523904.xml · derivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2018-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Corrected the Expiration Date. The original Form 4 populated the 1st traunch expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.