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HCI

HCI Group, Inc.

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4402
SEC CIK
0001400810
Parsed reports
225

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2019 Filed Sep 11, 2019 16:05 UTC GrantCommon Stock 593 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-049130 · doc4.xml · nonDerivative · entry 2

Apostolou George · CIK 0001439936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

F2 · shares: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

F2 · price: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:12 UTC GrantCommon Stock 593 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-049142 · doc4.xml · nonDerivative · entry 2

Spencer Loreen M · CIK 0001774105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

F1 · shares: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

F1 · price: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:10 UTC GrantCommon Stock 593 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-049136 · doc4.xml · nonDerivative · entry 2

Patel Harish M · CIK 0001518004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

F2 · shares: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

F2 · price: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:08 UTC GrantCommon Stock 593 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-049133 · doc4.xml · nonDerivative · entry 3

Macchiarola James J · CIK 0001590623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

F2 · shares: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

F2 · price: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

Read SEC document
September 09, 2019 Filed Sep 11, 2019 20:07 UTC GrantCommon Stock 593 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-049131 · doc4.xml · nonDerivative · entry 3

Burks Robert Wayne · CIK 0001580278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

F2 · shares: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

F2 · price: Restricted stock grant of 593 shares effective 9/9/2019: The restricted shares will vest on 6/1/2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 9/9/2019.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 20:03 UTC
Watts SusanDirector
PurchaseCommon Stock 474 $42.28 $20,040.72
Disclosure

SEC source: 0001209191-19-047135 · doc4.xml · nonDerivative · entry 1

Watts Susan · CIK 0001774012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:14 UTC
Harmsworth James MarkChief Financial Officer
SaleCommon Stock 5,500 $41.10 $226,033.50
Disclosure

SEC source: 0001209191-19-045741 · doc4.xml · nonDerivative · entry 3

Harmsworth James Mark · CIK 0001707135 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,380

F3 · price: The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.00 to $41.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Sale being made in connection with a possible purchase of a home by the reporting person.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 19:56 UTC Exercise / conversionStock Option (Right to buy) · Derivative 10,000 $6.30 Strike: $6.30 $63,000.00
Disclosure

SEC source: 0001209191-19-037981 · doc4.xml · derivative · entry 3

Patel Harish M · CIK 0001518004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common · 10,000 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The options were granted pursuant to the Homeowners Choice, Inc. 2007 Stock Option and Incentive Plan.

F3 · derivative.exercise_date: Commencing on April 20, 2012 and continuing on the same day of each calendar year thereafter through and including April 20, 2014, the amount of 10,000 options became exercisable on each such annual vesting date.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 19:56 UTC Exercise / conversionCommon Stock 10,000 $6.30 $63,000.00
Disclosure

SEC source: 0001209191-19-037981 · doc4.xml · nonDerivative · entry 2

Patel Harish M · CIK 0001518004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 19:57 UTC
Graham Andrew L.GC/Corporate Secretary
GrantCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-037664 · doc4.xml · nonDerivative · entry 6

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F4 · shares: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

F4 · price: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 19:56 UTC
Saravanos AnthonyDirector · Division President
GrantCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-037663 · doc4.xml · nonDerivative · entry 9

Saravanos Anthony · CIK 0001439930 · Director · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F5 · shares: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

F5 · price: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 19:58 UTC
Coleman Karin SueExecutive Vice President
GrantCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-037666 · doc4.xml · nonDerivative · entry 5

Coleman Karin Sue · CIK 0001725116 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F4 · shares: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

F4 · price: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 19:55 UTC
Harmsworth James MarkChief Financial Officer
GrantCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-037661 · doc4.xml · nonDerivative · entry 5

Harmsworth James Mark · CIK 0001707135 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F4 · shares: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

F4 · price: Restricted stock grant of 3,500 shares effective 6/14/2019: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2020, May 20, 2021, May 20, 2022, and May 20, 2023. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/14/2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 19:46 UTC PurchaseCommon Stock 950 $41.13 $39,071.60
Disclosure

SEC source: 0001209191-19-035758 · doc4.xml · nonDerivative · entry 1

Spencer Loreen M · CIK 0001774105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

F1 · price: The reported price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.065 to $41.27 per share, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:24 UTC
Graham Andrew L.GC/Corporate Secretary
Tax withholdingCommon Stock 209 $41.09 $8,587.81
Disclosure

SEC source: 0001209191-19-032001 · doc4.xml · nonDerivative · entry 6

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

F6 · shares: 209 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2019.

F6 · acquired: 209 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2019.

F7 · balance_after: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:24 UTC
Graham Andrew L.GC/Corporate Secretary
Tax withholdingCommon Stock 147 $41.09 $6,040.23
Disclosure

SEC source: 0001209191-19-032001 · doc4.xml · nonDerivative · entry 5

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F4 · shares: 147 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019

F4 · acquired: 147 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019

F5 · balance_after: Restricted stock grant of 2,500 shares effective 6/06/2017: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018, May 20, 2019, May 20, 2020, and May 20, 2021. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2017.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:24 UTC
Graham Andrew L.GC/Corporate Secretary
Tax withholdingCommon Stock 148 $41.09 $6,081.32
Disclosure

SEC source: 0001209191-19-032001 · doc4.xml · nonDerivative · entry 4

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

F2 · shares: 148 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019

F2 · acquired: 148 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019

F3 · balance_after: Restricted stock grant of 2,500 shares effective 6/06/2016: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2017, May 20, 2018, May 20, 2019, and May 20, 2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2016.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:24 UTC
Graham Andrew L.GC/Corporate Secretary
Tax withholdingCommon Stock 185 $41.09 $7,601.65
Disclosure

SEC source: 0001209191-19-032001 · doc4.xml · nonDerivative · entry 2

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: 185 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F1 · acquired: 185 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:29 UTC
Saravanos AnthonyDirector · Division President
Tax withholdingCommon Stock 207 $41.09 $8,505.63
Disclosure

SEC source: 0001209191-19-032004 · doc4.xml · nonDerivative · entry 9

Saravanos Anthony · CIK 0001439930 · Director · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

F7 · shares: 207 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F7 · acquired: 207 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F8 · balance_after: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:29 UTC
Saravanos AnthonyDirector · Division President
Tax withholdingCommon Stock 147 $41.09 $6,040.23
Disclosure

SEC source: 0001209191-19-032004 · doc4.xml · nonDerivative · entry 8

Saravanos Anthony · CIK 0001439930 · Director · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F5 · shares: 147 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F5 · acquired: 147 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F6 · balance_after: Restricted stock grant of 2,500 shares effective 6/06/2017: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018, May 20, 2019, May 20, 2020, and May 20, 2021. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2017.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:29 UTC
Saravanos AnthonyDirector · Division President
Tax withholdingCommon Stock 171 $41.09 $7,026.39
Disclosure

SEC source: 0001209191-19-032004 · doc4.xml · nonDerivative · entry 7

Saravanos Anthony · CIK 0001439930 · Director · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

F3 · shares: 171 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F3 · acquired: 171 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F4 · balance_after: Restricted stock grant of 2,500 shares effective 6/06/2016: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2017, May 20, 2018, May 20, 2019, and May 20, 2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2016.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:29 UTC
Saravanos AnthonyDirector · Division President
Tax withholdingCommon stock 185 $41.09 $7,601.65
Disclosure

SEC source: 0001209191-19-032004 · doc4.xml · nonDerivative · entry 5

Saravanos Anthony · CIK 0001439930 · Director · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: 185 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F2 · acquired: 185 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:21 UTC
Coleman Karin SueExecutive Vice President
Tax withholdingCommon Stock 207 $41.09 $8,505.63
Disclosure

SEC source: 0001209191-19-031996 · doc4.xml · nonDerivative · entry 5

Coleman Karin Sue · CIK 0001725116 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

F6 · shares: 207 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2019.

F6 · acquired: 207 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 restricted shares on May 20, 2019.

F7 · balance_after: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:21 UTC
Coleman Karin SueExecutive Vice President
Tax withholdingCommon Stock 147 $41.09 $6,040.23
Disclosure

SEC source: 0001209191-19-031996 · doc4.xml · nonDerivative · entry 4

Coleman Karin Sue · CIK 0001725116 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

F4 · shares: 147 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F4 · acquired: 147 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F5 · balance_after: Restricted stock grant of 2,500 shares effective 6/06/2017: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2018, May 20, 2019, May 20, 2020, and May 20, 2021. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2017.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:21 UTC
Coleman Karin SueExecutive Vice President
Tax withholdingCommon Stock 169 $41.09 $6,944.21
Disclosure

SEC source: 0001209191-19-031996 · doc4.xml · nonDerivative · entry 3

Coleman Karin Sue · CIK 0001725116 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

F2 · shares: 169 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F2 · acquired: 169 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F3 · balance_after: Restricted stock grant of 2,500 shares effective 6/06/2016: Restriction period will lapse and the restricted shares will vest as follows: 625 shares on each of May 20, 2017, May 20, 2018, May 20, 2019, and May 20, 2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2016.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:21 UTC
Coleman Karin SueExecutive Vice President
Tax withholdingCommon Stock 185 $41.09 $7,601.65
Disclosure

SEC source: 0001209191-19-031996 · doc4.xml · nonDerivative · entry 2

Coleman Karin Sue · CIK 0001725116 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: 185 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

F1 · acquired: 185 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 625 restricted shares on May 20, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:26 UTC
Harmsworth James MarkChief Financial Officer
Tax withholdingCommon Stock 205 $41.09 $8,423.45
Disclosure

SEC source: 0001209191-19-032002 · doc4.xml · nonDerivative · entry 4

Harmsworth James Mark · CIK 0001707135 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625

F4 · shares: 205 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 shares on May 20, 2019.

F4 · acquired: 205 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 875 shares on May 20, 2019.

F5 · balance_after: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:26 UTC
Harmsworth James MarkChief Financial Officer
Tax withholdingCommon Stock 59 $41.09 $2,424.31
Disclosure

SEC source: 0001209191-19-032002 · doc4.xml · nonDerivative · entry 2

Harmsworth James Mark · CIK 0001707135 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F2 · shares: 59 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 250 shares on May 20, 2019.

F2 · acquired: 59 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 250 shares on May 20, 2019.

F3 · balance_after: Restricted stock grant of 1,000 shares effective 6/06/2017: Restriction period will lapse and the restricted shares will vest as follows: 250 shares on each of May 20, 2018, May 20, 2019, May 20, 2020, and May 20, 2021. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/06/2017.

Read SEC document
May 17, 2019 Filed May 21, 2019 19:35 UTC OtherCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031699 · doc4.xml · nonDerivative · entry 3

Politis Gregory · CIK 0001439932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F2 · acquired: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

Read SEC document
May 17, 2019 Filed May 21, 2019 19:33 UTC
Saravanos AnthonyDirector · Division President
OtherCommon stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031698 · doc4.xml · nonDerivative · entry 5

Saravanos Anthony · CIK 0001439930 · Director · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F2 · acquired: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

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May 17, 2019 Filed May 21, 2019 19:31 UTC
Patel PareshDirector · Chief Executive Officer · 10% owner
OtherCommon stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031697 · doc4.xml · nonDerivative · entry 3

Patel Paresh · CIK 0001439934 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: A restricted stock award of 400,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 100,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 400,000 shares, a 100,000 share tranche vested in 2013 and a 100,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 200,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F1 · acquired: A restricted stock award of 400,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 100,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 400,000 shares, a 100,000 share tranche vested in 2013 and a 100,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 200,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

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May 17, 2019 Filed May 21, 2019 19:39 UTC
Madhu SanjayDirector
OtherCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031701 · doc4.xml · nonDerivative · entry 5

Madhu Sanjay · CIK 0001439935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F2 · acquired: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

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May 17, 2019 Filed May 21, 2019 15:40 UTC OtherCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031702 · doc4.xml · nonDerivative · entry 2

Apostolou George · CIK 0001439936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F2 · acquired: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

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May 17, 2019 Filed May 21, 2019 19:36 UTC OtherCommon stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-031700 · doc4.xml · nonDerivative · entry 2

Patel Harish M · CIK 0001518004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

F2 · acquired: A restricted stock award of 24,000 shares was granted May 16, 2013 with the provision that any unvested shares would be forfeited six years and one day after the grant date. The award was divided into four tranches of 6,000 shares each for which vesting was dependent upon the Issuer's common stock meeting certain price levels. Of the 24,000 shares, a 6,000 share tranche vested in 2013 and a 6,000 share tranche was cancelled pursuant to an agreement on February 23, 2016. The remaining 12,000 shares were forfeited on May 17, 2019. These shares had been granted pursuant to the Issuer's 2012 Omnibus Incentive Plan.

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April 12, 2019 Filed Apr 16, 2019 19:41 UTC PurchaseCommon Stock 4,000 $40.91 $163,620.00
Disclosure

SEC source: 0001209191-19-024751 · doc4.xml · nonDerivative · entry 1

Politis Gregory · CIK 0001439932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,000

F1 · price: The reported price in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $40.81 to $40.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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March 13, 2019 Filed Mar 14, 2019 19:40 UTC
Patel PareshDirector · Chief Executive Officer · 10% owner
PurchaseCommon stock 7,000 $41.20 $288,393.00
Disclosure

SEC source: 0001209191-19-019380 · doc4.xml · nonDerivative · entry 4

Patel Paresh · CIK 0001439934 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,000

F2 · price: The reported price in Column 4 is a weighted average price. The shares were purchased in two transactions at prices of $41.1739 and $41.2184. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.

F3 · ownership.direct: Shares held jointly with spouse.

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January 15, 2019 Filed Jan 17, 2019 20:58 UTC
Patel PareshDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 110,000 Not disclosed Strike: $53.00 Not disclosed
Disclosure

SEC source: 0001209191-19-004174 · doc4.xml · derivative · entry 10

Patel Paresh · CIK 0001439934 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common · 110,000 shares

Expires 2029-01-15

F6 · security: The options were granted pursuant to the HCI Group, Inc. 2012 Omnibus Incentive Plan.

F9 · price: The options were granted on January 15, 2019 at an exercise price of $53.00 per share, in excess of the $47.94 market value. Commencing on January 15, 2020 and continuing on the same day of each calendar year thereafter through and including January 15, 2023, the amount of 27,500 options will vest and become exercisable on each such annual vesting date. Once vested, the options may be exercised at any time up to and including January 15, 2029.

F9 · derivative.exercise_date: The options were granted on January 15, 2019 at an exercise price of $53.00 per share, in excess of the $47.94 market value. Commencing on January 15, 2020 and continuing on the same day of each calendar year thereafter through and including January 15, 2023, the amount of 27,500 options will vest and become exercisable on each such annual vesting date. Once vested, the options may be exercised at any time up to and including January 15, 2029.

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January 15, 2019 Filed Jan 17, 2019 20:58 UTC
Patel PareshDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004174 · doc4.xml · nonDerivative · entry 7

Patel Paresh · CIK 0001439934 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F5 · shares: Restricted stock grant of 40,000 shares effective January 15, 2019: Restrictions on 10,000 shares will lapse on each of January 15, 2020, January 15, 2021, January 15, 2022, and January 15, 2023. These shares were granted by the Company pursuant to the Company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock award contract dated January 15, 2019.

F5 · price: Restricted stock grant of 40,000 shares effective January 15, 2019: Restrictions on 10,000 shares will lapse on each of January 15, 2020, January 15, 2021, January 15, 2022, and January 15, 2023. These shares were granted by the Company pursuant to the Company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock award contract dated January 15, 2019.

F5 · balance_after: Restricted stock grant of 40,000 shares effective January 15, 2019: Restrictions on 10,000 shares will lapse on each of January 15, 2020, January 15, 2021, January 15, 2022, and January 15, 2023. These shares were granted by the Company pursuant to the Company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock award contract dated January 15, 2019.

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December 18, 2018 Filed Dec 20, 2018 21:21 UTC PurchaseCommon stock 565 $50.86 $28,737.20
Disclosure

SEC source: 0001209191-18-063661 · doc4.xml · nonDerivative · entry 1

Patel Harish M · CIK 0001518004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,295

F1 · ownership.direct: Shares are held jointly with spouse.

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December 14, 2018 Filed Dec 18, 2018 20:42 UTC PurchaseCommon Stock 100 $51.70 $5,170.27
Disclosure

SEC source: 0001209191-18-063134 · doc4.xml · nonDerivative · entry 2

Burks Robert Wayne · CIK 0001580278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · ownership.direct: Shares held jointly with spouse.

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December 14, 2018 Filed Dec 20, 2018 21:21 UTC PurchaseCommon stock 650 $53.40 $34,710.00
Disclosure

SEC source: 0001209191-18-063661 · doc4.xml · nonDerivative · entry 2

Patel Harish M · CIK 0001518004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,730

F1 · ownership.direct: Shares are held jointly with spouse.

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December 10, 2018 Filed Dec 12, 2018 20:42 UTC
Graham Andrew L.GC/Corporate Secretary
PurchaseCommon Stock 50 $53.38 $2,668.94
Disclosure

SEC source: 0001209191-18-062213 · doc4.xml · nonDerivative · entry 3

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,084

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December 10, 2018 Filed Dec 12, 2018 20:42 UTC
Graham Andrew L.GC/Corporate Secretary
PurchaseCommon Stock 50 $53.26 $2,663.20
Disclosure

SEC source: 0001209191-18-062213 · doc4.xml · nonDerivative · entry 1

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Andrew L. Graham IRA

Disclosed balance after: 2,875

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December 10, 2018 Filed Dec 12, 2018 20:45 UTC PurchaseCommon Stock 1,500 $53.46 $80,184.60
Disclosure

SEC source: 0001209191-18-062214 · doc4.xml · nonDerivative · entry 2

Macchiarola James J · CIK 0001590623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

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December 05, 2018 Filed Dec 7, 2018 20:33 UTC
Harmsworth James MarkChief Financial Officer
Tax withholdingCommon Stock 3,935 $53.39 $210,089.65
Disclosure

SEC source: 0001209191-18-061462 · doc4.xml · nonDerivative · entry 1

Harmsworth James Mark · CIK 0001707135 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: 3,935 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 10,000 restricted shares on December 5, 2018.

F1 · acquired: 3,935 shares were surrendered to cover the minimum federal income tax liability associated with the vesting of 10,000 restricted shares on December 5, 2018.

F2 · balance_after: Restricted stock grant of 40,000 shares effective 12/05/2016: Restriction period will lapse and the restricted shares will vest as follows: 10,000 shares on each of December 5, 2017, December 5, 2018, December 5, 2019, and December 5, 2020. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 12/05/2016.

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December 05, 2018 Filed Dec 14, 2018 08:24 UTC PurchaseCommon stock 500 $53.79 $26,895.00
Disclosure

SEC source: 0001209191-18-062556 · doc4.xml · nonDerivative · entry 1

Apostolou George · CIK 0001439936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,880

F1 · ownership.direct: Shares are held jointly with spouse.

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November 26, 2018 Filed Nov 28, 2018 20:43 UTC
Patel PareshDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 1,000 $52.91 $52,910.00
Disclosure

SEC source: 0001209191-18-060100 · doc4.xml · nonDerivative · entry 1

Patel Paresh · CIK 0001439934 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:08 UTC
Graham Andrew L.GC/Corporate Secretary
GrantCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038929 · doc4.xml · nonDerivative · entry 6

Graham Andrew L. · CIK 0001458737 · GC/Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F4 · shares: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

F4 · price: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

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June 19, 2018 Filed Jun 21, 2018 20:14 UTC
Saravanos AnthonyDirector · Division President
GrantCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038935 · doc4.xml · nonDerivative · entry 10

Saravanos Anthony · CIK 0001439930 · Director · Division President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F6 · shares: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

F6 · price: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

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June 19, 2018 Filed Jun 21, 2018 20:11 UTC
Harmsworth James MarkChief Financial Officer
GrantCommon Stock 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-038932 · doc4.xml · nonDerivative · entry 4

Harmsworth James Mark · CIK 0001707135 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F3 · shares: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

F3 · price: Restricted stock grant of 3,500 shares effective 6/19/2018: Restriction period will lapse and the restricted shares will vest as follows: 875 shares on each of May 20, 2019, May 20, 2020, May 20, 2021, and May 20, 2022. These shares were granted by the company pursuant to the company's 2012 Omnibus Incentive Plan and under the terms and conditions of a restricted stock agreement dated 6/19/2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.