Balis Craig

SEC source: 0000950142-26-001270 · es260774221_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,808

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on May 26, 2021.

SEC source: 0000950142-26-000665 · es260748353_4-balis.xml · nonDerivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,937

F2 · kind: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in three equal annual installments on the first, second and third anniversary of the grant date, subject to the reporting person's continued service.

SEC source: 0000950142-26-000665 · es260748353_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,394

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on March 5, 2024 and March 5, 2025.

SEC source: 0000950142-26-000441 · es260740908_4-balis.xml · nonDerivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,161

F2 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the vesting of performance-based stock units granted on February 17, 2023.

SEC source: 0000950142-26-000441 · es260740908_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,246

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023.

SEC source: 0000950142-26-000385 · es260739224_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,099

F1 · kind: Represents 113,520 shares certified as earned with respect to an award of performance-based stock units ("PSUs") granted on February 17, 2023. The Issuer's Board of Directors, on the recommendation of its Talent Management & Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 11, 2026 and the PSUs will vest, in accordance with their terms, on February 17, 2026.

SEC source: 0000950142-25-001239 · es250623124_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,579

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on May 26, 2021.

SEC source: 0000950142-25-000676 · es250600617_4-balis.xml · nonDerivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,708

F2 · kind: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in three equal annual installments on the first, second and third anniversary of the grant date, subject to the reporting person's continued service.

SEC source: 0000950142-25-000676 · es250600617_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,643

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on March 5, 2024.

SEC source: 0000950142-25-000449 · es250593000_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,100

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023.

SEC source: 0000950142-24-001249 · es240474674_4-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,953

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on May 26, 2021.

SEC source: 0001062993-24-005903 · form4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,082

F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in three equal annual installments on the first, second and third anniversary of the grant date, subject to the reporting person's continued service.

SEC source: 0001062993-24-003965 · form4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,016

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on February 17, 2023.

SEC source: 0001062993-24-004096 · form4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,037

F1 · shares: Represents 74,588 shares certified as earned with respect to an award of performance-based restricted stock units ("PRSUs") granted on May 26, 2021, net of 33,567 shares withheld by the Issuer for payment of the tax liability incurred on vesting of such shares. The Issuer's Board of Directors, on the recommendation of the Compensation Committee, certified the achievement of the applicable performance metrics and goals on February 15, 2024 and the PRSUs vested, in accordance with their terms, on February 22, 2024.

SEC source: 0001062993-23-009990 · form4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,869

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on May 26, 2021.

SEC source: 0001062993-23-004436 · form4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,998

F1 · price: Represents a grant of restricted stock units under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The restricted stock units vest in three equal annual installments on the first, second and third anniversary of the grant date, subject to the reporting person's continued service.

SEC source: 0001062993-22-011414 · form4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,316

F1 · kind: Represents shares withheld by Garrett Motion Inc. for payment of the tax liability incurred upon the partial vesting of restricted stock units granted on May 26, 2021.

SEC source: 0000899243-21-021173 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,425

F1 · kind: Represents a grant of restricted stock units ("RSUs") under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The RSUs are scheduled to vest in five equal annual installments on the first, second, third, fourth and fifth anniversary of the grant date, subject to continued employment.

F1 · price: Represents a grant of restricted stock units ("RSUs") under the Garrett Motion Inc. 2021 Long-term Incentive Plan. The RSUs are scheduled to vest in five equal annual installments on the first, second, third, fourth and fifth anniversary of the grant date, subject to continued employment.

SEC source: 0000899243-21-018198 · doc4.xml · nonDerivative · entry 3

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Represents the disposition of 77,954 time-based restricted stock units by operation of the Company's Plan.

SEC source: 0000899243-21-018198 · doc4.xml · nonDerivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,954

F2 · kind: Represents the disposition of 188,578 shares of common stock by operation of the Company's Plan, for which the reporting person elected to receive a cash payment of $6.25 per share from the Company in exchange for the cancellation of the shares.

SEC source: 0000899243-21-018198 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,532

F1 · kind: Represents the disposition of 24,825 performance-based restricted stock units pursuant to Garrett Motion Inc.'s (the "Company's") chapter 11 plan of reorganization (the "Plan"). The Plan was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021.

SEC source: 0000950142-22-000667 · es220225005_5-balis.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,445

F1 · acquired: Represents the acquisition of 20 shares by operation of the Company's chapter 11 plan of reorganization, which was confirmed by an order of the United States Bankruptcy Court for the Southern District of New York entered on April 26, 2021 and became effective on April 30, 2021 (the "Plan"), in exchange for shares held by the reporting person prior to the effectiveness of the Plan.

SEC source: 0000899243-21-009197 · doc4.xml · nonDerivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,532

F1 · kind: Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the partial or full vesting of restricted stock unit awards granted on October 1, 2018 in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Garrett in connection with the legal and structural separation of Garrett from Honeywell.

SEC source: 0000899243-21-009197 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,942

F1 · kind: Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the partial or full vesting of restricted stock unit awards granted on October 1, 2018 in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Garrett in connection with the legal and structural separation of Garrett from Honeywell.

SEC source: 0000899243-20-020550 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,052

F1 · kind: Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the vesting of a portion of a restricted stock unit award granted on October 1, 2018 in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Garrett in connection with the legal and structural separation of Garrett from Honeywell.

SEC source: 0000950123-20-006703 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,344

F1 · kind: Represents forfeiture of restricted stock units granted on February 28, 2020 in exchange for a cash award in connection with a comprehensive redesign of the Issuer's 2020 executive compensation program.

F1 · price: Represents forfeiture of restricted stock units granted on February 28, 2020 in exchange for a cash award in connection with a comprehensive redesign of the Issuer's 2020 executive compensation program.

SEC source: 0000899243-20-008696 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,411

F1 · kind: Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the vesting of a restricted stock unit award granted on October 1, 2018 in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Garrett in connection with the legal and structural separation of Garrett from Honeywell.

SEC source: 0000899243-20-007299 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,677

F1 · kind: Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the partial or full vesting of restricted stock unit awards granted on October 1, 2018 in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. ("Honeywell") into equity awards of Garrett in connection with the legal and structural separation of Garrett from Honeywell.

SEC source: 0000899243-20-006823 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,874

F1 · kind: The reported transaction involved the reporting person's receipt of a grant of restricted stock units ("RSUs") under the 2018 Stock Incentive Plan of Garrett Motion Inc. and its Affiliates. The RSUs are scheduled to vest in full on the third anniversary of the grant date, subject to continued employment.

F1 · price: The reported transaction involved the reporting person's receipt of a grant of restricted stock units ("RSUs") under the 2018 Stock Incentive Plan of Garrett Motion Inc. and its Affiliates. The RSUs are scheduled to vest in full on the third anniversary of the grant date, subject to continued employment.

SEC source: 0000899243-19-020611 · doc4.xml · nonDerivative · entry 3

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Through 401(k) plan

Disclosed balance after: 0

F3 · kind: Reflects shares of Garrett common stock indirectly beneficially owned by the reporting person through a unitized stock fund under a 401(k) plan established by Honeywell International Inc. ("Honeywell"), the former parent company of Garrett. This information updates each of the reporting person's previous reports on Form 4, which inadvertently omitted these shares. In connection with the liquidation by Honeywell of all Garrett common stock held under the 401(k) plan, these shares were sold by or on behalf of Honeywell on July 29, 2019 at a price of $14.90 per share.

F3 · price: Reflects shares of Garrett common stock indirectly beneficially owned by the reporting person through a unitized stock fund under a 401(k) plan established by Honeywell International Inc. ("Honeywell"), the former parent company of Garrett. This information updates each of the reporting person's previous reports on Form 4, which inadvertently omitted these shares. In connection with the liquidation by Honeywell of all Garrett common stock held under the 401(k) plan, these shares were sold by or on behalf of Honeywell on July 29, 2019 at a price of $14.90 per share.

F3 · ownership.nature: Reflects shares of Garrett common stock indirectly beneficially owned by the reporting person through a unitized stock fund under a 401(k) plan established by Honeywell International Inc. ("Honeywell"), the former parent company of Garrett. This information updates each of the reporting person's previous reports on Form 4, which inadvertently omitted these shares. In connection with the liquidation by Honeywell of all Garrett common stock held under the 401(k) plan, these shares were sold by or on behalf of Honeywell on July 29, 2019 at a price of $14.90 per share.

SEC source: 0000899243-19-020611 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,807

F1 · kind: Represents shares withheld by Garrett Motion Inc. ("Garrett") for payment of the tax liability incurred upon the vesting of a portion of an award of restricted stock units that settle in shares of Garrett common stock ("RSUs") granted on October 1, 2018.

F2 · balance_after: Following the transaction reported above, the reporting person directly beneficially owned 273,839.3 shares of Garrett common stock, consisting of (a) 202,412 RSUs and (b) 71,395 shares of Garrett common stock, in addition to the Garrett shares indirectly beneficially owned as of such time, as described in footnote 3. This information updates the information reflected in the reporting person's previous Form 4 filed on March 6, 2019, which inadvertently reported direct beneficial ownership of (a) 202,875 previously awarded RSUs, rather than 199,119 previously awarded RSUs actually beneficially owned as of that date, and (b) an aggregate amount of securities beneficially owned of 278,082 shares of Garrett common stock, rather than the aggregate of 274,326 shares of Garrett common stock actually beneficially owned as of that date, not including the shares referred to in footnote 3.

SEC source: 0000899243-19-006562 · doc4.xml · derivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,570

Underlying: Common Stock · 27,570 shares

Expires 2029-03-03

F2 · derivative.exercise_date: The stock option is scheduled to vest in equal installments on March 4, 2020, March 4, 2021, March 4, 2022 and March 4, 2023, subject to continued employment.

SEC source: 0000899243-19-006562 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,082

F1 · price: The reported transaction involved the reporting person's receipt of a grant of 12,413 restricted stock units ("RSUs") under the 2018 Stock Incentive Plan of Garrett Motion Inc. and its Affiliates. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 12,413 newly awarded RSUs, 202,875 RSUs previously reported in Table II, and 62,794 shares of common stock. The 12,413 newly awarded RSUs are scheduled to vest in full on March 4, 2022, subject to continued employment.

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 12,413 restricted stock units ("RSUs") under the 2018 Stock Incentive Plan of Garrett Motion Inc. and its Affiliates. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 12,413 newly awarded RSUs, 202,875 RSUs previously reported in Table II, and 62,794 shares of common stock. The 12,413 newly awarded RSUs are scheduled to vest in full on March 4, 2022, subject to continued employment.

SEC source: 0000899243-19-005542 · doc4.xml · derivative · entry 9

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,990

Underlying: Common Stock · 6,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 20,985 restricted stock units, which vested or will vest, as the case may be, in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

F3 · derivative.exercise_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 20,985 restricted stock units, which vested or will vest, as the case may be, in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

F3 · derivative.expiration_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 20,985 restricted stock units, which vested or will vest, as the case may be, in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

SEC source: 0000899243-19-005542 · doc4.xml · nonDerivative · entry 6

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,794

SEC source: 0000899243-19-005542 · doc4.xml · nonDerivative · entry 5

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 20,985 restricted stock units, which vested or will vest, as the case may be, in equal installments on February 28, 2019, February 28, 2020 and February 28, 2021, subject to continued employment.

SEC source: 0000899243-19-005542 · doc4.xml · derivative · entry 8

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,864

Underlying: Common Stock · 16,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 33,216 restricted stock units, which vested or will vest, as the case may be, 49.2293% on February 27, 2019 and the balance on February 27, 2021, subject to continued employment.

F2 · derivative.exercise_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 33,216 restricted stock units, which vested or will vest, as the case may be, 49.2293% on February 27, 2019 and the balance on February 27, 2021, subject to continued employment.

F2 · derivative.expiration_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 33,216 restricted stock units, which vested or will vest, as the case may be, 49.2293% on February 27, 2019 and the balance on February 27, 2021, subject to continued employment.

SEC source: 0000899243-19-005542 · doc4.xml · derivative · entry 7

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,314

Underlying: Common Stock · 3,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On October 1, 2018, the reporting person was granted 15,085 restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. into equity awards of Garrett Motion Inc. in connection with the legal and structural separation of Garrett Motion Inc. from Honeywell International Inc. (such conversion, the "Conversion"). The restricted stock units vested or will vest, as the case may be, in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

F1 · derivative.exercise_date: On October 1, 2018, the reporting person was granted 15,085 restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. into equity awards of Garrett Motion Inc. in connection with the legal and structural separation of Garrett Motion Inc. from Honeywell International Inc. (such conversion, the "Conversion"). The restricted stock units vested or will vest, as the case may be, in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

F1 · derivative.expiration_date: On October 1, 2018, the reporting person was granted 15,085 restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. into equity awards of Garrett Motion Inc. in connection with the legal and structural separation of Garrett Motion Inc. from Honeywell International Inc. (such conversion, the "Conversion"). The restricted stock units vested or will vest, as the case may be, in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

SEC source: 0000899243-19-005542 · doc4.xml · nonDerivative · entry 4

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,197

SEC source: 0000899243-19-005542 · doc4.xml · nonDerivative · entry 3

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 33,216 restricted stock units, which vested or will vest, as the case may be, 49.2293% on February 27, 2019 and the balance on February 27, 2021, subject to continued employment.

SEC source: 0000899243-19-005542 · doc4.xml · nonDerivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,775

SEC source: 0000899243-19-005542 · doc4.xml · nonDerivative · entry 1

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On October 1, 2018, the reporting person was granted 15,085 restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. into equity awards of Garrett Motion Inc. in connection with the legal and structural separation of Garrett Motion Inc. from Honeywell International Inc. (such conversion, the "Conversion"). The restricted stock units vested or will vest, as the case may be, in equal installments on February 27, 2019, February 27, 2020, February 27, 2021 and February 27, 2022, subject to continued employment.

SEC source: 0000899243-19-005087 · doc4.xml · derivative · entry 9

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 9,430 restricted stock units, which vested in full on February 26, 2019.

F3 · derivative.exercise_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 9,430 restricted stock units, which vested in full on February 26, 2019.

F3 · derivative.expiration_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 9,430 restricted stock units, which vested in full on February 26, 2019.

SEC source: 0000899243-19-005087 · doc4.xml · nonDerivative · entry 6

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,219

SEC source: 0000899243-19-005087 · doc4.xml · nonDerivative · entry 5

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 9,430 restricted stock units, which vested in full on February 26, 2019.

SEC source: 0000899243-19-005087 · doc4.xml · derivative · entry 8

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 19,135 restricted stock units, which vested in full on February 25, 2019.

F2 · derivative.exercise_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 19,135 restricted stock units, which vested in full on February 25, 2019.

F2 · derivative.expiration_date: On October 1, 2018, in connection with the Conversion, the reporting person was granted 19,135 restricted stock units, which vested in full on February 25, 2019.

SEC source: 0000899243-19-005087 · doc4.xml · derivative · entry 7

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,328

Underlying: Common Stock · 10,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On October 1, 2018, the reporting person was granted 20,656 restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. into equity awards of Garrett Motion Inc. in connection with the legal and structural separation of Garrett Motion Inc. from Honeywell International Inc. (such conversion, the "Conversion"). The restricted stock units vested or will vest, as the case may be, in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.

F1 · derivative.exercise_date: On October 1, 2018, the reporting person was granted 20,656 restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. into equity awards of Garrett Motion Inc. in connection with the legal and structural separation of Garrett Motion Inc. from Honeywell International Inc. (such conversion, the "Conversion"). The restricted stock units vested or will vest, as the case may be, in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.

F1 · derivative.expiration_date: On October 1, 2018, the reporting person was granted 20,656 restricted stock units in connection with the conversion of certain equity and cash incentive awards previously granted by Honeywell International Inc. into equity awards of Garrett Motion Inc. in connection with the legal and structural separation of Garrett Motion Inc. from Honeywell International Inc. (such conversion, the "Conversion"). The restricted stock units vested or will vest, as the case may be, in equal installments on February 25, 2019 and February 25, 2020, subject to continued employment.

SEC source: 0000899243-19-005087 · doc4.xml · nonDerivative · entry 4

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,326

SEC source: 0000899243-19-005087 · doc4.xml · nonDerivative · entry 3

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On October 1, 2018, in connection with the Conversion, the reporting person was granted 19,135 restricted stock units, which vested in full on February 25, 2019.

SEC source: 0000899243-19-005087 · doc4.xml · nonDerivative · entry 2

Balis Craig · CIK 0001744473 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,279