Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 6 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2022 Filed Aug 30, 2022 00:42 UTC |
PACE BRANDONChief Administrative Officer
|
Exercise / conversionCommon Stock | 5,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021738 · form4.xml · nonDerivative · entry 1 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,270 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · derivative · entry 14 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,700 Underlying: Common Stock · 10,270 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F11 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,755 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · derivative · entry 13 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,529 Underlying: Common Stock · 9,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F10 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 19,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · derivative · entry 12 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,462 Underlying: Common Stock · 19,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,718 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · derivative · entry 11 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,308 Underlying: Common Stock · 6,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · derivative · entry 10 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,982 Underlying: Common Stock · 5,990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · derivative · entry 9 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,394 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 10,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · nonDerivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 9,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · nonDerivative · entry 6 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,050 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 19,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · nonDerivative · entry 5 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 6,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · nonDerivative · entry 4 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 5,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · nonDerivative · entry 3 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
Exercise / conversionCommon Stock | 11,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · nonDerivative · entry 2 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:46 UTC |
Reimann KathrynDirector
|
GrantCommon Stock | 10,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021251 · form4.xml · nonDerivative · entry 1 Reimann Kathryn · CIK 0001941357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,248 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 65 RSUs vested on August 15, 2022 and 10,183 RSUs will vest on June 2, 2023, subject to continued service through the vesting date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 22:41 UTC |
Ahmad Syed FaizDirector
|
GrantCommon Stock | 10,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021247 · form4.xml · nonDerivative · entry 1 Ahmad Syed Faiz · CIK 0001940973 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,248 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 65 RSUs vested on August 15, 2022 and 10,183 RSUs will vest on June 2, 2023, subject to continued service through the vesting date. Read SEC document |
| August 10, 2022 Filed Aug 30, 2022 00:15 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
GiftCommon Stock | 10,963 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021735 · form4.xml · nonDerivative · entry 1 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,962 F1 · shares: Transaction represents the transfer of 10,963 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| July 22, 2022 Filed Jul 26, 2022 19:23 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 2,027 | $15.00 | $30,405.00 |
DisclosureSEC source: 0001127602-22-019795 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,601 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 22:35 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionStock Option (right to buy) · Derivative | 40,167 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001127602-22-019671 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,166 Underlying: Common Stock · 40,167 shares Expires 2022-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 22:35 UTC |
Sanborn ScottDirector · CEO
|
Tax withholdingCommon Stock | 19,374 | $14.70 | $284,797.80 |
DisclosureSEC source: 0001127602-22-019671 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,503 Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 22:35 UTC |
Sanborn ScottDirector · CEO
|
Exercise / conversionCommon Stock | 40,167 | $3.48 | $139,580.33 |
DisclosureSEC source: 0001127602-22-019671 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 19:05 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 1,290 | $13.00 | $16,770.00 |
DisclosureSEC source: 0001127602-22-019217 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,628 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 17:22 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 3,317 | $15.57 | $51,645.69 |
DisclosureSEC source: 0001127602-22-017255 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,918 F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:12 UTC |
Mayopoulos Timothy JDirector
|
GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016934 · form4.xml · nonDerivative · entry 1 Mayopoulos Timothy J · CIK 0001462553 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:07 UTC |
Morris John C.Director
|
GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016930 · form4.xml · nonDerivative · entry 1 Morris John C. · CIK 0001431297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:19 UTC |
ZEISSER MICHAEL PDirector
|
GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016940 · form4.xml · nonDerivative · entry 1 ZEISSER MICHAEL P · CIK 0001267951 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:16 UTC |
Selleck ErinDirector
|
GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016936 · form4.xml · nonDerivative · entry 1 Selleck Erin · CIK 0001644258 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:10 UTC |
McCORD PATRICIA JDirector
|
GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016932 · form4.xml · nonDerivative · entry 1 McCORD PATRICIA J · CIK 0001393519 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 22:04 UTC |
LANDON ALLAN RDirector
|
GrantCommon Stock | 12,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016928 · form4.xml · nonDerivative · entry 1 LANDON ALLAN R · CIK 0001204667 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,423 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. Read SEC document |
| June 02, 2022 Filed Aug 30, 2022 00:47 UTC |
CASEY THOMAS WDirector · Chief Financial Officer
|
GiftCommon Stock | 46,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021740 · form4.xml · nonDerivative · entry 1 CASEY THOMAS W · CIK 0001207691 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 F1 · shares: Transaction represents the transfer of 46,837 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| May 27, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 2,027 | $15.00 | $30,405.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 6 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,235 F4 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 27, 2022 Filed May 27, 2022 23:22 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
GiftCommon Stock | 5,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 8 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,925 F4 · shares: Transaction represents the transfer of 5,454 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| May 26, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
SaleCommon Stock | 33,108 | $14.07 | $465,829.56 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 5 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,262 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.91 to $14.25. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 26, 2022 Filed May 27, 2022 19:29 UTC |
Kay ValerieBank-Chief Capital Officer
|
SaleCommon Stock | 22,996 | $14.06 | $323,369.75 |
DisclosureSEC source: 0001127602-22-015919 · form4.xml · nonDerivative · entry 7 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,379 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.91 to $14.24. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 26, 2022 Filed May 27, 2022 23:20 UTC |
Stack FergalSVP, Corporate Controller
|
SaleCommon Stock | 5,405 | $14.06 | $76,004.03 |
DisclosureSEC source: 0001127602-22-015913 · form4.xml · nonDerivative · entry 5 Stack Fergal · CIK 0001714400 · SVP, Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,500 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.91 to $14.24. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 26, 2022 Filed May 27, 2022 23:22 UTC |
Momen RonnieBank-Chief of Consumer Banking
|
SaleCommon Stock | 30,134 | $14.07 | $424,066.74 |
DisclosureSEC source: 0001127602-22-015914 · form4.xml · nonDerivative · entry 7 Momen Ronnie · CIK 0001747276 · Bank-Chief of Consumer Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,379 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.91 to $14.25. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 26, 2022 Filed May 27, 2022 23:18 UTC |
PACE BRANDONChief Administrative Officer
|
SaleCommon Stock | 18,462 | $14.06 | $259,538.80 |
DisclosureSEC source: 0001127602-22-015912 · form4.xml · nonDerivative · entry 6 PACE BRANDON · CIK 0001771959 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,918 F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its 2014 Equity Incentive Plan to require the satisfaction of tax withholding obligations with respect to the Reporting Person to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.92 to $14.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
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Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 10 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,071 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 9 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,410 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 36,058 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 8 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,174 Underlying: Common Stock · 36,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 23,777 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · derivative · entry 7 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,218 Underlying: Common Stock · 23,777 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2021, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 4,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 4 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 3 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 36,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 2 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:16 UTC |
ARMSTRONG ANNIEChief Risk Officer
|
Exercise / conversionCommon Stock | 23,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015911 · form4.xml · nonDerivative · entry 1 ARMSTRONG ANNIE · CIK 0001816970 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:29 UTC |
Kay ValerieBank-Chief Capital Officer
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Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015919 · form4.xml · derivative · entry 13 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,071 Underlying: Common Stock · 4,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F10 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:29 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 5,487 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015919 · form4.xml · derivative · entry 12 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,410 Underlying: Common Stock · 5,487 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:29 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 18,029 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015919 · form4.xml · derivative · entry 11 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,088 Underlying: Common Stock · 18,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:29 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015919 · form4.xml · derivative · entry 10 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,086 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:29 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015919 · form4.xml · derivative · entry 9 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,479 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 19:29 UTC |
Kay ValerieBank-Chief Capital Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,234 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015919 · form4.xml · derivative · entry 8 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.