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Nasdaq · USD

HAFC

HANMI FINANCIAL CORP

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Tapewire entity
5020
SEC CIK
0001109242
Parsed reports
326

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 14, 2017 Filed Apr 19, 2017 01:12 UTC Exercise / conversionCommon Stock 2,500 $10.80 $27,000.00
Disclosure

SEC source: 0001209191-17-027391 · doc4.xml · nonDerivative · entry 1

KIM SEON HONG · CIK 0001250301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2017 Filed Apr 4, 2017 00:37 UTC
LEE BONITASEVP & Chief Operating Officer
Disposition to issuerCommon Stock 3,918 $31.00 $121,458.00
Disclosure

SEC source: 0001209191-17-024342 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,707

F1 · kind: Pursuant to the approval of the Compensation and Human Resources Committee on March 30, 2017, the reporting person surrendered these shares to the issuer and the issuer applied $31 per share (the closing price in respect of shares of the issuer's common stock on the Nasdaq Stock Market on that date) as withholding against the reporting person's tax obligations arising from her previously reported award of shares on March 22, 2017.

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March 30, 2017 Filed Apr 4, 2017 00:33 UTC
Kum Chong GukDirector · President & CEO
Disposition to issuerCommon Stock 7,835 $31.00 $242,885.00
Disclosure

SEC source: 0001209191-17-024340 · doc4.xml · nonDerivative · entry 1

Kum Chong Guk · CIK 0001392539 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,803

F1 · kind: Pursuant to the approval of the Compensation and Human Resources Committee on March 30, 2017, the reporting person surrendered these shares to the issuer and the issuer applied $31 per share (the closing price in respect of shares of the issuer's common stock on the Nasdaq Stock Market on that date) as withholding against the reporting person's tax obligations arising from his previously reported award of shares on March 22, 2017.

Read SEC document
March 23, 2017 Filed Mar 10, 2020 21:32 UTC
Park Min SChief Credit Risk Officer
Tax withholdingCommon Stock 1,109 $29.20 $32,382.80
Disclosure

SEC source: 0001209191-20-017782 · doc4.xml · nonDerivative · entry 2

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,670

F1 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, August 1, 2014.

F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 23, 2016.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 23:20 UTC
LEE BONITASEVP & Chief Operating Officer
GrantCommon Stock 12,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022861 · doc4.xml · nonDerivative · entry 1

LEE BONITA · CIK 0001270067 · SEVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,625

Read SEC document
March 22, 2017 Filed Mar 24, 2017 23:06 UTC
Kum Chong GukDirector · President & CEO
GrantCommon Stock 24,753 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022855 · doc4.xml · nonDerivative · entry 1

Kum Chong Guk · CIK 0001392539 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,638

Read SEC document
March 22, 2017 Filed Mar 24, 2017 19:03 UTC
Lim JeanChief Risk Officer
GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022738 · doc4.xml · nonDerivative · entry 1

Lim Jean · CIK 0001653932 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,165

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 22, 2017.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 19:08 UTC
Kim Greg DChief Administrative Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022741 · doc4.xml · nonDerivative · entry 1

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,469

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 22, 2017.

Read SEC document
March 22, 2017 Filed Mar 24, 2017 18:48 UTC
SANTAROSA ROMOLOSEVP, Corp. Finance & Strategy
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022731 · doc4.xml · nonDerivative · entry 1

SANTAROSA ROMOLO · CIK 0001392537 · SEVP, Corp. Finance & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, March 22, 2017.

F2 · balance_after: Includes 12,500 common stocks issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, June 8, 2015.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 16:03 UTC
Lim JeanChief Risk Officer
GrantCommon Stock 2,000 $31.75 $63,500.00
Disclosure

SEC source: 0001209191-17-020986 · doc4.xml · nonDerivative · entry 1

Lim Jean · CIK 0001653932 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665

Read SEC document
March 14, 2017 Filed Mar 24, 2017 19:01 UTC Amendment
Lim JeanChief Risk Officer
GrantCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-022737 · doc4a.xml · nonDerivative · entry 1

Lim Jean · CIK 0001653932 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,665

F1 · shares: Common stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, March 14, 2017.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 22:19 UTC SaleCommon Stock 1,000 $34.40 $34,400.00
Disclosure

SEC source: 0001209191-17-017750 · doc4.xml · nonDerivative · entry 1

LEE JOON HYUNG · CIK 0001172529 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,285

Read SEC document
February 23, 2017 Filed Feb 23, 2017 23:55 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014029 · doc4.xml · nonDerivative · entry 1

KIM SEON HONG · CIK 0001250301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,341

Read SEC document
December 02, 2016 Filed Dec 5, 2016 18:11 UTC
Kim Greg DChief Administrative Officer
SaleCommon Stock 1,000 $31.30 $31,300.00
Disclosure

SEC source: 0001209191-16-153257 · doc4.xml · nonDerivative · entry 1

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,469

Read SEC document
November 22, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
SaleCommon Stock 3,000 $31.40 $94,200.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · nonDerivative · entry 5

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,469

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
Exercise / conversionStock Options · Derivative 25,000 $16.43 Strike: $16.43 $410,750.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · derivative · entry 8

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested one-third each year on the anniversary of the grant date with full vesting occurring on 8/28/2016.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
Exercise / conversionStock Options · Derivative 5,500 $12.54 Strike: $12.54 $68,970.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · derivative · entry 7

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,500 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested 25% immediately on the grant date of 12/12/2012, and additional 25% vested on each the anniversary date, with full vesting occurring on 12/12/2015.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
Exercise / conversionStock Options · Derivative 1,000 $10.80 Strike: $10.80 $10,800.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · derivative · entry 6

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 1,000 shares

Expires 2019-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested 20% one year from the grant date of 4/8/2009, and the remaining fully vested at the end of each four-year period through 4/8/2014.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
Tax withholdingCommon Stock 16,000 $30.81 $492,960.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · nonDerivative · entry 4

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,469

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.75 to $30.90. The reporting person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
Exercise / conversionCommon Stock 25,000 $16.43 $410,750.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · nonDerivative · entry 3

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
Exercise / conversionCommon Stock 5,500 $12.54 $68,970.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · nonDerivative · entry 2

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:18 UTC
Kim Greg DChief Administrative Officer
Exercise / conversionCommon Stock 1,000 $10.80 $10,800.00
Disclosure

SEC source: 0001209191-16-151756 · doc4.xml · nonDerivative · entry 1

Kim Greg D · CIK 0001653931 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: There was an inadvertent error on reporting person's Form 3 which resulted in an incorrect number of total shares reported. This filing updates and corrects that figure.

Read SEC document
September 30, 2016 Filed Feb 13, 2017 22:30 UTC
Lim JeanChief Risk Officer
GrantCommon Stock 19 $26.34 $500.46
Disclosure

SEC source: 0001209191-17-010092 · doc5.xml · nonDerivative · entry 1

Lim Jean · CIK 0001653932 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,665

Read SEC document
September 30, 2016 Filed Mar 3, 2017 22:26 UTC Amendment
Lim JeanChief Risk Officer
GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017772 · doc5a.xml · nonDerivative · entry 1

Lim Jean · CIK 0001653932 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,665

Read SEC document
August 01, 2016 Filed Mar 10, 2020 21:32 UTC
Park Min SChief Credit Risk Officer
Tax withholdingCommon Stock 566 $24.38 $13,799.08
Disclosure

SEC source: 0001209191-20-017782 · doc4.xml · nonDerivative · entry 1

Park Min S · CIK 0001639102 · Chief Credit Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,779

F1 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, August 1, 2014.

F2 · balance_after: Includes shares of common stock issued under the 2013 Equity Compensation Plan, which vest over three years from the date of grant, March 23, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.