Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2019 Filed Nov 20, 2019 20:14 UTC |
Zink Ryan MActing CEO, CFO, Treasurer
|
Exercise / conversionCommon Stock | 4,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007313 · marketforms-46354.xml · nonDerivative · entry 1 Zink Ryan M · CIK 0001714035 · Acting CEO, CFO, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into common stock (the "Converted Common Stock. The Reporting Person was granted 13,021 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:14 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 1,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007312 · marketforms-46369.xml · derivative · entry 4 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Underlying: Common Stock · 1,934 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:14 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 2,063 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007312 · marketforms-46369.xml · derivative · entry 3 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,063 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:14 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007312 · marketforms-46369.xml · nonDerivative · entry 2 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F2 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 9,566 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:14 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionCommon Stock | 2,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007312 · marketforms-46369.xml · nonDerivative · entry 1 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
STETSON ROBERT JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 913 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007309 · marketforms-46366.xml · derivative · entry 5 STETSON ROBERT J · CIK 0001254073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827 Underlying: Common Stock · 1,827 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
STETSON ROBERT JDirector
|
Exercise / conversionCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007309 · marketforms-46366.xml · nonDerivative · entry 1 STETSON ROBERT J · CIK 0001254073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
Maceda JasonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 913 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007310 · marketforms-46371.xml · derivative · entry 2 Maceda Jason · CIK 0001712351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827 Underlying: Common Stock · 1,827 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
Maceda JasonDirector
|
Exercise / conversionCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007310 · marketforms-46371.xml · nonDerivative · entry 1 Maceda Jason · CIK 0001712351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into common stock. The Reporting Person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
KNUTSON SUSAN MController, Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 1,934 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · derivative · entry 6 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Underlying: Common Stock · 1,934 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
KNUTSON SUSAN MController, Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 2,063 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · derivative · entry 5 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,063 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
KNUTSON SUSAN MController, Corp Secretary
|
Tax withholdingCommon Stock | 663 | $1.74 | $1,153.62 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 4 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,106 F2 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
KNUTSON SUSAN MController, Corp Secretary
|
Exercise / conversionCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 3 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F3 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 5,804 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
KNUTSON SUSAN MController, Corp Secretary
|
Tax withholdingCommon Stock | 707 | $1.74 | $1,230.18 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,835 F2 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 20:13 UTC |
KNUTSON SUSAN MController, Corp Secretary
|
Exercise / conversionCommon Stock | 2,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007308 · marketforms-46357.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller, Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The Reporting Person was granted 6,191 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 15:52 UTC |
JOBSON CHARLES EDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 913 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007325 · marketforms-46382.xml · derivative · entry 3 JOBSON CHARLES E · CIK 0001232587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827 Underlying: Common Stock · 913 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Nov 21, 2019 15:52 UTC |
JOBSON CHARLES EDirector
|
Exercise / conversionCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007325 · marketforms-46382.xml · nonDerivative · entry 1 JOBSON CHARLES E · CIK 0001232587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,015,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 18, 2019 Filed Jul 2, 2020 00:00 UTC |
BAILEY GEOFFREY RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-006033 · marketforms-49149.xml · derivative · entry 2 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,615 Underlying: Common Stock · 1,615 shares Expires 2021-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. F2 · derivative.exercise_date: The Reporting Person was granted 4,865 Restricted Stock Units ("RSU") on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 20:37 UTC |
Zink Ryan MChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006104 · marketforms-45833.xml · derivative · entry 3 Zink Ryan M · CIK 0001714035 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,366 Underlying: Common Stock · 12,345 shares Expires 2020-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The reporting person was granted 37,037 Restricted Stock Units ("RSU") on September 27, 2017. These RSUs shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully-vested and nonforfeitable on the third anniversary from the grant date. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F3 · derivative.expiration_date: The reporting person was granted 37,037 Restricted Stock Units ("RSU") on September 27, 2017. These RSUs shall vest over three years, with 1/3 of the total shares issued each year beginning one year from date of grant and becoming fully-vested and nonforfeitable on the third anniversary from the grant date. Such RSUs were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 20:37 UTC |
Zink Ryan MChief Financial Officer
|
Tax withholdingCommon Stock | 3,467 | $1.62 | $5,616.54 |
DisclosureSEC source: 0001214659-19-006104 · marketforms-45833.xml · nonDerivative · entry 2 Zink Ryan M · CIK 0001714035 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,225 F2 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| September 27, 2019 Filed Sep 30, 2019 20:37 UTC |
Zink Ryan MChief Financial Officer
|
Exercise / conversionCommon Stock | 12,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006104 · marketforms-45833.xml · nonDerivative · entry 1 Zink Ryan M · CIK 0001714035 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion upon vesting of Restricted Stock Units ("RSU") into common stock (the "Converted Common Stock "). Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
HOBACK BOYD EDirector · President, CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004396 · marketforms-45241.xml · derivative · entry 2 HOBACK BOYD E · CIK 0001073808 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,598 Underlying: Restricted Stock Units · 6,672 shares Expires 2021-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 20,018 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 20,018 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
HOBACK BOYD EDirector · President, CEO
|
Exercise / conversionCommon Stock | 6,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004396 · marketforms-45241.xml · nonDerivative · entry 1 HOBACK BOYD E · CIK 0001073808 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 20,018 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
KNUTSON SUSAN MController
|
Exercise / conversionRestricted Stock Units · Derivative | 1,822 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004397 · marketforms-45242.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,119 Underlying: Restricted Stock Units · 1,822 shares Expires 2021-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
KNUTSON SUSAN MController
|
Exercise / conversionCommon | 1,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004397 · marketforms-45242.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,467 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
BAILEY GEOFFREY RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,615 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004395 · marketforms-45238.xml · derivative · entry 2 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,664 Underlying: Restricted Stock Units · 1,615 shares Expires 2021-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
BAILEY GEOFFREY RDirector
|
Exercise / conversionCommon Stock | 1,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004395 · marketforms-45238.xml · nonDerivative · entry 1 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 4,865 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 3,137 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004394 · marketforms-45239.xml · derivative · entry 2 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,703 Underlying: Restricted Stock Units · 3,137 shares Expires 2021-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 14:00 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionCommon Stock | 3,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004394 · marketforms-45239.xml · nonDerivative · entry 1 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 9,412 Restricted Stock Units on June 27, 2018 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| May 21, 2019 Filed May 22, 2019 14:36 UTC |
STETSON ROBERT JDirector
|
OtherCommon Stock | 22,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-003746 · marketforms-45016.xml · nonDerivative · entry 1 STETSON ROBERT J · CIK 0001254073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,375 Read SEC document |
| May 08, 2019 Filed May 10, 2019 15:48 UTC |
JOBSON CHARLES EDirector · 10% owner
Delta Advisors, LLC10% owner
|
OtherCommon Stock | 5,468 | $2.26 | $12,357.68 |
DisclosureSEC source: 0001145839-19-000004 · primary_doc.xml · nonDerivative · entry 2 JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner Delta Advisors, LLC · CIK 0001690978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,019,577 F2 · balance_after: In connection with the distribution described in Footnote (1), reporting person Charles Jobson received 5,468 shares making his direct ownership 2,019,577 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Delta Advisors now owns 0 shares of the issuer. Charles Jobson, a member of the Board of Directors of the Issuer, is the managing member and principal owner of Delta Advisors, LLC. Read SEC document |
| May 08, 2019 Filed May 10, 2019 15:48 UTC |
JOBSON CHARLES EDirector · 10% owner
Delta Advisors, LLC10% owner
|
OtherCommon Stock | 5,468 | $2.26 | $12,357.68 |
DisclosureSEC source: 0001145839-19-000004 · primary_doc.xml · nonDerivative · entry 1 JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner Delta Advisors, LLC · CIK 0001690978 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: In connection with the liquidation of Delta Advisors, LLC, reporting person, Delta Advisors, LLC, distributed for no consideration an amount of 5,468 shares of Common Stock of the Issuer to Charles Jobson, the principal owner of Delta Advisors and managing member. Price of the shares reflects the close price as of May 7, 2019. F2 · ownership.direct: In connection with the distribution described in Footnote (1), reporting person Charles Jobson received 5,468 shares making his direct ownership 2,019,577 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Delta Advisors now owns 0 shares of the issuer. Charles Jobson, a member of the Board of Directors of the Issuer, is the managing member and principal owner of Delta Advisors, LLC. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 15:59 UTC |
JOBSON CHARLES EDirector · 10% owner
DELTA PARTNERS LPAffiliate
Delta Advisors, LLCAffiliate
Delta Partners GP, LLCAffiliate
|
OtherCommon Stock | 5,364 | $2.50 | $13,410.00 |
DisclosureSEC source: 0001145839-19-000001 · primary_doc.xml · nonDerivative · entry 2 JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner DELTA PARTNERS LP · CIK 0001145839 · Affiliate Delta Advisors, LLC · CIK 0001690978 · Affiliate Delta Partners GP, LLC · CIK 0001687954 · Affiliate Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 2,019,577 F2 · ownership.nature: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 15:59 UTC |
JOBSON CHARLES EDirector · 10% owner
DELTA PARTNERS LPAffiliate
Delta Advisors, LLCAffiliate
Delta Partners GP, LLCAffiliate
|
OtherCommon Stock | 6,200 | $2.50 | $15,500.00 |
DisclosureSEC source: 0001145839-19-000001 · primary_doc.xml · nonDerivative · entry 1 JOBSON CHARLES E · CIK 0001232587 · Director · 10% owner DELTA PARTNERS LP · CIK 0001145839 · Affiliate Delta Advisors, LLC · CIK 0001690978 · Affiliate Delta Partners GP, LLC · CIK 0001687954 · Affiliate Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Footnote Disclosed balance after: 0 F1 · ownership.nature: Reporting Person, Delta Partners, LP, is the investment manager for private funds, Delta Growth Master Fund LP and Delta Growth Partners, LP, and is deemed to have beneficial ownership. Delta Growth Partners, LP, through master fund Delta Growth Master Fund, LP, the actual owner of the shares, made a pro rata distribution for no consideration of an aggregate amount of 6,200 shares of Common Stock of the Issuer to its partners as of December 31, 2018. Each of Delta Partners, LP, Delta Advisors, LLC, Delta Partners, GP, LLC and Charles Jobson disclaims Section 16 beneficial ownership except to the extent, if any, of their pecuniary interest. F2 · ownership.nature: In connection with the distribution described in Footnote (1), Reporting Person Charles Jobson received an aggregate of 2,746 shares of Common Stock of the Issuer making his direct ownership 2,014,109 shares, which includes 208,333 common shares held by the Jobson Family Foundation, an entity controlled by Mr. Jobson. Reporting Person, Delta Advisors, LLC, received an aggregate of 2,618 shares of Common Stock making its direct ownership 5,468 shares. Charles Jobson, a member of the Board of Directors of the Issuer, is the principal of Delta Partners and managing member of Delta Partners GP, and Delta Advisors and can be deemed to have investment discretion. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:31 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,985 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007294 · marketforms-43248.xml · derivative · entry 2 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,840 Underlying: Restricted Stock Units · 1,985 shares Expires 2018-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:31 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionCommon Stock | 1,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007294 · marketforms-43248.xml · nonDerivative · entry 1 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,955 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC |
HOBACK BOYD EDirector · President, CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 4,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007293 · marketforms-43249.xml · derivative · entry 2 HOBACK BOYD E · CIK 0001073808 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,270 Underlying: Restricted Stock Units · 4,075 shares Expires 2018-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 12,227 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 12,227 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC |
HOBACK BOYD EDirector · President, CEO
|
Exercise / conversionCommon Stock | 4,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007293 · marketforms-43249.xml · nonDerivative · entry 1 HOBACK BOYD E · CIK 0001073808 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 12,227 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC |
KNUTSON SUSAN MController
|
Exercise / conversionRestricted Stock Units · Derivative | 1,746 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007292 · marketforms-43246.xml · derivative · entry 2 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,941 Underlying: Restricted Stock Units · 1,746 shares Expires 2018-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC |
KNUTSON SUSAN MController
|
Exercise / conversionCommon | 1,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007292 · marketforms-43246.xml · nonDerivative · entry 1 KNUTSON SUSAN M · CIK 0001171328 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 5,240 restricted stock units on November 23, 2015 vesting at 1/3 of the total amount granted over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC |
BAILEY GEOFFREY RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 441 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007291 · marketforms-43247.xml · derivative · entry 2 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,279 Underlying: Restricted Stock Units · 441 shares Expires 2018-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 1,324 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. F1 · derivative.exercise_date: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 1,324 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 17:30 UTC |
BAILEY GEOFFREY RDirector
|
Exercise / conversionCommon Stock | 441 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007291 · marketforms-43247.xml · nonDerivative · entry 1 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 1,324 Restricted Stock Units on November 23, 2015 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 18:03 UTC |
STETSON ROBERT JDirector
|
GrantRestricted Stock Units · Derivative | 2,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007253 · marketforms-43243.xml · derivative · entry 5 STETSON ROBERT J · CIK 0001254073 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,740 Underlying: Restricted Stock Units · 2,740 shares Expires 2021-11-16 F4 · shares: The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total amount granted over three years. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:24 UTC |
BAILEY GEOFFREY RDirector
|
GrantRestricted Stock Unit · Derivative | 2,740 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007248 · marketforms-43231.xml · derivative · entry 3 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,720 Underlying: Common Stock · 2,740 shares Expires 2021-11-16 F2 · shares: The reporting person was granted 2,740 Restricted Stock Units on November 16, 2018 vesting at 1/3 of the total granted amount over three years. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:24 UTC |
BAILEY GEOFFREY RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,867 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007248 · marketforms-43231.xml · derivative · entry 2 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,980 Underlying: Common Stock · 1,866 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:24 UTC |
BAILEY GEOFFREY RDirector
|
Exercise / conversionCommon Stock | 1,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007248 · marketforms-43231.xml · nonDerivative · entry 1 BAILEY GEOFFREY R · CIK 0001048941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into common stock. The reporting person was granted 5,600 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:24 UTC |
LEFEVER SCOTTVice President of Operations
|
GrantRestricted Stock Units · Derivative | 9,556 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 4 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,825 Underlying: Common Stock · 9,556 shares Expires 2021-11-16 F4 · shares: The reporting person was granted 9,556 Restricted Stock Units on November 16, 2018 vesting at 1/3 the total amount granted over three years. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:24 UTC |
LEFEVER SCOTTVice President of Operations
|
GrantIncentive Stock Options (Right to Buy) · Derivative | 8,703 | $4.66 Strike: $4.66 | $40,555.98 |
DisclosureSEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 3 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,269 Underlying: Common Stock · 8,703 shares Expires 2028-11-16 F2 · derivative.exercise_price: The strike price of Incentive Stock Options (Right to Buy) are set at the greater of the closing price on the date of grant or the average closing price of the preceding 90 calendar days. F3 · shares: The reporting person was granted 8,703 Incentive Stock Options (Right to Buy) on November 16, 2018 vesting at 1/5 of the total granted amount over five years. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:24 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007246 · marketforms-43234.xml · derivative · entry 2 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,566 Underlying: Common Stock · 2,933 shares Expires 2019-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 16:24 UTC |
LEFEVER SCOTTVice President of Operations
|
Exercise / conversionCommon Stock | 2,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-007246 · marketforms-43234.xml · nonDerivative · entry 1 LEFEVER SCOTT · CIK 0001048942 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of Restricted Stock Units into Common Stock. The reporting person was granted 8,800 Restricted Stock Units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such Restricted Stock Units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.