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Caruso Richard Damian

Disclosed activity across 1 company

Tapewire entity
137638
SEC CIK
0001798148

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HUDSON TECHNOLOGIES INC /NYHDSN · Entity 6244DirectorJuly 01, 2021July 02, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HUDSON TECHNOLOGIES INC /NY

Report date July 01, 2021 · Filed July 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,573 Reported balance After 2021-07-01 transaction · row 1
1 source row

Row 1 · 2021-07-01 · Grant · Acquired 1,471 · Balance 6,573

F1: Stock grant issued as part of annual director fees.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.40 · Expires 2024-07-01Direct3,448 Reported balance After 2021-07-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-07-01 · Grant · Acquired 3,448 · Balance 3,448

Filing footnotes · ownership attribution and instrument terms

F1: Stock grant issued as part of annual director fees.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 2, 2021 13:57 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option · Derivative 3,448 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001449374-21-000040 · edgar.xml · derivative · entry 2

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,448

Underlying: Common Stock · 3,448 shares

Expires 2024-07-01

Read SEC document
July 01, 2021 Filed Jul 2, 2021 13:57 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantCommon Stock 1,471 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000040 · edgar.xml · nonDerivative · entry 1

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 14:47 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option · Derivative 10,870 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001449374-20-000006 · edgar.xml · derivative · entry 2

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,870

Underlying: Common Stock · 10,870 shares

Expires 2023-07-20

Read SEC document
July 20, 2020 Filed Jul 22, 2020 14:47 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantCommon Stock 5,102 $0.00 $0.00
Disclosure

SEC source: 0001449374-20-000006 · edgar.xml · nonDerivative · entry 1

Caruso Richard Damian · CIK 0001798148 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,102

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.