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Nasdaq · USD

GTIM

Good Times Restaurants Inc.

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7779
SEC CIK
0000825324
Parsed reports
256

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
Zink Ryan MActing CEO, CFO, Treasurer
Exercise / conversionCommon Stock 4,340 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007313 · marketforms-46354.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into common stock (the "Converted Common Stock. The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · derivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Common Stock · 1,934 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Units · Derivative 2,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · derivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,063 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · nonDerivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:14 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 2,063 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007312 · marketforms-46369.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007309 · marketforms-46366.xml · derivative · entry 5

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 1,827 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007309 · marketforms-46366.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
Maceda JasonDirector
Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007310 · marketforms-46371.xml · derivative · entry 2

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 1,827 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
Maceda JasonDirector
Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007310 · marketforms-46371.xml · nonDerivative · entry 1

Maceda Jason · CIK 0001712351 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into common stock. The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 1,934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007308 · marketforms-46357.xml · derivative · entry 6

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

Underlying: Common Stock · 1,934 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007308 · marketforms-46357.xml · derivative · entry 5

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,063 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
KNUTSON SUSAN MController, Corp Secretary
Tax withholdingCommon Stock 663 $1.74 $1,153.62
Disclosure

SEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 4

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,106

F2 · kind: Represents shares withheld to cover the exercise price of the options exercised.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 3

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F3 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
KNUTSON SUSAN MController, Corp Secretary
Tax withholdingCommon Stock 707 $1.74 $1,230.18
Disclosure

SEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,835

F2 · kind: Represents shares withheld to cover the exercise price of the options exercised.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 20:13 UTC
KNUTSON SUSAN MController, Corp Secretary
Exercise / conversionCommon Stock 2,063 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 21, 2019 15:52 UTC Exercise / conversionRestricted Stock Units · Derivative 913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007325 · marketforms-46382.xml · derivative · entry 3

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827

Underlying: Common Stock · 913 shares

Expires 2021-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Nov 21, 2019 15:52 UTC Exercise / conversionCommon Stock 913 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007325 · marketforms-46382.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 18, 2019 Filed Jul 2, 2020 00:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-006033 · marketforms-49149.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615

Underlying: Common Stock · 1,615 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock.

F2 · derivative.exercise_date: The Reporting Person was granted 4,865 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 20:37 UTC
Zink Ryan MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006104 · marketforms-45833.xml · derivative · entry 3

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,366

Underlying: Common Stock · 12,345 shares

Expires 2020-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person was granted 37,037 Restricted Stock Units ("RSU") on September 27, 2017. These RSUs shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully-vested and nonforfeitable on the third anniversary from the grant date. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F3 · derivative.expiration_date: The reporting person was granted 37,037 Restricted Stock Units ("RSU") on September 27, 2017. These RSUs shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully-vested and nonforfeitable on the third anniversary from the grant date. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 20:37 UTC
Zink Ryan MChief Financial Officer
Tax withholdingCommon Stock 3,467 $1.62 $5,616.54
Disclosure

SEC source: 0001214659-19-006104 · marketforms-45833.xml · nonDerivative · entry 2

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,225

F2 · kind: Represents shares withheld to cover the exercise price of the options exercised.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 20:37 UTC
Zink Ryan MChief Financial Officer
Exercise / conversionCommon Stock 12,346 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006104 · marketforms-45833.xml · nonDerivative · entry 1

Zink Ryan M · CIK 0001714035 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock ").

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC
HOBACK BOYD EDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 6,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004396 · marketforms-45241.xml · derivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,598

Underlying: Restricted Stock Units · 6,672 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 20,018 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 20,018 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC
HOBACK BOYD EDirector · President, CEO
Exercise / conversionCommon Stock 6,672 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004396 · marketforms-45241.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 20,018 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC
KNUTSON SUSAN MController
Exercise / conversionRestricted Stock Units · Derivative 1,822 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004397 · marketforms-45242.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,119

Underlying: Restricted Stock Units · 1,822 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC
KNUTSON SUSAN MController
Exercise / conversionCommon 1,822 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004397 · marketforms-45242.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,615 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004395 · marketforms-45238.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,664

Underlying: Restricted Stock Units · 1,615 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC Exercise / conversionCommon Stock 1,615 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004395 · marketforms-45238.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004394 · marketforms-45239.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,703

Underlying: Restricted Stock Units · 3,137 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 14:00 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004394 · marketforms-45239.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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May 21, 2019 Filed May 22, 2019 14:36 UTC OtherCommon Stock 22,481 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003746 · marketforms-45016.xml · nonDerivative · entry 1

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,375

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May 08, 2019 Filed May 10, 2019 15:48 UTC
JOBSON CHARLES EDirector · 10% owner
OtherCommon Stock 5,468 $2.26 $12,357.68
Disclosure

SEC source: 0001145839-19-000004 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019,577

F2 · balance_after: In connection with the distribution described in Footnote (1), reporting person Charles Jobson received 5,468 shares making his direct ownership 2,019,577 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Delta Advisors now owns 0 shares of the issuer. Charles Jobson, a member of the Board of Directors of the Issuer, is the managing member and principal owner of Delta Advisors, LLC.

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May 08, 2019 Filed May 10, 2019 15:48 UTC
JOBSON CHARLES EDirector · 10% owner
OtherCommon Stock 5,468 $2.26 $12,357.68
Disclosure

SEC source: 0001145839-19-000004 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

Delta Advisors, LLC · CIK 0001690978 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · ownership.direct: In connection with the liquidation of Delta Advisors, LLC, reporting person, Delta Advisors, LLC, distributed for no consideration an amount of 5,468 shares of Common Stock of the Issuer to Charles Jobson, the principal owner of Delta Advisors and managing member. Price of the shares reflects the close price as of May 7, 2019.

F2 · ownership.direct: In connection with the distribution described in Footnote (1), reporting person Charles Jobson received 5,468 shares making his direct ownership 2,019,577 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Delta Advisors now owns 0 shares of the issuer. Charles Jobson, a member of the Board of Directors of the Issuer, is the managing member and principal owner of Delta Advisors, LLC.

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December 31, 2018 Filed Jan 3, 2019 15:59 UTC
JOBSON CHARLES EDirector · 10% owner
OtherCommon Stock 5,364 $2.50 $13,410.00
Disclosure

SEC source: 0001145839-19-000001 · primary_doc.xml · nonDerivative · entry 2

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · Affiliate

Delta Advisors, LLC · CIK 0001690978 · Affiliate

Delta Partners GP, LLC · CIK 0001687954 · Affiliate

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 2,019,577

F2 · ownership.nature: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion.

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December 31, 2018 Filed Jan 3, 2019 15:59 UTC
JOBSON CHARLES EDirector · 10% owner
OtherCommon Stock 6,200 $2.50 $15,500.00
Disclosure

SEC source: 0001145839-19-000001 · primary_doc.xml · nonDerivative · entry 1

JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner

DELTA PARTNERS LP · CIK 0001145839 · Affiliate

Delta Advisors, LLC · CIK 0001690978 · Affiliate

Delta Partners GP, LLC · CIK 0001687954 · Affiliate

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Footnote

Disclosed balance after: 0

F1 · ownership.nature: Reporting Person, Delta Partners, LP, is the investment manager for private funds, Delta Growth Master Fund LP and Delta Growth Partners, LP, and is deemed to have beneficial ownership. Delta Growth Partners, LP, through master fund Delta Growth Master Fund, LP, the actual owner of the shares, made a pro rata distribution for no consideration of an aggregate amount of 6,200 shares of Common Stock of the Issuer to its partners as of December 31, 2018. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners, GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest.

F2 · ownership.nature: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion.

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November 23, 2018 Filed Nov 27, 2018 17:31 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,985 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007294 · marketforms-43248.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,840

Underlying: Restricted Stock Units · 1,985 shares

Expires 2018-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 17:31 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007294 · marketforms-43248.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 17:30 UTC
HOBACK BOYD EDirector · President, CEO
Exercise / conversionRestricted Stock Units · Derivative 4,075 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007293 · marketforms-43249.xml · derivative · entry 2

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,270

Underlying: Restricted Stock Units · 4,075 shares

Expires 2018-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 12,227 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 12,227 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 17:30 UTC
HOBACK BOYD EDirector · President, CEO
Exercise / conversionCommon Stock 4,075 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007293 · marketforms-43249.xml · nonDerivative · entry 1

HOBACK BOYD E · CIK 0001073808 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 12,227 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 17:30 UTC
KNUTSON SUSAN MController
Exercise / conversionRestricted Stock Units · Derivative 1,746 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007292 · marketforms-43246.xml · derivative · entry 2

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,941

Underlying: Restricted Stock Units · 1,746 shares

Expires 2018-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

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November 23, 2018 Filed Nov 27, 2018 17:30 UTC
KNUTSON SUSAN MController
Exercise / conversionCommon 1,746 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007292 · marketforms-43246.xml · nonDerivative · entry 1

KNUTSON SUSAN M · CIK 0001171328 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 17:30 UTC Exercise / conversionRestricted Stock Units · Derivative 441 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007291 · marketforms-43247.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,279

Underlying: Restricted Stock Units · 441 shares

Expires 2018-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 1,324 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 1,324 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 17:30 UTC Exercise / conversionCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007291 · marketforms-43247.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 1,324 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 18:03 UTC GrantRestricted Stock Units · Derivative 2,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007253 · marketforms-43243.xml · derivative · entry 5

STETSON ROBERT J · CIK 0001254073 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Restricted Stock Units · 2,740 shares

Expires 2021-11-16

F4 · shares: The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total amount granted over three years.

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November 16, 2018 Filed Nov 20, 2018 16:24 UTC GrantRestricted Stock Unit · Derivative 2,740 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007248 · marketforms-43231.xml · derivative · entry 3

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,720

Underlying: Common Stock · 2,740 shares

Expires 2021-11-16

F2 · shares: The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC Exercise / conversionRestricted Stock Units · Derivative 1,867 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007248 · marketforms-43231.xml · derivative · entry 2

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,980

Underlying: Common Stock · 1,866 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC Exercise / conversionCommon Stock 1,867 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007248 · marketforms-43231.xml · nonDerivative · entry 1

BAILEY GEOFFREY R · CIK 0001048941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC
LEFEVER SCOTTVice President of Operations
GrantRestricted Stock Units · Derivative 9,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 4

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,825

Underlying: Common Stock · 9,556 shares

Expires 2021-11-16

F4 · shares: The reporting person was granted 9,556 Restricted Stock Units on November 16, 2018 vesting at 1/3 the total amount granted over three years.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC
LEFEVER SCOTTVice President of Operations
GrantIncentive Stock Options (Right to Buy) · Derivative 8,703 $4.66 Strike: $4.66 $40,555.98
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 3

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,269

Underlying: Common Stock · 8,703 shares

Expires 2028-11-16

F2 · derivative.exercise_price: The strike price of Incentive Stock Options (Right to Buy) are set at the greater of the closing price on the date of grant or the average closing price of the preceding 90 calendar days.

F3 · shares: The reporting person was granted 8,703 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total granted amount over five years.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,933 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 2

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,566

Underlying: Common Stock · 2,933 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:24 UTC
LEFEVER SCOTTVice President of Operations
Exercise / conversionCommon Stock 2,933 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-007246 · marketforms-43234.xml · nonDerivative · entry 1

LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.