Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HUDSON TECHNOLOGIES INC /NYHDSN · Entity 6244 | Director · Chairman, CEO | December 19, 2019 | December 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HUDSON TECHNOLOGIES INC /NY
Report date December 19, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2029-12-29 | Direct | 600,000 |
Reported balance
After 2019-12-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-12-19 · Grant · Acquired 600,000 · Balance 600,000 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2029-12-19 | Direct | 375,000 |
Reported balance
After 2019-12-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-19 · Grant · Acquired 375,000 · Balance 375,000 F1: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant. |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2019 Filed Dec 23, 2019 22:01 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 375,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001010541-19-000019 · primary_doc.xml · derivative · entry 2 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires 2029-12-19 F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the fourth quarter 2020, with vesting conditioned upon continued compliance with term loan financial covenant. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 22:01 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001010541-19-000019 · primary_doc.xml · derivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2029-12-29 Read SEC document |
| November 30, 2018 Filed Dec 5, 2018 01:39 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 423,600 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001010541-18-000018 · primary_doc.xml · derivative · entry 2 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,600 Underlying: Common Stock · 423,600 shares Expires 2021-11-30 F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants. Read SEC document |
| November 30, 2018 Filed Dec 5, 2018 01:39 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 484,562 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001010541-18-000018 · primary_doc.xml · derivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,562 Underlying: Common Stock · 484,562 shares Expires 2021-11-30 Read SEC document |
| May 23, 2018 Filed May 24, 2018 12:51 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | PurchaseCommon Stock | 2,600 | $2.13 | $5,538.00 |
DisclosureSEC source: 0001010541-18-000008 · primary_doc.xml · nonDerivative · entry 3 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,604,923 F1 · balance_after: Excludes 78,000 shares which may be purchased pursuant to stock options. Read SEC document |
| May 23, 2018 Filed May 24, 2018 12:51 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | PurchaseCommon Stock | 1,100 | $2.12 | $2,332.00 |
DisclosureSEC source: 0001010541-18-000008 · primary_doc.xml · nonDerivative · entry 2 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,602,323 F1 · balance_after: Excludes 78,000 shares which may be purchased pursuant to stock options. Read SEC document |
| May 23, 2018 Filed May 24, 2018 12:51 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | PurchaseCommon Stock | 16,300 | $2.11 | $34,393.00 |
DisclosureSEC source: 0001010541-18-000008 · primary_doc.xml · nonDerivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,601,223 F1 · balance_after: Excludes 78,000 shares which may be purchased pursuant to stock options. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:14 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | PurchaseCommon Stock | 5,000 | $5.51 | $27,550.00 |
DisclosureSEC source: 0001010541-18-000003 · primary_doc.xml · nonDerivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,584,923 F1 · balance_after: Excludes 1,112,364 shares which may be purchased pursuant to stock options. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 21:42 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Purchase) · Derivative | 484,364 | $0.00 Strike: $5.70 | $0.00 |
DisclosureSEC source: 0001010541-17-000024 · primary_doc.xml · derivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,364 Underlying: Common Stock · 484,364 shares Expires 2020-12-19 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 12:24 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option (Right to Buy) · Derivative | 195,000 | $0.00 Strike: $0.85 | $0.00 |
DisclosureSEC source: 0001010541-17-000019 · primary_doc.xml · derivative · entry 3 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 195,000 shares Expires 2017-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 12:24 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 96,180 | $5.76 | $553,996.80 |
DisclosureSEC source: 0001010541-17-000019 · primary_doc.xml · nonDerivative · entry 2 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,207,923 F2 · shares: No shares were sold on the open market. Pursuant to the terms of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the exercise price and the taxes due upon the exercise of the options. F3 · price: Closing Stock Price on November 11, 2017. F1 · balance_after: Includes 628,000 shares which may be purchased pursuant to stock options. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 12:24 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 195,000 | $0.85 | $165,750.00 |
DisclosureSEC source: 0001010541-17-000019 · primary_doc.xml · nonDerivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,304,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 628,000 shares which may be purchased pursuant to stock options. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:27 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 251,855 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001010541-17-000005 · primary_doc.xml · derivative · entry 6 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 251,855 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:27 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option (right to buy) · Derivative | 28,145 | $0.00 Strike: $3.55 | $0.00 |
DisclosureSEC source: 0001010541-17-000005 · primary_doc.xml · derivative · entry 5 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,145 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:27 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 176,590 | $8.56 | $1,511,610.40 |
DisclosureSEC source: 0001010541-17-000005 · primary_doc.xml · nonDerivative · entry 4 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,304,103 F4 · shares: No shares sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercises were applied by the Company to cover the purchase price and taxes due upon exercise of options. F5 · price: Closing Stock Price on August 18, 2017 F3 · balance_after: Includes 823,000 shares which may be purchased pursuant to stock options. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:27 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 28,145 | $3.55 | $99,914.75 |
DisclosureSEC source: 0001010541-17-000005 · primary_doc.xml · nonDerivative · entry 3 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Includes 823,000 shares which may be purchased pursuant to stock options. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:27 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 251,855 | $3.23 | $813,491.65 |
DisclosureSEC source: 0001010541-17-000005 · primary_doc.xml · nonDerivative · entry 2 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Includes 851,145 shares which may be purchased pursuant to stock options. Read SEC document |
| April 29, 2017 Filed Aug 22, 2017 21:27 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001010541-17-000005 · primary_doc.xml · nonDerivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,480,693 F1 · balance_after: Includes 1,103,000 shares which may be purchased pursuant to stock options Read SEC document |
| December 29, 2016 Filed Feb 7, 2017 02:58 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GiftCommon Stock | 55,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001010541-17-000003 · primary_doc.xml · nonDerivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,484,693 F1 · balance_after: Includes 1,103,000 shares which may be purchased pursuant to stock options. Read SEC document |
| October 11, 2016 Filed Oct 11, 2016 21:24 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GiftCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001010541-16-000068 · primary_doc.xml · nonDerivative · entry 2 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, Chief Executive Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,521,043 F2 · price: Shares were donated (gifted) F1 · balance_after: Includes 1,103,000 shares which may be purchased pursuant to Stock Options. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 21:24 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option (right to buy) · Derivative | 9,300 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0001010541-16-000068 · primary_doc.xml · derivative · entry 3 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, Chief Executive Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,300 shares Expires 2016-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 21:24 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 9,300 | $1.02 | $9,486.00 |
DisclosureSEC source: 0001010541-16-000068 · primary_doc.xml · nonDerivative · entry 1 ZUGIBE KEVIN J · CIK 0001010543 · Director · Chairman, Chief Executive Off 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,539,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,103,000 shares which may be purchased pursuant to Stock Options. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.