Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2024 Filed Mar 5, 2024 22:15 UTC |
CYRUS CAPITAL PARTNERS, L.P.10% owner
FREIDHEIM STEPHEN C10% owner
CYRUS CAPITAL PARTNERS GP, LLC10% owner
|
SaleCommon Stock | 300,000 | $9.73 | $2,920,290.00 |
DisclosureSEC source: 0000902664-24-002206 · ownership.xml · nonDerivative · entry 1 CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,027,284 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.905, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.905, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.direct: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.905, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Fund, L.P., Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Canary SC Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., CYR Fund, L.P., Peterson Capital Investors LLC, and PJ A Capital LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons"). F3 · ownership.nature: (Continued from footnote 2) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 22:15 UTC |
CYRUS CAPITAL PARTNERS, L.P.10% owner
CYRUS CAPITAL PARTNERS GP, LLC10% owner
FREIDHEIM STEPHEN C10% owner
|
SaleCommon Stock | 200,000 | $9.35 | $1,870,000.00 |
DisclosureSEC source: 0000902664-24-001999 · ownership.xml · nonDerivative · entry 1 CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,327,284 F1 · ownership.nature: These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Fund, L.P., Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Canary SC Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., CYR Fund, L.P., Peterson Capital Investors LLC, and PJ A Capital LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons"). F2 · ownership.nature: (Continued from footnote 2) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 16:38 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 250,000 | $9.40 | $2,350,000.00 |
DisclosureSEC source: 0000895345-24-000081 · form4.xml · nonDerivative · entry 2 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 27,040,976 F1 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 16:38 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 150,000 | $9.40 | $1,410,000.00 |
DisclosureSEC source: 0000895345-24-000081 · form4.xml · nonDerivative · entry 1 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 27,290,976 F1 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 16:18 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
CCP III Cayman GP Ltd.10% owner
Aronson Jeffrey10% owner
|
SaleCommon Stock | 100,000 | $9.35 | $935,000.00 |
DisclosureSEC source: 0000895345-24-000076 · form4.xml · nonDerivative · entry 3 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 27,340,976 F1 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 16:18 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
CCP III Cayman GP Ltd.10% owner
Aronson Jeffrey10% owner
|
SaleCommon Stock | 400,000 | $9.35 | $3,740,000.00 |
DisclosureSEC source: 0000895345-24-000076 · form4.xml · nonDerivative · entry 2 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 27,440,976 F1 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:18 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
CCP III Cayman GP Ltd.10% owner
Aronson Jeffrey10% owner
|
SaleCommon Stock | 475,000 | $9.35 | $4,441,012.50 |
DisclosureSEC source: 0000895345-24-000076 · form4.xml · nonDerivative · entry 1 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 27,840,976 F1 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 17:07 UTC |
LAU JOANNEVP, CAO and Controller
|
Tax withholdingCommon Stock | 291 | $9.50 | $2,764.50 |
DisclosureSEC source: 0001062993-24-003975 · form4.xml · nonDerivative · entry 1 LAU JOANNE · CIK 0001886741 · VP, CAO and Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,533 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:04 UTC |
Rabiller OlivierDirector · President & CEO
|
Tax withholdingCommon Stock | 27,553 | $9.50 | $261,753.50 |
DisclosureSEC source: 0001062993-24-003966 · form4.xml · nonDerivative · entry 1 Rabiller Olivier · CIK 0001743959 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 675,622 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:06 UTC |
Spenninck FabriceSVP & Chief Human Res. Officer
|
Tax withholdingCommon Stock | 4,781 | $9.50 | $45,419.50 |
DisclosureSEC source: 0001062993-24-003972 · form4.xml · nonDerivative · entry 1 Spenninck Fabrice · CIK 0001744889 · SVP & Chief Human Res. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,074 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:05 UTC |
Deason SeanSVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 8,231 | $9.50 | $78,194.50 |
DisclosureSEC source: 0001062993-24-003969 · form4.xml · nonDerivative · entry 1 Deason Sean · CIK 0001643860 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,883 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:07 UTC |
Maironi JeromeSVP, GC & Corp. Secretary
|
Tax withholdingCommon Stock | 6,843 | $9.50 | $65,008.50 |
DisclosureSEC source: 0001062993-24-003973 · form4.xml · nonDerivative · entry 1 Maironi Jerome · CIK 0001743963 · SVP, GC & Corp. Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,643 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:06 UTC |
Mabru ThierrySVP, Integrated Supply Chain
|
Tax withholdingCommon Stock | 782 | $9.50 | $7,429.00 |
DisclosureSEC source: 0001062993-24-003971 · form4.xml · nonDerivative · entry 1 Mabru Thierry · CIK 0001743952 · SVP, Integrated Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,262 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:05 UTC |
Deiro DanielSVP, GCM & GM Japan/Korea
|
Tax withholdingCommon Stock | 4,882 | $9.50 | $46,379.00 |
DisclosureSEC source: 0001062993-24-003968 · form4.xml · nonDerivative · entry 1 Deiro Daniel · CIK 0001744045 · SVP, GCM & GM Japan/Korea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,915 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:04 UTC |
Barthelet PierreSVP, Marketing & Prod Mgmt
|
Tax withholdingCommon Stock | 4,685 | $9.50 | $44,507.50 |
DisclosureSEC source: 0001062993-24-003967 · form4.xml · nonDerivative · entry 1 Barthelet Pierre · CIK 0001966331 · SVP, Marketing & Prod Mgmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,689 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 17, 2024 Filed Feb 21, 2024 22:03 UTC |
Balis CraigSVP & Chief Technology Officer
|
Tax withholdingCommon Stock | 6,853 | $9.50 | $65,103.50 |
DisclosureSEC source: 0001062993-24-003965 · form4.xml · nonDerivative · entry 1 Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,016 F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 22:18 UTC |
CYRUS CAPITAL PARTNERS, L.P.10% owner
FREIDHEIM STEPHEN C10% owner
CYRUS CAPITAL PARTNERS GP, LLC10% owner
|
SaleCommon Stock | 29,860 | $9.20 | $274,637.35 |
DisclosureSEC source: 0000902664-24-001866 · ownership.xml · nonDerivative · entry 1 CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,527,284 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.295, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Fund, L.P., Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Canary SC Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., CYR Fund, L.P., Peterson Capital Investors LLC, and PJ A Capital LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons"). F3 · ownership.nature: (Continued from footnote 2) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:10 UTC |
Rabiller OlivierDirector · President & CEO
|
GrantCommon Stock | 183,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004101 · form4.xml · nonDerivative · entry 1 Rabiller Olivier · CIK 0001743959 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 859,453 F1 · shares: Represents 334,239 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 150,408 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:06 UTC |
Spenninck FabriceSVP & Chief Human Res. Officer
|
GrantCommon Stock | 24,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004099 · form4.xml · nonDerivative · entry 1 Spenninck Fabrice · CIK 0001744889 · SVP & Chief Human Res. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,236 F1 · shares: Represents 43,933 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 19,771 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:04 UTC |
Deason SeanSVP & Chief Financial Officer
|
GrantCommon Stock | 63,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004098 · form4.xml · nonDerivative · entry 1 Deason Sean · CIK 0001643860 · SVP & Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 236,320 F1 · shares: Represents 109,947 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 46,510 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:14 UTC |
Deiro DanielSVP, GCM & GM Japan/Korea
|
GrantCommon Stock | 25,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004104 · form4.xml · nonDerivative · entry 1 Deiro Daniel · CIK 0001744045 · SVP, GCM & GM Japan/Korea 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,260 F1 · shares: Represents 46,083 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 20,738 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:13 UTC |
Mabru ThierrySVP, Integrated Supply Chain
|
GrantCommon Stock | 33,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004103 · form4.xml · nonDerivative · entry 1 Mabru Thierry · CIK 0001743952 · SVP, Integrated Supply Chain 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,491 F1 · shares: Represents 60,417 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 27,188 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:12 UTC |
Maironi JeromeSVP, GC & Corp. Secretary
|
GrantCommon Stock | 43,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004102 · form4.xml · nonDerivative · entry 1 Maironi Jerome · CIK 0001743963 · SVP, GC & Corp. Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,253 F1 · shares: Represents 79,295 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 35,685 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:04 UTC |
Barthelet PierreSVP, Marketing & Prod Mgmt
|
GrantCommon Stock | 14,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004097 · form4.xml · nonDerivative · entry 1 Barthelet Pierre · CIK 0001966331 · SVP, Marketing & Prod Mgmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,706 F1 · shares: Represents 28,240 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 14,223 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| February 15, 2024 Filed Feb 22, 2024 22:02 UTC |
Balis CraigSVP & Chief Technology Officer
|
GrantCommon Stock | 41,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-004096 · form4.xml · nonDerivative · entry 1 Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,037 F1 · shares: Represents 74,588 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 33,567 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:32 UTC |
Norman DaunDirector
|
GrantCommon Stock | 1,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000446 · form4.xml · nonDerivative · entry 1 Norman Daun · CIK 0001860800 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,271 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan"). The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:31 UTC |
NINIVAGGI DANIEL ADirector
|
GrantCommon Stock | 4,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000443 · form4.xml · nonDerivative · entry 1 NINIVAGGI DANIEL A · CIK 0001257599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,909 F1 · price: Represents a grant of deferred stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan (the "Plan"). The deferred stock units vest immediately upon grant and are payable as common stock on the earlier to occur of (i) a Change in Control of the Issuer (as defined in the Plan) or (ii) the six-month anniversary of the reporting person's cessation of service on the Board of Directors. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 16:31 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 103,457 | $8.27 | $855,072.11 |
DisclosureSEC source: 0000895345-23-000677 · form4.xml · nonDerivative · entry 4 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 28,315,976 F2 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 16:31 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 108,273 | $8.27 | $895,699.22 |
DisclosureSEC source: 0000895345-23-000677 · form4.xml · nonDerivative · entry 3 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 28,419,433 F2 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 16:31 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 21,543 | $8.27 | $178,052.90 |
DisclosureSEC source: 0000895345-23-000677 · form4.xml · nonDerivative · entry 2 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,243,696 F1 · ownership.nature: Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 16:31 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 22,545 | $8.27 | $186,505.77 |
DisclosureSEC source: 0000895345-23-000677 · form4.xml · nonDerivative · entry 1 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,265,239 F1 · ownership.nature: Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 12,126 | $8.31 | $100,770.70 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 8 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 28,527,706 F2 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 827,659 | $8.29 | $6,857,154.82 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 7 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 28,539,832 F2 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 2,525 | $8.31 | $20,983.51 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 6 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,287,784 F1 · ownership.nature: Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 13, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 172,341 | $8.29 | $1,427,845.19 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 5 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,290,309 F1 · ownership.nature: Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 13, 2023 Filed Dec 14, 2023 21:15 UTC |
CYRUS CAPITAL PARTNERS, L.P.10% owner
FREIDHEIM STEPHEN C10% owner
CYRUS CAPITAL PARTNERS GP, LLC10% owner
|
SaleCommon Stock | 146,200 | $8.30 | $1,213,913.22 |
DisclosureSEC source: 0000902664-23-005869 · ownership.xml · nonDerivative · entry 2 CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,557,144 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.355, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., PC Investors III LLC, and Peterson Capital Investors LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons"). F4 · ownership.nature: (Continued from footnote 3) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 662,127 | $8.37 | $5,543,062.39 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 4 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 29,367,491 F2 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 12, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 137,873 | $8.37 | $1,154,217.61 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 3 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,462,650 F1 · ownership.nature: Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:15 UTC |
CYRUS CAPITAL PARTNERS, L.P.10% owner
FREIDHEIM STEPHEN C10% owner
CYRUS CAPITAL PARTNERS GP, LLC10% owner
|
SaleCommon Stock | 1,698,989 | $8.34 | $14,164,301.39 |
DisclosureSEC source: 0000902664-23-005869 · ownership.xml · nonDerivative · entry 1 CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 29,703,344 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.29 to $8.43, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., PC Investors III LLC, and Peterson Capital Investors LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons"). F4 · ownership.nature: (Continued from footnote 3) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 579,361 | $8.24 | $4,774,571.94 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 2 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 30,029,618 F2 · ownership.nature: CSCP III Cayman GP Ltd. ("CSCP III Cayman GP") is the general partner of Centerbridge Special Credit Partners General Partner III, L.P. ("Special Credit III GP"), which is the general partner of Centerbridge Special Credit Partners III-Flex, L.P. ("SC III-Flex"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by SC III-Flex. As the director of CSCP III Cayman GP, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by SC III-Flex. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by SC III-Flex, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 20:06 UTC |
Centerbridge Credit Cayman GP, Ltd.10% owner
Aronson Jeffrey10% owner
CCP III Cayman GP Ltd.10% owner
|
SaleCommon Stock | 120,639 | $8.24 | $994,198.06 |
DisclosureSEC source: 0000895345-23-000672 · form4.xml · nonDerivative · entry 1 Centerbridge Special Credit Partners III-Flex, L.P. · CIK 0001674541 · 10% owner Centerbridge Credit Partners Master, L.P. · CIK 0001584544 · 10% owner Centerbridge Credit Partners Offshore General Partner, L.P. · CIK 0001484834 · 10% owner Centerbridge Credit GP Investors, L.L.C. · CIK 0001584682 · 10% owner Centerbridge Credit Cayman GP, Ltd. · CIK 0001667800 · 10% owner Centerbridge Special Credit Partners General Partner III, L.P. · CIK 0001827884 · 10% owner Aronson Jeffrey · CIK 0001425800 · 10% owner CCP III Cayman GP Ltd. · CIK 0001667801 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 11,600,523 F1 · ownership.nature: Centerbridge Credit GP Investors, L.L.C. ("Credit GP Investors") is the sole director of Centerbridge Credit Cayman GP, Ltd. ("Credit Cayman GP"), which is the general partner of Centerbridge Credit Partners Offshore General Partner, L.P. ("Credit Partners Offshore GP"), which is the general partner of Centerbridge Credit Partners Master, L.P. ("Credit Partners Master"), and may be deemed to share beneficial ownership over the shares of Common Stock held of record by Credit Partners Master. As the managing member of Credit GP Investors, Jeffrey H. Aronson may be deemed to share beneficial ownership with respect to the shares held of record by Credit Partners Master. Such persons and entities expressly disclaim beneficial ownership of the shares held of record by Credit Partners Master, except to the extent of any proportionate pecuniary interest therein. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 21:45 UTC |
Barthelet PierreSVP, Marketing & Prod Mgmt
|
SaleCommon Stock | 10,705 | $7.36 | $78,788.80 |
DisclosureSEC source: 0001062993-23-020925 · form4.xml · nonDerivative · entry 1 Barthelet Pierre · CIK 0001966331 · SVP, Marketing & Prod Mgmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,744 F1 · shares: The proceeds will be used for covering income tax liabilities due to past year's equity vesting. Read SEC document |
| November 14, 2023 Filed Dec 11, 2023 21:44 UTC Amendment |
Barthelet PierreSVP, Marketing & Prod Mgmt
|
SaleCommon Stock | 10,075 | $7.36 | $74,152.00 |
DisclosureSEC source: 0001062993-23-022336 · form4a.xml · nonDerivative · entry 1 Barthelet Pierre · CIK 0001966331 · SVP, Marketing & Prod Mgmt 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,374 F1 · shares: On November 15, 2023, the reporting person filed a Form 4 which inadvertently reported that he had sold 10,705 shares of the issuer's common stock ("Common Stock") to cover income tax liabilities incurred due to past year's equity vesting. In fact, as reported in this amendment, the reporting person sold 10,075 shares of Common Stock. The error was carried through in Column 5 of Table I and is corrected in this Form 4. F1 · balance_after: On November 15, 2023, the reporting person filed a Form 4 which inadvertently reported that he had sold 10,705 shares of the issuer's common stock ("Common Stock") to cover income tax liabilities incurred due to past year's equity vesting. In fact, as reported in this amendment, the reporting person sold 10,075 shares of Common Stock. The error was carried through in Column 5 of Table I and is corrected in this Form 4. Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 20:15 UTC |
CYRUS CAPITAL PARTNERS, L.P.10% owner
FREIDHEIM STEPHEN C10% owner
CYRUS CAPITAL PARTNERS GP, LLC10% owner
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SaleCommon Stock | 3,486,267 | $7.70 | $26,844,255.90 |
DisclosureSEC source: 0000902664-23-004460 · ownership.xml · nonDerivative · entry 1 CYRUS CAPITAL PARTNERS, L.P. · CIK 0001166564 · 10% owner FREIDHEIM STEPHEN C · CIK 0001251783 · 10% owner CYRUS CAPITAL PARTNERS GP, LLC · CIK 0001166774 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 31,402,333 F1 · ownership.nature: These securities of the Company are beneficially owned by (i) Cyrus Capital Partners, L.P. ("Cyrus Capital Partners"), as a result of being the investment manager of certain private investment funds that directly hold the securities, including Cyrus 1740 Master Fund, L.P., Canary SC Master Fund, L.P., Cyrus Opportunities Master Fund II, Ltd., Crescent 1, L.P., CRS Master Fund, L.P., Cyrus Select Opportunities Master Fund, Ltd., Cyrus Select Opportunities Master Fund II, L.P., PC Investors III LLC, and Peterson Capital Investors LLC (the "Cyrus Funds"), (ii) Cyrus Capital Partners GP, L.L.C. ("Cyrus Capital GP"), as a result of being the sole general partner of Cyrus Capital Partners, and (iii) Stephen C. Freidheim, as a result of being the Chief Investment Officer of Cyrus Capital Partners and the sole member and manager of Cyrus Capital GP (collectively, the "Reporting Persons"). F2 · ownership.nature: (Continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Read SEC document |
| June 15, 2023 Filed Jun 15, 2023 19:36 UTC |
BAUPOST GROUP LLC/MA10% owner
Baupost Group GP, L.L.C.10% owner
KLARMAN SETH A10% owner
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SaleCommon Stock | 1,025,000 | $7.55 | $7,738,750.00 |
DisclosureSEC source: 0001140361-23-030150 · form4.xml · nonDerivative · entry 4 BAUPOST GROUP LLC/MA · CIK 0001061768 · 10% owner Baupost Group GP, L.L.C. · CIK 0001738693 · 10% owner KLARMAN SETH A · CIK 0000899869 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 26,570,589 F1 · ownership.nature: This statement on Form 4 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Group GP, L.L.C. ("Baupost GP"), and Seth A. Klarman ("Mr. Klarman") (collectively, the "Reporting Persons"). Baupost is a registered investment adviser. The principal business of Baupost is to act as an investment adviser to various private investment limited partnerships. Baupost GP, as the manager of Baupost, and Mr. Klarman, as the sole managing member of Baupost GP and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the securities beneficially owned by Baupost. Securities reported on this Form 4 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships. F2 · ownership.nature: (Continued from footnote 1) The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 19:36 UTC |
BAUPOST GROUP LLC/MA10% owner
Baupost Group GP, L.L.C.10% owner
KLARMAN SETH A10% owner
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SaleCommon Stock | 3,100,000 | $7.73 | $23,963,000.00 |
DisclosureSEC source: 0001140361-23-030150 · form4.xml · nonDerivative · entry 3 BAUPOST GROUP LLC/MA · CIK 0001061768 · 10% owner Baupost Group GP, L.L.C. · CIK 0001738693 · 10% owner KLARMAN SETH A · CIK 0000899869 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 27,595,589 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.71 to $7.87. The Reporting Person undertakes to provide the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. F1 · ownership.nature: This statement on Form 4 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Group GP, L.L.C. ("Baupost GP"), and Seth A. Klarman ("Mr. Klarman") (collectively, the "Reporting Persons"). Baupost is a registered investment adviser. The principal business of Baupost is to act as an investment adviser to various private investment limited partnerships. Baupost GP, as the manager of Baupost, and Mr. Klarman, as the sole managing member of Baupost GP and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the securities beneficially owned by Baupost. Securities reported on this Form 4 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships. F2 · ownership.nature: (Continued from footnote 1) The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 16:10 UTC |
Sessa Capital GP, LLCDirector
Sessa Capital (Master), L.P.Director
Sessa Capital IM, L.P.Director
Sessa Capital IM GP, LLCDirector
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Exercise / conversionCommon Stock | 1,731,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-013512 · form4.xml · nonDerivative · entry 1 Sessa Capital GP, LLC · CIK 0001618699 · Director Sessa Capital (Master), L.P. · CIK 0001618360 · Director Sessa Capital IM, L.P. · CIK 0001595849 · Director Sessa Capital IM GP, LLC · CIK 0001618700 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 25,236,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects 1,731,896 shares of common stock of the Issuer, which the Reporting Persons (as defined below) expect to receive on or prior to June 20, 2023, pursuant to the amendment and restatement of the certificate of designations for the Issuer's Series A Preferred Stock, as payment of accrued and unpaid dividends on the Series A Preferred Stock through June 30, 2023, plus an additional amount that represents the dividends that would have accrued on the Series A Preferred Stock through September 30, 2023, as disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 2, 2023. The Issuer announced on June 13, 2023 the conversion of its Series A Preferred Stock on June 12, 2023, resulting in the conversion of the Series A Preferred Stock held by the Reporting Persons. F1 · shares: Reflects 1,731,896 shares of common stock of the Issuer, which the Reporting Persons (as defined below) expect to receive on or prior to June 20, 2023, pursuant to the amendment and restatement of the certificate of designations for the Issuer's Series A Preferred Stock, as payment of accrued and unpaid dividends on the Series A Preferred Stock through June 30, 2023, plus an additional amount that represents the dividends that would have accrued on the Series A Preferred Stock through September 30, 2023, as disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 2, 2023. The Issuer announced on June 13, 2023 the conversion of its Series A Preferred Stock on June 12, 2023, resulting in the conversion of the Series A Preferred Stock held by the Reporting Persons. F1 · price: Reflects 1,731,896 shares of common stock of the Issuer, which the Reporting Persons (as defined below) expect to receive on or prior to June 20, 2023, pursuant to the amendment and restatement of the certificate of designations for the Issuer's Series A Preferred Stock, as payment of accrued and unpaid dividends on the Series A Preferred Stock through June 30, 2023, plus an additional amount that represents the dividends that would have accrued on the Series A Preferred Stock through September 30, 2023, as disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 2, 2023. The Issuer announced on June 13, 2023 the conversion of its Series A Preferred Stock on June 12, 2023, resulting in the conversion of the Series A Preferred Stock held by the Reporting Persons. F1 · balance_after: Reflects 1,731,896 shares of common stock of the Issuer, which the Reporting Persons (as defined below) expect to receive on or prior to June 20, 2023, pursuant to the amendment and restatement of the certificate of designations for the Issuer's Series A Preferred Stock, as payment of accrued and unpaid dividends on the Series A Preferred Stock through June 30, 2023, plus an additional amount that represents the dividends that would have accrued on the Series A Preferred Stock through September 30, 2023, as disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 2, 2023. The Issuer announced on June 13, 2023 the conversion of its Series A Preferred Stock on June 12, 2023, resulting in the conversion of the Series A Preferred Stock held by the Reporting Persons. F2 · ownership.nature: These securities of the Issuer are beneficially owned by (i) Sessa Capital (Master), L.P. ("Sessa Capital"), as a result of its direct ownership of the securities, (ii) Sessa Capital GP, LLC ("Sessa Capital GP"), as a result of being the sole general partner of Sessa Capital, (iii) Sessa Capital IM, L.P. ("Sessa IM"), as a result of being the investment adviser for Sessa Capital, and (iv) Sessa Capital IM GP, LLC ("Sessa IM GP" and together with Sessa Capital, Sessa Capital GP and Sessa IM, the "Reporting Persons"), as a result of being the sole general partner of Sessa IM. John Petry is the manager of Sessa Capital GP and Sessa IM GP. Each of the Reporting Persons and Mr. Petry disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 19:36 UTC |
BAUPOST GROUP LLC/MA10% owner
Baupost Group GP, L.L.C.10% owner
KLARMAN SETH A10% owner
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ConversionSeries A Cumulative Convertible Preferred Stock · Derivative | 25,462,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-030150 · form4.xml · derivative · entry 5 BAUPOST GROUP LLC/MA · CIK 0001061768 · 10% owner Baupost Group GP, L.L.C. · CIK 0001738693 · 10% owner KLARMAN SETH A · CIK 0000899869 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Common Stock · 28,120,589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The common stock reported herein were issued following the automatic conversion of all outstanding the Series A Cumulative Convertible Preferred Stock of Garrett Motion Inc. (the "Conversion") in accordance with the Issuer's certificate of designations for the Series A Cumulative Convertible Preferred Stock. F3 · price: The common stock reported herein were issued following the automatic conversion of all outstanding the Series A Cumulative Convertible Preferred Stock of Garrett Motion Inc. (the "Conversion") in accordance with the Issuer's certificate of designations for the Series A Cumulative Convertible Preferred Stock. F3 · derivative.exercise_date: The common stock reported herein were issued following the automatic conversion of all outstanding the Series A Cumulative Convertible Preferred Stock of Garrett Motion Inc. (the "Conversion") in accordance with the Issuer's certificate of designations for the Series A Cumulative Convertible Preferred Stock. F3 · derivative.expiration_date: The common stock reported herein were issued following the automatic conversion of all outstanding the Series A Cumulative Convertible Preferred Stock of Garrett Motion Inc. (the "Conversion") in accordance with the Issuer's certificate of designations for the Series A Cumulative Convertible Preferred Stock. F1 · ownership.nature: This statement on Form 4 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Group GP, L.L.C. ("Baupost GP"), and Seth A. Klarman ("Mr. Klarman") (collectively, the "Reporting Persons"). Baupost is a registered investment adviser. The principal business of Baupost is to act as an investment adviser to various private investment limited partnerships. Baupost GP, as the manager of Baupost, and Mr. Klarman, as the sole managing member of Baupost GP and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the securities beneficially owned by Baupost. Securities reported on this Form 4 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships. F2 · ownership.nature: (Continued from footnote 1) The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 19:36 UTC |
BAUPOST GROUP LLC/MA10% owner
Baupost Group GP, L.L.C.10% owner
KLARMAN SETH A10% owner
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SaleCommon Stock | 500,000 | $8.00 | $4,000,000.00 |
DisclosureSEC source: 0001140361-23-030150 · form4.xml · nonDerivative · entry 2 BAUPOST GROUP LLC/MA · CIK 0001061768 · 10% owner Baupost Group GP, L.L.C. · CIK 0001738693 · 10% owner KLARMAN SETH A · CIK 0000899869 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 30,695,589 F1 · ownership.nature: This statement on Form 4 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Group GP, L.L.C. ("Baupost GP"), and Seth A. Klarman ("Mr. Klarman") (collectively, the "Reporting Persons"). Baupost is a registered investment adviser. The principal business of Baupost is to act as an investment adviser to various private investment limited partnerships. Baupost GP, as the manager of Baupost, and Mr. Klarman, as the sole managing member of Baupost GP and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the securities beneficially owned by Baupost. Securities reported on this Form 4 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships. F2 · ownership.nature: (Continued from footnote 1) The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 19:36 UTC |
BAUPOST GROUP LLC/MA10% owner
Baupost Group GP, L.L.C.10% owner
KLARMAN SETH A10% owner
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ConversionCommon Stock | 25,462,810 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-23-030150 · form4.xml · nonDerivative · entry 1 BAUPOST GROUP LLC/MA · CIK 0001061768 · 10% owner Baupost Group GP, L.L.C. · CIK 0001738693 · 10% owner KLARMAN SETH A · CIK 0000899869 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 31,195,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The common stock reported herein were issued following the automatic conversion of all outstanding the Series A Cumulative Convertible Preferred Stock of Garrett Motion Inc. (the "Conversion") in accordance with the Issuer's certificate of designations for the Series A Cumulative Convertible Preferred Stock. F1 · ownership.nature: This statement on Form 4 is being jointly filed by The Baupost Group, L.L.C. ("Baupost"), Baupost Group GP, L.L.C. ("Baupost GP"), and Seth A. Klarman ("Mr. Klarman") (collectively, the "Reporting Persons"). Baupost is a registered investment adviser. The principal business of Baupost is to act as an investment adviser to various private investment limited partnerships. Baupost GP, as the manager of Baupost, and Mr. Klarman, as the sole managing member of Baupost GP and a controlling person of Baupost, may be deemed to have beneficial ownership under Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), of the securities beneficially owned by Baupost. Securities reported on this Form 4 as being beneficially owned by Baupost were purchased on behalf of certain of such partnerships. F2 · ownership.nature: (Continued from footnote 1) The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof for purposes of Section 16 of the Exchange Act or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.