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Nasdaq · USD

HFWA

HERITAGE FINANCIAL CORP /WA/

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Tapewire entity
1370
SEC CIK
0001046025
Parsed reports
580

Last 12 months

Inside the activity.

1 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202601
Aug 202603
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2018 Filed May 1, 2018 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000096 · wf-form4_152521578241334.xml · derivative · entry 2

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:03 UTC Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000096 · wf-form4_152521578241334.xml · nonDerivative · entry 1

PICKERING ANTHONY · CIK 0001232272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000095 · wf-form4_152521576641289.xml · derivative · entry 2

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000095 · wf-form4_152521576641289.xml · nonDerivative · entry 1

MILLER GRAGG E · CIK 0001454863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000094 · wf-form4_152521574943832.xml · derivative · entry 2

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000094 · wf-form4_152521574943832.xml · nonDerivative · entry 1

CHARNESKI BRIAN · CIK 0001219965 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000093 · wf-form4_152521573269458.xml · derivative · entry 2

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000093 · wf-form4_152521573269458.xml · nonDerivative · entry 1

Ellwanger Kimberly T · CIK 0001360994 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000092 · wf-form4_152521567410133.xml · derivative · entry 2

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:02 UTC Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000092 · wf-form4_152521567410133.xml · nonDerivative · entry 1

Gavin Deborah J · CIK 0001571205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:01 UTC
Watson AnnDirector
Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000091 · wf-form4_152521565748948.xml · derivative · entry 2

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:01 UTC
Watson AnnDirector
Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000091 · wf-form4_152521565748948.xml · nonDerivative · entry 1

Watson Ann · CIK 0001561988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:00 UTC
CLEES JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 1,167 $30.15 Strike: $0.00 $35,185.05
Disclosure

SEC source: 0001046025-18-000090 · wf-form4_152521559880984.xml · derivative · entry 2

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 1, 2018 23:00 UTC
CLEES JOHN ADirector
Exercise / conversionCommon Stock 1,167 $30.15 $35,185.05
Disclosure

SEC source: 0001046025-18-000090 · wf-form4_152521559880984.xml · nonDerivative · entry 1

CLEES JOHN A · CIK 0001219967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed Apr 30, 2018 21:19 UTC
Spurling David AChief Credit Officer
SaleCommon Stock 1,500 $29.85 $44,781.45
Disclosure

SEC source: 0001046025-18-000081 · wf-form4_152512317606044.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,255

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:31 UTC
Henning Thomas JEVP Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 356 $31.90 Strike: $0.00 $11,356.40
Disclosure

SEC source: 0001046025-18-000075 · wf-form4_152123223891093.xml · derivative · entry 4

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711

Underlying: Common Stock · 356 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:31 UTC
Henning Thomas JEVP Chief Risk Officer
Tax withholdingCommon Stock 100 $31.90 $3,190.00
Disclosure

SEC source: 0001046025-18-000075 · wf-form4_152123223891093.xml · nonDerivative · entry 2

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:31 UTC
Henning Thomas JEVP Chief Risk Officer
GrantCommon Stock 356 $31.90 $11,356.40
Disclosure

SEC source: 0001046025-18-000075 · wf-form4_152123223891093.xml · nonDerivative · entry 1

Henning Thomas J · CIK 0001674263 · EVP Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:30 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionRestricted Stock Units · Derivative 459 $31.90 Strike: $0.00 $14,642.10
Disclosure

SEC source: 0001046025-18-000074 · wf-form4_152123220558733.xml · derivative · entry 4

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916

Underlying: Common Stock · 459 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:30 UTC
Robison Sabrina CSVP Human Resources Director
Tax withholdingCommon Stock 109 $31.90 $3,477.10
Disclosure

SEC source: 0001046025-18-000074 · wf-form4_152123220558733.xml · nonDerivative · entry 2

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,669

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:30 UTC
Robison Sabrina CSVP Human Resources Director
Exercise / conversionCommon Stock 459 $31.90 $14,642.10
Disclosure

SEC source: 0001046025-18-000074 · wf-form4_152123220558733.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:29 UTC
McDonald BryanEVP and CLO
Exercise / conversionRestricted Stock Units · Derivative 544 $31.90 Strike: $0.00 $17,353.60
Disclosure

SEC source: 0001046025-18-000072 · wf-form4_152123217140745.xml · derivative · entry 5

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087

Underlying: Common Stock · 544 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:29 UTC
McDonald BryanEVP and CLO
Tax withholdingCommon Stock 124 $31.90 $3,955.60
Disclosure

SEC source: 0001046025-18-000072 · wf-form4_152123217140745.xml · nonDerivative · entry 2

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,242

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:29 UTC
McDonald BryanEVP and CLO
Exercise / conversionCommon Stock 544 $31.90 $17,353.60
Disclosure

SEC source: 0001046025-18-000072 · wf-form4_152123217140745.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:30 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionRestricted Stock Units · Derivative 550 $31.90 Strike: $0.00 $17,545.00
Disclosure

SEC source: 0001046025-18-000073 · wf-form4_152123218804831.xml · derivative · entry 4

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Underlying: Common Stock · 550 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:30 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 120 $31.90 $3,828.00
Disclosure

SEC source: 0001046025-18-000073 · wf-form4_152123218804831.xml · nonDerivative · entry 2

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,448

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:30 UTC
Hirman Cindy MEVP Director of Retail Banking
Exercise / conversionCommon Stock 550 $31.90 $17,545.00
Disclosure

SEC source: 0001046025-18-000073 · wf-form4_152123218804831.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:29 UTC
Banner LisaEVP Director Shared Services
Exercise / conversionRestricted Stock Units · Derivative 549 $31.90 Strike: $0.00 $17,513.10
Disclosure

SEC source: 0001046025-18-000071 · wf-form4_152123213815373.xml · derivative · entry 4

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097

Underlying: Common Stock · 549 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:29 UTC
Banner LisaEVP Director Shared Services
Tax withholdingCommon Stock 154 $31.90 $4,912.60
Disclosure

SEC source: 0001046025-18-000071 · wf-form4_152123213815373.xml · nonDerivative · entry 2

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:29 UTC
Banner LisaEVP Director Shared Services
Exercise / conversionCommon Stock 549 $31.90 $17,513.10
Disclosure

SEC source: 0001046025-18-000071 · wf-form4_152123213815373.xml · nonDerivative · entry 1

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,700 $31.90 Strike: $0.00 $54,230.00
Disclosure

SEC source: 0001046025-18-000070 · wf-form4_152123212103461.xml · derivative · entry 5

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 1,700 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC Tax withholdingCommon Stock 388 $31.90 $12,377.20
Disclosure

SEC source: 0001046025-18-000070 · wf-form4_152123212103461.xml · nonDerivative · entry 2

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,584

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC Exercise / conversionCommon Stock 1,700 $31.90 $54,230.00
Disclosure

SEC source: 0001046025-18-000070 · wf-form4_152123212103461.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC
Spurling David AChief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 524 $31.90 $16,715.60
Disclosure

SEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · derivative · entry 5

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048

Underlying: Common Stock · 524 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 119 $31.90 $3,796.10
Disclosure

SEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · nonDerivative · entry 2

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,755

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC
Spurling David AChief Credit Officer
Exercise / conversionCommon Stock 524 $31.90 $16,715.60
Disclosure

SEC source: 0001046025-18-000069 · wf-form4_152123209741671.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC
Deuel Jeffrey JExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 765 $31.90 Strike: $0.00 $24,403.50
Disclosure

SEC source: 0001046025-18-000068 · wf-form4_152123208022374.xml · derivative · entry 5

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530

Underlying: Common Stock · 765 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC
Deuel Jeffrey JExecutive Vice President
Tax withholdingCommon Stock 174 $31.90 $5,550.60
Disclosure

SEC source: 0001046025-18-000068 · wf-form4_152123208022374.xml · nonDerivative · entry 2

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,147

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:28 UTC
Deuel Jeffrey JExecutive Vice President
Exercise / conversionCommon Stock 765 $31.80 $24,327.00
Disclosure

SEC source: 0001046025-18-000068 · wf-form4_152123208022374.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:27 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 527 $31.90 Strike: $0.00 $16,811.30
Disclosure

SEC source: 0001046025-18-000066 · wf-form4_152123204226566.xml · derivative · entry 5

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Underlying: Common Stock · 527 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:27 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 120 $31.90 $3,828.00
Disclosure

SEC source: 0001046025-18-000066 · wf-form4_152123204226566.xml · nonDerivative · entry 2

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,985

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:27 UTC
Hinson DonaldEVPand Chief Financial Officer
Exercise / conversionCommon Stock 527 $31.90 $16,811.30
Disclosure

SEC source: 0001046025-18-000066 · wf-form4_152123204226566.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 20:05 UTC
Deuel Jeffrey JExecutive Vice President
Tax withholdingCommon Stock 889 $31.20 $27,736.80
Disclosure

SEC source: 0001046025-18-000055 · wf-form4_152097154377993.xml · nonDerivative · entry 1

Deuel Jeffrey J · CIK 0001485896 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,556

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March 10, 2018 Filed Mar 13, 2018 20:05 UTC
Hirman Cindy MEVP Director of Retail Banking
Tax withholdingCommon Stock 382 $31.20 $11,918.40
Disclosure

SEC source: 0001046025-18-000054 · wf-form4_152097151232382.xml · nonDerivative · entry 1

Huntley Cindy M · CIK 0001640816 · EVP Director of Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,018

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March 10, 2018 Filed Mar 13, 2018 20:05 UTC
Spurling David AChief Credit Officer
Tax withholdingCommon Stock 368 $31.20 $11,481.60
Disclosure

SEC source: 0001046025-18-000053 · wf-form4_152097149290125.xml · nonDerivative · entry 1

Spurling David A · CIK 0001486075 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,350

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March 10, 2018 Filed Mar 13, 2018 20:04 UTC
McDonald BryanEVP and CLO
Tax withholdingCommon Stock 560 $31.20 $17,472.00
Disclosure

SEC source: 0001046025-18-000052 · wf-form4_152097146181945.xml · nonDerivative · entry 1

McDonald Bryan · CIK 0001500101 · EVP and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,822

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March 10, 2018 Filed Mar 13, 2018 20:04 UTC Tax withholdingCommon Stock 1,739 $31.20 $54,256.80
Disclosure

SEC source: 0001046025-18-000050 · wf-form4_152097141417438.xml · nonDerivative · entry 1

VANCE BRIAN L · CIK 0001219983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,272

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March 10, 2018 Filed Mar 13, 2018 20:04 UTC
Robison Sabrina CSVP Human Resources Director
Tax withholdingCommon Stock 342 $31.20 $10,670.40
Disclosure

SEC source: 0001046025-18-000051 · wf-form4_152097144480311.xml · nonDerivative · entry 1

Robison Sabrina C · CIK 0001674228 · SVP Human Resources Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,319

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March 10, 2018 Filed Mar 13, 2018 20:03 UTC
Banner LisaEVP Director Shared Services
Tax withholdingCommon Stock 59 $31.20 $1,840.80
Disclosure

SEC source: 0001046025-18-000049 · wf-form4_152097139422867.xml · nonDerivative · entry 1

Banner Lisa · CIK 0001653957 · EVP Director Shared Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,132

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March 10, 2018 Filed Mar 13, 2018 20:03 UTC
Hinson DonaldEVPand Chief Financial Officer
Tax withholdingCommon Stock 710 $31.20 $22,152.00
Disclosure

SEC source: 0001046025-18-000048 · wf-form4_152097137753511.xml · nonDerivative · entry 1

Hinson Donald · CIK 0001410604 · EVPand Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,578

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.