Tapewire

Nasdaq · USD

HDSN

HUDSON TECHNOLOGIES INC /NY

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Tapewire entity
6244
SEC CIK
0000925528
Parsed reports
256

Last 12 months

Inside the activity.

28 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 2026110
Jun 202610
Jul 202670
Aug 202630
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2020 Filed Jul 22, 2020 16:07 UTC GrantStock Option · Derivative 21,739 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001449374-20-000010 · edgar.xml · derivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,739

Underlying: Common Stock · 21,739 shares

Expires 2023-07-20

Read SEC document
July 20, 2020 Filed Jul 22, 2020 14:55 UTC
MORCH OTTO CDirector
GrantStock Option · Derivative 21,739 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001449374-20-000008 · edgar.xml · derivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,739

Underlying: Common Stock · 21,739 shares

Expires 2023-07-20

Read SEC document
July 20, 2020 Filed Jul 22, 2020 14:47 UTC GrantStock Option · Derivative 10,870 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001449374-20-000006 · edgar.xml · derivative · entry 2

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,870

Underlying: Common Stock · 10,870 shares

Expires 2023-07-20

Read SEC document
July 20, 2020 Filed Jul 22, 2020 14:47 UTC GrantCommon Stock 5,102 $0.00 $0.00
Disclosure

SEC source: 0001449374-20-000006 · edgar.xml · nonDerivative · entry 1

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,102

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 14:43 UTC GrantStock Option · Derivative 43,478 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001449374-20-000004 · edgar.xml · derivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,478

Underlying: Common Stock · 43,478 shares

Expires 2023-07-20

Read SEC document
July 20, 2020 Filed Jul 22, 2020 14:26 UTC GrantCommon Stock 10,204 $0.00 $0.00
Disclosure

SEC source: 0001449374-20-000002 · edgar.xml · nonDerivative · entry 1

Frizzley Jill Kathleen · CIK 0001798190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,204

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:46 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000017 · primary_doc.xml · derivative · entry 2

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the 4th quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:46 UTC GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000017 · primary_doc.xml · derivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-12-19

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:17 UTC GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000021 · primary_doc.xml · derivative · entry 2

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:17 UTC GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000021 · primary_doc.xml · derivative · entry 1

Krishnamurti Nat · CIK 0001478411 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2029-12-19

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:54 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000018 · primary_doc.xml · derivative · entry 2

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:54 UTC GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000018 · primary_doc.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:09 UTC
COLEMAN BRIAN FDirector · President, COO
GrantStock Option (Right to Buy) · Derivative 375,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000020 · primary_doc.xml · derivative · entry 2

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:09 UTC
COLEMAN BRIAN FDirector · President, COO
GrantStock Option (Right to Buy) · Derivative 570,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000020 · primary_doc.xml · derivative · entry 1

COLEMAN BRIAN F · CIK 0001250706 · Director · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,000

Underlying: Common Stock · 570,000 shares

Expires 2029-12-19

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:01 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
GrantStock Option (Right to Buy) · Derivative 375,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000019 · primary_doc.xml · derivative · entry 2

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 22:01 UTC
ZUGIBE KEVIN JDirector · Chairman, CEO
GrantStock Option (Right to Buy) · Derivative 600,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000019 · primary_doc.xml · derivative · entry 1

ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2029-12-29

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:30 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000016 · primary_doc.xml · derivative · entry 2

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the 4th quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:30 UTC GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000016 · primary_doc.xml · derivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-12-19

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:11 UTC GrantStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000014 · primary_doc.xml · derivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the 4th quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:11 UTC GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000014 · primary_doc.xml · derivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-12-19

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:22 UTC
MORCH OTTO CDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000015 · primary_doc.xml · derivative · entry 2

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the 4th quarter 2020, with vesting conditioned upon compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 21:22 UTC
MORCH OTTO CDirector
GrantStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-19-000015 · primary_doc.xml · derivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-12-19

Read SEC document
December 19, 2019 Filed Jan 7, 2020 20:57 UTC Amendment Disposition to issuerStock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-20-000003 · primary_doc.xml · derivative · entry 2

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2029-12-19

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.

Read SEC document
December 19, 2019 Filed Jan 7, 2020 20:57 UTC Amendment GrantStock Option (right to buy) · Derivative 35,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001010541-20-000003 · primary_doc.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2029-12-19

Read SEC document
August 29, 2019 Filed Aug 29, 2019 22:04 UTC GiftCommon Stock 16,129 $0.00 $0.00
Disclosure

SEC source: 0001010541-19-000013 · primary_doc.xml · nonDerivative · entry 2

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,112

F3 · price: Shares donated to not for profit organization

F2 · balance_after: Excludes 155,094 shares which may be purchased pursuant to stock options.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:33 UTC GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001010541-19-000010 · primary_doc.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-08-27

Read SEC document
August 27, 2019 Filed Aug 29, 2019 22:04 UTC GrantCommon Stock 16,129 $0.00 $0.00
Disclosure

SEC source: 0001010541-19-000013 · primary_doc.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,241

F1 · shares: Stock Grant from Company issued as part of Annual Board of Director Fees.

F2 · balance_after: Excludes 155,094 shares which may be purchased pursuant to stock options.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:48 UTC GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001010541-19-000012 · primary_doc.xml · derivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2022-08-27

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:44 UTC
MORCH OTTO CDirector
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001010541-19-000011 · primary_doc.xml · derivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2022-08-27

Read SEC document
August 27, 2019 Filed Aug 29, 2019 21:27 UTC GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001010541-19-000009 · primary_doc.xml · derivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2022-08-27

Read SEC document
May 22, 2019 Filed May 28, 2019 21:29 UTC SaleCommon Stock 10,000 $2.06 $20,587.00
Disclosure

SEC source: 0001010541-19-000008 · primary_doc.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,112

F1 · balance_after: Excludes 155,094 shares which may be purchased pursuant to stock options.

Read SEC document
May 14, 2019 Filed May 15, 2019 20:19 UTC SaleCommon Stock 5,801 $1.96 $11,369.96
Disclosure

SEC source: 0001010541-19-000007 · primary_doc.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,112

F1 · balance_after: Excludes 155,094 shares which may be purchased pursuant to stock options.

Read SEC document
May 09, 2019 Filed May 13, 2019 20:12 UTC SaleCommon Stock 5,000 $1.90 $9,500.00
Disclosure

SEC source: 0001010541-19-000006 · primary_doc.xml · nonDerivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,913

F1 · balance_after: Excludes 155,094 shares which may be purchased pursuant to stock options.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:53 UTC PurchaseCommon Stock 5,000 $1.89 $9,450.00
Disclosure

SEC source: 0001010541-19-000005 · primary_doc.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,690

F1 · balance_after: Excludes 28,730 shares which may be purchased pursuant to stock options

Read SEC document
May 02, 2019 Filed May 3, 2019 21:34 UTC GrantStock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001010541-19-000004 · primary_doc.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires 2022-05-02

Read SEC document
May 02, 2019 Filed May 3, 2019 21:28 UTC
MANDRACCHIA STEPHEN PVice President Legal & Reg
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001010541-19-000003 · primary_doc.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Vice President Legal & Reg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-05-02

Read SEC document
February 19, 2019 Filed Feb 22, 2019 12:52 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001010541-19-000002 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Transferred shares were held by spouse

Disclosed balance after: 1,278,981

F1 · balance_after: Includes 816,181 shares held by spouse and 19,800 shares held by children. Excludes 400,794 shares which may be purchased pursuant to stock options.

F1 · ownership.nature: Includes 816,181 shares held by spouse and 19,800 shares held by children. Excludes 400,794 shares which may be purchased pursuant to stock options.

Read SEC document
December 12, 2018 Filed Dec 12, 2018 22:50 UTC PurchaseCommon Stock 5,000 $1.64 $8,200.00
Disclosure

SEC source: 0001010541-18-000027 · primary_doc.xml · nonDerivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,690

F1 · balance_after: Excludes 60,645 shares which may be purchased pursuant to stock options.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:32 UTC GrantStock Option (Right to Buy) · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000024 · primary_doc.xml · derivative · entry 2

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

Underlying: Common Stock · 43,553 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the fourth quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:32 UTC GrantStcck Option (Right to Buy) · Derivative 39,136 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000024 · primary_doc.xml · derivative · entry 1

Parrillo Richard · CIK 0001620726 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,136

Underlying: Common Stock · 39,136 shares

Expires 2021-11-30

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:24 UTC GrantStock Option (Right to Buy) · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000023 · primary_doc.xml · derivative · entry 2

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:24 UTC GrantStock Option (Right to Buy) · Derivative 31,610 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000023 · primary_doc.xml · derivative · entry 1

MONETTA DOMINIC J · CIK 0001250697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,610

Underlying: Common Stock · 31,610 shares

Expires 2021-11-30

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:45 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
GrantStock Option (Right to Buy) · Derivative 147,094 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000026 · primary_doc.xml · derivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,094

Underlying: Common Stock · 147,094 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:45 UTC
MANDRACCHIA STEPHEN PVP Legal & Regulatory
GrantStock Option (Right to Buy) · Derivative 195,700 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000026 · primary_doc.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,700

Underlying: Common Stock · 195,700 shares

Expires 2021-11-30

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:38 UTC GrantStock Option (Right to Buy) · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000025 · primary_doc.xml · derivative · entry 1

Prouty Eric A · CIK 0001620724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:16 UTC GrantStock Option (Right to Buy) · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000022 · primary_doc.xml · derivative · entry 2

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:16 UTC GrantStock Option (Right to Buy) · Derivative 39,136 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000022 · primary_doc.xml · derivative · entry 1

ABBATECOLA VINCENT P · CIK 0001250688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,136

Underlying: Common Stock · 39,136 shares

Expires 2021-11-30

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:08 UTC
MORCH OTTO CDirector
GrantStock Option (Right to Buy) · Derivative 42,553 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000021 · primary_doc.xml · derivative · entry 2

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

Underlying: Common Stock · 42,553 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the fourth quarter 2019, with vesting conditioned upon continued compliance with term loan covenants.

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November 30, 2018 Filed Dec 5, 2018 02:08 UTC
MORCH OTTO CDirector
GrantStock Option (Right to Buy) · Derivative 40,602 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000021 · primary_doc.xml · derivative · entry 1

MORCH OTTO C · CIK 0001250698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,602

Underlying: Common Stock · 40,602 shares

Expires 2021-11-30

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November 30, 2018 Filed Dec 5, 2018 02:01 UTC
Krishnamurti NatVice President, CFO
GrantStock Option (Right to Buy) · Derivative 247,100 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000020 · primary_doc.xml · derivative · entry 2

Krishnamurti Nat · CIK 0001478411 · Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,100

Underlying: Common Stock · 247,100 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the fourth quarter 2019, with vesting conditioned upon continued compliance with term loan covenants.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.