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MANDRACCHIA STEPHEN P

Disclosed activity across 1 company

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112239
SEC CIK
0001010541

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HUDSON TECHNOLOGIES INC /NYHDSN · Entity 6244DirectorJune 14, 2023June 16, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HUDSON TECHNOLOGIES INC /NY

Report date June 14, 2023 · Filed June 16, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $9.55 · Expires 2026-06-14Direct17,606 Reported balance After 2023-06-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-06-14 · Grant · Acquired 17,606 · Balance 17,606

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2023 Filed Jun 16, 2023 17:28 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option · Derivative 17,606 $0.00 Strike: $9.55 $0.00
Disclosure

SEC source: 0001062993-23-013722 · form4.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,606

Underlying: Common Stock · 17,606 shares

Expires 2026-06-14

Read SEC document
January 06, 2023 Filed Jan 9, 2023 18:39 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-000697 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 396,756

Read SEC document
September 30, 2022 Filed Oct 4, 2022 13:21 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option · Derivative 4,744 $0.00 Strike: $7.35 $0.00
Disclosure

SEC source: 0001062993-22-020211 · form4.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,744

Underlying: Common Stock · 4,744 shares

Expires 2025-09-30

Read SEC document
August 08, 2022 Filed Aug 8, 2022 18:50 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017468 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 406,756

Read SEC document
June 09, 2022 Filed Jun 13, 2022 13:24 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option · Derivative 2,726 $0.00 Strike: $9.82 $0.00
Disclosure

SEC source: 0001062993-22-014724 · form4.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,726

Underlying: Common Stock · 2,726 shares

Expires 2025-06-09

Read SEC document
May 31, 2022 Filed May 31, 2022 20:55 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 55,785 $9.70 $541,114.50
Disclosure

SEC source: 0001062993-22-013875 · form4.xml · nonDerivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 407,756

Read SEC document
May 31, 2022 Filed May 31, 2022 20:55 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 27,892 $9.70 $270,552.40
Disclosure

SEC source: 0001062993-22-013875 · form4.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,000

Read SEC document
May 27, 2022 Filed May 31, 2022 20:55 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 44,215 $9.73 $430,136.78
Disclosure

SEC source: 0001062993-22-013875 · form4.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 463,541

Read SEC document
May 27, 2022 Filed May 31, 2022 20:55 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 22,108 $9.73 $215,073.26
Disclosure

SEC source: 0001062993-22-013875 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,892

Read SEC document
May 17, 2022 Filed May 18, 2022 13:14 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012857 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 507,756

Read SEC document
April 18, 2022 Filed Apr 18, 2022 20:58 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010378 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 521,756

Read SEC document
March 11, 2022 Filed Mar 14, 2022 19:41 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 100,000 $5.78 $578,000.00
Disclosure

SEC source: 0001062993-22-007628 · form4.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 531,756

F2 · balance_after: Includes transfer of 13,420 shares from direct ownership.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 19:41 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 100,000 $5.75 $575,000.00
Disclosure

SEC source: 0001062993-22-007628 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,000

F1 · balance_after: Corrects typographical error in earlier filing total amount.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 14:14 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001062993-22-004672 · form4.xml · derivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 14:14 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Tax withholdingCommon Stock 11,580 $3.67 $42,498.60
Disclosure

SEC source: 0001062993-22-004672 · form4.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,420

Read SEC document
February 15, 2022 Filed Feb 17, 2022 14:14 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Exercise / conversionCommon Stock 25,000 $1.70 $42,500.00
Disclosure

SEC source: 0001062993-22-004672 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2022 Filed Feb 8, 2022 14:18 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002977 · form4.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 618,336

Read SEC document
January 21, 2022 Filed Feb 8, 2022 14:18 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002977 · form4.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 626,336

Read SEC document
November 30, 2021 Filed Feb 8, 2022 14:17 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002976 · form5.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 634,336

Read SEC document
November 30, 2021 Filed Feb 8, 2022 14:17 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002976 · form5.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 641,836

Read SEC document
November 19, 2021 Filed Nov 19, 2021 21:03 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 7,900 $4.67 $36,893.00
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 649,336

Read SEC document
November 19, 2021 Filed Nov 19, 2021 21:03 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 7,900 $4.70 $37,153.70
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 92,100 $4.71 $433,791.00
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 657,236

Read SEC document
November 18, 2021 Filed Nov 19, 2021 21:03 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 92,100 $4.71 $433,791.00
Disclosure

SEC source: 0001449374-21-000064 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,900

Read SEC document
July 01, 2021 Filed Jul 2, 2021 14:00 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantCommon Stock 3,529 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000042 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 749,336

F1 · price: Stock grant issued as part of annual director fees.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Exercise / conversionStock Option · Derivative 36,774 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · derivative · entry 10

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,774 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Exercise / conversionStock Option · Derivative 195,700 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · derivative · entry 9

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,700 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Tax withholdingCommon Stock 14,846 $2.70 $40,084.20
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 8

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 745,807

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Exercise / conversionCommon Stock 36,774 $1.09 $40,083.66
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 7

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 760,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Shares were directed to be issued to the Theresa Ann Mandracchia Family Revocable Trust.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Tax withholdingCommon Stock 79,005 $2.70 $213,313.50
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 6

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 723,879

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Exercise / conversionCommon Stock 195,700 $1.09 $213,313.00
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 5

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 802,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Shares were directed to be issued to the Theresa Ann Mandracchia Family Revocable Trust.

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 23,927 $2.48 $59,338.96
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 607,184

Read SEC document
May 26, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 23,926 $2.48 $59,336.48
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,000

F1 · ownership.direct: Shares previously reported held by Mr. Mandracchia's child are no longer beneficially owned by Mr. Mandracchia in accordance with applicable SEC rules.

Read SEC document
May 25, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 76,073 $2.37 $180,293.01
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 631,111

Read SEC document
May 25, 2021 Filed May 27, 2021 17:38 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 76,074 $2.37 $180,295.38
Disclosure

SEC source: 0001449374-21-000014 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,926

Read SEC document
March 12, 2021 Filed Mar 15, 2021 14:46 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 600 $1.58 $945.00
Disclosure

SEC source: 0001449374-21-000004 · edgar.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 707,184

Read SEC document
March 12, 2021 Filed Mar 15, 2021 14:46 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 8,100 $1.57 $12,725.10
Disclosure

SEC source: 0001449374-21-000004 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 707,784

Read SEC document
March 12, 2021 Filed Mar 15, 2021 14:46 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 SaleCommon Stock 91,300 $1.57 $143,341.00
Disclosure

SEC source: 0001449374-21-000004 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 715,884

Read SEC document
February 16, 2021 Filed Mar 11, 2021 18:43 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 OtherCommon Stock 9,112 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000002 · edgar.xml · nonDerivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child

Disclosed balance after: 34,112

Read SEC document
February 16, 2021 Filed Mar 11, 2021 18:43 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 OtherCommon Stock 41,003 $0.00 $0.00
Disclosure

SEC source: 0001449374-21-000002 · edgar.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Theresa Ann Mandracchia Family Revocable Trust

Disclosed balance after: 807,184

Read SEC document
May 02, 2019 Filed May 3, 2019 21:28 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001010541-19-000003 · primary_doc.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · Vice President Legal & Reg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2022-05-02

Read SEC document
February 19, 2019 Filed Feb 22, 2019 12:52 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001010541-19-000002 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Transferred shares were held by spouse

Disclosed balance after: 1,278,981

F1 · balance_after: Includes 816,181 shares held by spouse and 19,800 shares held by children. Excludes 400,794 shares which may be purchased pursuant to stock options.

F1 · ownership.nature: Includes 816,181 shares held by spouse and 19,800 shares held by children. Excludes 400,794 shares which may be purchased pursuant to stock options.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:45 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option (Right to Buy) · Derivative 147,094 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000026 · primary_doc.xml · derivative · entry 2

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,094

Underlying: Common Stock · 147,094 shares

Expires 2021-11-30

F1 · derivative.exercise_date: Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.

Read SEC document
November 30, 2018 Filed Dec 5, 2018 02:45 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option (Right to Buy) · Derivative 195,700 $0.00 Strike: $1.09 $0.00
Disclosure

SEC source: 0001010541-18-000026 · primary_doc.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,700

Underlying: Common Stock · 195,700 shares

Expires 2021-11-30

Read SEC document
April 26, 2018 Filed Jan 15, 2019 12:35 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001010541-19-000001 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Includes shares held by spouse and children

Disclosed balance after: 1,286,481

F1 · price: Shares were transferred as a charitable donation.

F2 · balance_after: Excludes 400,794 shares which may be purchased pursuant to stock options. Includes 823,681 shares held by spouse and 19,800 shares held by children.

F2 · ownership.nature: Excludes 400,794 shares which may be purchased pursuant to stock options. Includes 823,681 shares held by spouse and 19,800 shares held by children.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 21:03 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 PurchaseCommon Stock 2,000 $5.51 $11,020.00
Disclosure

SEC source: 0001010541-18-000006 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse and children

Disclosed balance after: 1,296,481

F1 · balance_after: Includes 853,481 shares held by spouse and children. Excludes 349,818 shares which may be purchased pursuant to stock options.

F2 · ownership.nature: 443,000 shares held directly. 853,481 shares held indirectly by spouse and children.

Read SEC document
December 29, 2017 Filed Jan 18, 2018 14:41 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001010541-18-000002 · primary_doc.xml · nonDerivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by spouse and children

Disclosed balance after: 1,644,299

F1 · shares: Gifted 5,000 shares to each of his two children. Reporting person retains beneficial ownership.

F2 · balance_after: Includes 349,818 shares which may be purchased pursuant to stock options. Also includes 831,681 shares held by spouse and 19,800 shares held by children.

F2 · ownership.nature: Includes 349,818 shares which may be purchased pursuant to stock options. Also includes 831,681 shares held by spouse and 19,800 shares held by children.

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December 19, 2017 Filed Dec 21, 2017 22:17 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 GrantStock Option (Right to Buy) · Derivative 141,818 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001010541-17-000028 · primary_doc.xml · derivative · entry 1

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 141,818 shares

Expires 2020-12-19

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November 17, 2017 Filed Nov 20, 2017 13:25 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Exercise / conversionStock Option · Derivative 125,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001010541-17-000021 · primary_doc.xml · derivative · entry 4

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2017-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2017 Filed Nov 20, 2017 13:25 UTC HUDSON TECHNOLOGIES INC /NY HDSN · Entity 6244 Tax withholdingCommon Stock 48,592 $5.76 $279,889.92
Disclosure

SEC source: 0001010541-17-000021 · primary_doc.xml · nonDerivative · entry 3

MANDRACCHIA STEPHEN P · CIK 0001010541 · VP Legal & Regulatory

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Spouse and Children

Disclosed balance after: 1,502,481

F3 · shares: No shares sold on the Open Market. Pursuant to provisions of the Company's Stock Incentive Plan, shares from the option exercise were applied by the Company to cover the exercise price and the taxes due upon the exercise of the options.

F4 · price: Closing Stock Price on November 17, 2017.

F2 · balance_after: Includes 208,000 which may be purchased pursuant to stock options. Also includes 841,681 shares held by Reporting Person's Spouse and 9,800 shares held by Reporting Person's children.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.