GTIM

SEC source: 0001214659-18-007247 · marketforms-43236.xml · derivative · entry 2

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock · 2,740 shares

Expires 2021-11-16

F1 · shares: The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total amount granted over three years.

SEC source: 0001214659-18-007245 · marketforms-43235.xml · derivative · entry 4

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,687

Underlying: Common Stock · 5,804 shares

Expires 2021-11-16

F4 · shares: The reporting person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total amount granted over three years.

SEC source: 0001214659-18-007245 · marketforms-43235.xml · derivative · entry 3

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,883

Underlying: Common Stock · 5,579 shares

Expires 2028-11-16

F2 · derivative.exercise_price: The strike price of the Incentive Stock Options (Right to Buy) is set at the greater of the closing price on the date of grant or the average closing price of the preceding 90 calendar days.

F3 · shares: The reporting person was granted 5,579 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years.

SEC source: 0001214659-18-007245 · marketforms-43235.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,304

Underlying: Common Stock · 2,063 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 6,191 restricted stock units on November 16, 2016 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001214659-18-007245 · marketforms-43235.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 6,191 restricted stock units on November 16, 2016 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001214659-18-007243 · marketforms-43237.xml · derivative · entry 3

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,588

Underlying: Common Stock · 13,021 shares

Expires 2021-11-16

F3 · shares: The reporting person was granted 13,021 Restricted Stock Units vesting at 1/3 of the total amount granted over three years.

SEC source: 0001214659-18-007243 · marketforms-43237.xml · derivative · entry 2

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,567

Underlying: Common Stock · 12,876 shares

Expires 2028-11-16

F1 · derivative.exercise_price: The strike price of the Incentive Stock Options (Right to Buy) is set at the greater of the closing market price on the date of grant or the average closing price for the preceding 90 calendar days.

F2 · shares: The reporting person was granted 12,876 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 the total amount granted over five years.

SEC source: 0001214659-18-007244 · marketforms-43232.xml · derivative · entry 4

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,345

Underlying: Common Stock · 20,834 shares

Expires 2021-11-16

F4 · shares: The Reporting Person was granted 20,834 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total amount granted over three years.

SEC source: 0001214659-18-007244 · marketforms-43232.xml · derivative · entry 3

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,511

Underlying: Common Stock · 20,601 shares

Expires 2028-11-16

F2 · derivative.exercise_price: The strike price for the Incentive Stock Options granted are priced at the greater of the closing market price on the day of grant or the average closing price of the preceding 90 calendar days.

F3 · shares: The Reporting Person was granted 20,601 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total amount granted over five years.

SEC source: 0001214659-18-007244 · marketforms-43232.xml · derivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,910

Underlying: Common Stock · 6,517 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 19,551 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 19,551 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001214659-18-007244 · marketforms-43232.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 19,551 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001145839-18-000005 · primary_doc.xml · derivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock · 2,740 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GTIM common stock.

F2 · derivative.exercise_date: The restricted stock unit will vest 1/3 per year over three years from the grant date.

F2 · derivative.expiration_date: The restricted stock unit will vest 1/3 per year over three years from the grant date.

SEC source: 0001214659-18-006907 · marketforms-43096.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,847

Underlying: Common · 667 shares

Expires 2018-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents the exercise of 667 Non-Statutory Stock Options expiring on November 14, 2018.

SEC source: 0001214659-18-006907 · marketforms-43096.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Good Times Restaurants Inc. common stock acquired upon the exercise of Non-Statutory Stock Options.

SEC source: 0001214659-18-006546 · marketforms-43058.xml · derivative · entry 2

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,691

Underlying: Common Stock · 15,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: The Incentive Stock Options vests in five equal annual installments with the first installment vesting October 12, 2019.

SEC source: 0001214659-18-006545 · marketforms-43056.xml · derivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,928

Underlying: Common Stock · 15,000 shares

Expires 2028-10-12

F1 · derivative.exercise_date: The Incentive Stock Options vests in five equal annual installments with the first installment vesting October 12, 2019.

SEC source: 0001145839-18-000004 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 2,020,413

F2 · ownership.nature: In connection with the distribution described in Footnote (1) above, Reporting Persons Charles Jobson and Delta Advisors, LLC received 1,132,246 and 2,850 shares of Common Stock of the Issuer, respectively. Of the shares of Common Stock of the Issuer reported herein as owned after the transaction, 1,803,030 are held directly by Reporting Person Charles Jobson, 2,850 of are held directly by Reporting Person Delta Advisors, LLC, 208,333 shares are held by the Jobson Family Foundation, an entity controlled by Charles Jobson and 6,200 of such shares by entity of which Reporting Person Delta Advisors, LLC is the general partner. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is the principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion.

SEC source: 0001145839-18-000004 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F1 · ownership.nature: Reporting person, Delta Partners, LP, is the investment manager for two private funds, Prism Partners, L.P. and Delta Growth Master Fund LP and is deemed to have beneficial ownership. The two entities are the actual owners of the issuer. One of these funds, Prism Partners, L.P. made a pro rata distribution for no consideration of an aggregate amount of 1,363,440 shares of Common Stock of the Issuer to its partners as of September 28, 2018. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F2 · ownership.nature: In connection with the distribution described in Footnote (1) above, Reporting Persons Charles Jobson and Delta Advisors, LLC received 1,132,246 and 2,850 shares of Common Stock of the Issuer, respectively. Of the shares of Common Stock of the Issuer reported herein as owned after the transaction, 1,803,030 are held directly by Reporting Person Charles Jobson, 2,850 of are held directly by Reporting Person Delta Advisors, LLC, 208,333 shares are held by the Jobson Family Foundation, an entity controlled by Charles Jobson and 6,200 of such shares by entity of which Reporting Person Delta Advisors, LLC is the general partner. Delta Partners GP, LLC is the general partner of Delta Partners, LP. Charles Jobson, a member of the Board of Directors of Good Times Restaurants, Inc., is the principal of Delta Partners, LP and managing member of Delta Partners GP, LLC, and Delta Advisors, LLC and can be deemed to have investment discretion.

SEC source: 0001214659-18-006167 · marketforms-42974.xml · derivative · entry 2

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,691

Underlying: Restricted Stock Units · 24,691 shares

Expires 2020-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock ").

F2 · derivative.exercise_date: The reporting person was granted 37,037 Restricted Stock Units ("RSU") on September 27, 2017. These RSUs shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully-vested and nonforfeitable on the third anniversary from the grant date. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F2 · derivative.expiration_date: The reporting person was granted 37,037 Restricted Stock Units ("RSU") on September 27, 2017. These RSUs shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully-vested and nonforfeitable on the third anniversary from the grant date. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

SEC source: 0001214659-18-006167 · marketforms-42974.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock ").

SEC source: 0001214659-18-005667 · marketforms-42773.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,847

SEC source: 0001214659-18-004974 · marketforms-42578.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,402

Underlying: Common Stock · 2,123 shares

Expires 2028-07-23

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

SEC source: 0001214659-18-004974 · marketforms-42578.xml · derivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,279

Underlying: Common Stock · 5,520 shares

Expires 2025-03-13

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

F2 · derivative.exercise_date: The Incentive Stock Options vested in three equal annual installments with the first installment vesting March 13, 2016.

SEC source: 0001214659-18-004973 · marketforms-42577.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,168

Underlying: Common Stock · 4,443 shares

Expires 2028-07-23

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

SEC source: 0001214659-18-004973 · marketforms-42577.xml · derivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,725

Underlying: Common Stock · 11,553 shares

Expires 2025-03-13

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

F2 · derivative.exercise_date: The Incentive Stock Options vested in three equal annual installments with the first installment vesting March 13, 2016.

SEC source: 0001214659-18-004972 · marketforms-42579.xml · derivative · entry 4

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,928

Underlying: Common Stock · 14,811 shares

Expires 2028-07-23

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

SEC source: 0001214659-18-004972 · marketforms-42579.xml · derivative · entry 3

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,117

Underlying: Common Stock · 38,511 shares

Expires 2025-03-13

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

F3 · derivative.exercise_date: The Non-Qualified Stock Options vested in three equal annual installments with the first installment vesting March 13, 2016.

SEC source: 0001214659-18-004972 · marketforms-42579.xml · derivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,628

Underlying: Common Stock · 14,811 shares

Expires 2028-07-23

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

SEC source: 0001214659-18-004972 · marketforms-42579.xml · derivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,817

Underlying: Common Stock · 38,511 shares

Expires 2025-03-13

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

F2 · derivative.exercise_date: The Incentive Stock Options vested in three equal annual installments with the first installment vesting March 13, 2016.

SEC source: 0001214659-18-004971 · marketforms-42580.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,514

Underlying: Common Stock · 2,715 shares

Expires 2028-07-23

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

SEC source: 0001214659-18-004971 · marketforms-42580.xml · derivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,799

Underlying: Common Stock · 7,060 shares

Expires 2025-03-13

F1 · date: On July 23, 2018, the issuer canceled options of the issuer's common stock granted to the reporting person on March 13, 2015 pursuant to the issuer's option exchange program. In exchange, the reporting person received a replacement option, having an exercise price of $4.25 per share. The replacement options are fully vested upon issue.

F2 · derivative.exercise_date: The Non-Qualified Stock Options vested in three equal annual installments with the first installment vesting March 13, 2016.

SEC source: 0001214659-18-004637 · marketforms-42380.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,278

Underlying: Common Stock · 9,412 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares granted represented each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date.

SEC source: 0001214659-18-004637 · marketforms-42380.xml · derivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,866

Underlying: Common Stock · 11,424 shares

Expires 2028-06-27

F1 · derivative.exercise_date: The Incentive Stock Options vest in three equal annual installments with the first installment vesting June 27, 2019.

SEC source: 0001214659-18-004636 · marketforms-42382.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,799

Underlying: Common Stock · 5,467 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully vested and nonforfeitable on the third anniversary from the grant date.

SEC source: 0001214659-18-004636 · marketforms-42382.xml · derivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,332

Underlying: Common Stock · 7,324 shares

Expires 2028-06-27

F1 · derivative.exercise_date: The Incentive Stock Options vest in three equal annual installments with the first installment vesting June 27, 2019

SEC source: 0001214659-18-004635 · marketforms-42382.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,799

Underlying: Common Stock · 5,467 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully vested and nonforfeitable on the third anniversary from the grant date.

SEC source: 0001214659-18-004635 · marketforms-42382.xml · derivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,332

Underlying: Common Stock · 7,324 shares

Expires 2028-06-27

F1 · derivative.exercise_date: The Incentive Stock Options vest in three equal annual installments with the first installment vesting June 27, 2019

SEC source: 0001214659-18-004634 · marketforms-42381.xml · derivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,328

Underlying: Common Stock · 20,018 shares

Expires not disclosed

F2 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares granted represented each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date.

SEC source: 0001214659-18-004634 · marketforms-42381.xml · derivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,310

Underlying: Common Stock · 26,817 shares

Expires 2018-06-27

F1 · derivative.exercise_date: The Incentive Stock Options vest in three equal annual installments with the first installment vesting June 27, 2019.

SEC source: 0001214659-18-004633 · marketforms-42377.xml · derivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,059

Underlying: Common · 4,845 shares

Expires not disclosed

F1 · derivative.expiration_date: Restricted Stock Units shall vest over three years, with 1/3 of the total shares granted represented each year beginning one year from date of grant and become fully vested and nonforfeitable on the third anniversary from the grant date.

SEC source: 0001214659-18-003864 · marketforms-42037.xml · nonDerivative · entry 6

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,537

SEC source: 0001214659-18-003864 · marketforms-42037.xml · nonDerivative · entry 5

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,427

SEC source: 0001214659-18-003864 · marketforms-42037.xml · nonDerivative · entry 4

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,127

SEC source: 0001214659-18-003864 · marketforms-42037.xml · nonDerivative · entry 3

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,927

SEC source: 0001214659-18-003864 · marketforms-42037.xml · nonDerivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,327

SEC source: 0001214659-18-003864 · marketforms-42037.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,927

SEC source: 0001214659-18-002169 · marketforms-41502.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

SEC source: 0001145839-18-000003 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,784

F2 · ownership.direct: In connection with the distribution described in Footnote (1) above, Charles Jobson acquired ownership of 670,784 shares of Common Stock described in Footnote (1) above. This transfer did not alter the total amount of shares of Common Stock of the Issuer held in the aggregate, but the Reporting Persons, each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners GP, LLC, Prism Partners, L.P. and Charles Jobson, as well as the Jobson Family Foundation disclaim Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

SEC source: 0001145839-18-000003 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · 10% owner

Delta Partners GP, LLC · CIK 0001687954 · 10% owner

PRISM PARTNERS, L.P. · CIK 0001086234 · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,248,757

F1 · ownership.direct: Reporting person, Delta Partners, LP made a distribution for no consideration of 670,784 shares of Common Stock of the Issuer to Reporting Person, Charles Jobson.

SEC source: 0001144204-18-010858 · tv487151_4.xml · nonDerivative · entry 2

STETSON ROBERT J · CIK 0001254073 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By SLKW Investments LLC

Disclosed balance after: 48,817

F1 · ownership.nature: The reporting person is the managing member and is a beneficial owner of SLKW Investments LLC.