Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HUDSON TECHNOLOGIES INC /NYHDSN · Entity 6244 | Director | July 05, 2022 | July 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HUDSON TECHNOLOGIES INC /NY
Report date July 05, 2022 · Filed July 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,366 |
Ending reported balance
After 2022-07-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-07-05 · Exercise / conversion · Acquired 10,281 · Balance 47,366 Row 2 · 2022-07-05 · Exercise / conversion · Acquired 40,000 · Balance 87,366 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.27 · Expires 2022-08-07 | Direct | 0 |
Reported balance
After 2022-07-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-07-05 · Exercise / conversion · Disposed 10,281 · Balance 0 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.62 · Expires 2022-08-27 | Direct | 0 |
Reported balance
After 2022-07-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-07-05 · Exercise / conversion · Disposed 40,000 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2022 Filed Jul 6, 2022 13:11 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 40,000 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001062993-22-015996 · form4.xml · derivative · entry 4 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2022-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 13:11 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 10,281 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001062993-22-015996 · form4.xml · derivative · entry 3 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,281 shares Expires 2022-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 13:11 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 40,000 | $0.62 | $24,800.00 |
DisclosureSEC source: 0001062993-22-015996 · form4.xml · nonDerivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 13:11 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 10,281 | $3.27 | $33,618.87 |
DisclosureSEC source: 0001062993-22-015996 · form4.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 13:17 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option · Derivative | 2,726 | $0.00 Strike: $9.82 | $0.00 |
DisclosureSEC source: 0001062993-22-014718 · form4.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,726 Underlying: Common Stock · 2,726 shares Expires 2025-06-09 Read SEC document |
| August 09, 2021 Filed Aug 9, 2021 19:48 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | SaleCommon Stock | 57,211 | $3.20 | $182,903.57 |
DisclosureSEC source: 0001449374-21-000050 · edgar.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,085 Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 15:56 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 83,195 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001449374-21-000048 · edgar.xml · derivative · entry 3 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,195 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 15:56 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 25,984 | $3.49 | $90,684.16 |
DisclosureSEC source: 0001449374-21-000048 · edgar.xml · nonDerivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,296 Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 15:56 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 83,195 | $1.09 | $90,682.55 |
DisclosureSEC source: 0001449374-21-000048 · edgar.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 13:52 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option · Derivative | 8,276 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001449374-21-000036 · edgar.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,276 Underlying: Common Stock · 8,276 shares Expires 2024-07-01 Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 19:25 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | SaleCommon Stock | 13,262 | $2.95 | $39,182.58 |
DisclosureSEC source: 0001449374-21-000026 · edgar.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,085 Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:54 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option · Derivative | 25,000 | $0.00 Strike: $1.31 | $0.00 |
DisclosureSEC source: 0001449374-21-000018 · edgar.xml · derivative · entry 3 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2021-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:54 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 11,738 | $2.79 | $32,749.02 |
DisclosureSEC source: 0001449374-21-000018 · edgar.xml · nonDerivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,347 Read SEC document |
| May 27, 2021 Filed May 28, 2021 15:54 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 25,000 | $1.31 | $32,750.00 |
DisclosureSEC source: 0001449374-21-000018 · edgar.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 14:55 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option · Derivative | 21,739 | $0.00 Strike: $0.98 | $0.00 |
DisclosureSEC source: 0001449374-20-000008 · edgar.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,739 Underlying: Common Stock · 21,739 shares Expires 2023-07-20 Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 21:22 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001010541-19-000015 · primary_doc.xml · derivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-12-19 F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the first quarter 2020 and ending with the 4th quarter 2020, with vesting conditioned upon compliance with term loan financial covenant. Read SEC document |
| December 19, 2019 Filed Dec 23, 2019 21:22 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001010541-19-000015 · primary_doc.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2029-12-19 Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 21:44 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001010541-19-000011 · primary_doc.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2022-08-27 Read SEC document |
| November 30, 2018 Filed Dec 5, 2018 02:08 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 42,553 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001010541-18-000021 · primary_doc.xml · derivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,553 Underlying: Common Stock · 42,553 shares Expires 2021-11-30 F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the fourth quarter 2019, with vesting conditioned upon continued compliance with term loan covenants. Read SEC document |
| November 30, 2018 Filed Dec 5, 2018 02:08 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 40,602 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001010541-18-000021 · primary_doc.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,602 Underlying: Common Stock · 40,602 shares Expires 2021-11-30 Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:38 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantCommon Stock | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001010541-18-000012 · primary_doc.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,085 F1 · price: Stock Grant from Company. All shares vest upon issuance. F2 · balance_after: Excludes 96,399 shares which may be purchased pursuant to stock options. Read SEC document |
| May 18, 2018 Filed May 18, 2018 21:29 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | SaleCommon Stock | 7,224 | $2.52 | $18,204.48 |
DisclosureSEC source: 0001010541-18-000007 · primary_doc.xml · nonDerivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,403 F1 · balance_after: Excludes 124,568 shares which may be purchased pursuant to stock options Read SEC document |
| May 18, 2018 Filed May 18, 2018 21:29 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | SaleCommon Stock | 5,000 | $2.51 | $12,550.00 |
DisclosureSEC source: 0001010541-18-000007 · primary_doc.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,627 F1 · balance_after: Excludes 124,568 shares which may be purchased pursuant to stock options Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:03 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to buy) · Derivative | 13,513 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001010541-17-000016 · primary_doc.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,513 Underlying: Common Stock · 13,513 shares Expires 2020-11-13 Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 22:47 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option (Right to Buy) · Derivative | 16,600 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001010541-17-000009 · primary_doc.xml · derivative · entry 3 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,600 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 22:47 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Tax withholdingCommon Stock | 6,376 | $8.41 | $53,622.16 |
DisclosureSEC source: 0001010541-17-000009 · primary_doc.xml · nonDerivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,060 F2 · shares: No shares were sold on the open market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from option exercises were applied by the Company to cover the purchase price due upon exercise of options. F3 · price: Closing Stock Price on 8/21/2017 F1 · balance_after: Includes 141,433 shares which may be purchased pursuant to stock options. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 22:47 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 16,600 | $8.41 | $139,606.00 |
DisclosureSEC source: 0001010541-17-000009 · primary_doc.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 141,433 shares which may be purchased pursuant to stock options. Read SEC document |
| November 14, 2016 Filed Feb 16, 2017 23:59 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.23 | $0.00 |
DisclosureSEC source: 0001010541-17-000004 · primary_doc.xml · derivative · entry 2 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,600 Underlying: Common Stock · 10,000 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Exercised 10,000 stock options of the 26,600 stock options issued 10/1/2014, leaving 16,600 options remaining Read SEC document |
| November 14, 2016 Filed Feb 16, 2017 23:59 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | Exercise / conversionCommon Stock | 10,000 | $3.23 | $32,300.00 |
DisclosureSEC source: 0001010541-17-000004 · primary_doc.xml · nonDerivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 158,022 shares which may be purchased pursuant to stock options. Read SEC document |
| August 24, 2016 Filed Sep 13, 2016 21:26 UTC | HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 | GrantStock Option (Right to Buy) · Derivative | 16,854 | $9.00 Strike: $6.35 | $151,686.00 |
DisclosureSEC source: 0001010541-16-000062 · primary_doc.xml · derivative · entry 1 MORCH OTTO C · CIK 0001250698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,854 Underlying: Common Stock · 16,854 shares Expires 2019-08-24 F1 · date: A Black Sholes determination was required to establish the number of options issued which resulted in a delay in filing. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.