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GTES

Gates Industrial Corp Ltd.

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3767
SEC CIK
0001718512
Parsed reports
369

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2021 Filed Feb 26, 2021 17:43 UTC
Mallard Lawrence BChief Financial Officer
Tax withholdingOrdinary Shares 3,004 $17.87 $53,681.48
Disclosure

SEC source: 0001062993-21-002034 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,771

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 17:43 UTC
Mallard Lawrence BChief Financial Officer
Exercise / conversionOrdinary Shares 9,774 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002034 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
GASTON ROGER CExecutive VP Human Resources
Exercise / conversionTime-Based Restricted Stock Units · Derivative 4,143 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001973 · form4.xml · derivative · entry 6

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,511

Underlying: Ordinary Shares · 4,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
GASTON ROGER CExecutive VP Human Resources
Exercise / conversionTime-Based Restricted Stock Units · Derivative 5,683 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001973 · form4.xml · derivative · entry 5

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,654

Underlying: Ordinary Shares · 5,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
GASTON ROGER CExecutive VP Human Resources
Tax withholdingOrdinary Shares 1,176 $16.99 $19,980.24
Disclosure

SEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 4

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,339

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
GASTON ROGER CExecutive VP Human Resources
Exercise / conversionOrdinary Shares 4,143 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 3

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
GASTON ROGER CExecutive VP Human Resources
Tax withholdingOrdinary Shares 1,902 $16.99 $32,314.98
Disclosure

SEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 2

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,372

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
GASTON ROGER CExecutive VP Human Resources
Exercise / conversionOrdinary Shares 5,683 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 1

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:50 UTC
Jurek IvoDirector · Chief Exec Officer & Director
Exercise / conversionTime-Based Restricted Stock Units · Derivative 30,073 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001971 · form4.xml · derivative · entry 6

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,383

Underlying: Ordinary Shares · 30,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:50 UTC
Jurek IvoDirector · Chief Exec Officer & Director
Exercise / conversionTime-Based Restricted Stock Units · Derivative 30,654 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001971 · form4.xml · derivative · entry 5

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,456

Underlying: Ordinary Shares · 30,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:50 UTC
Jurek IvoDirector · Chief Exec Officer & Director
Tax withholdingOrdinary Shares 9,408 $16.99 $159,841.92
Disclosure

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 4

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,923

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:50 UTC
Jurek IvoDirector · Chief Exec Officer & Director
Exercise / conversionOrdinary Shares 30,073 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 3

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:50 UTC
Jurek IvoDirector · Chief Exec Officer & Director
Tax withholdingOrdinary Shares 8,854 $16.99 $150,429.46
Disclosure

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,258

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:50 UTC
Jurek IvoDirector · Chief Exec Officer & Director
Exercise / conversionOrdinary Shares 30,654 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001971 · form4.xml · nonDerivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Exec Officer & Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
LIFSEY WALTERChief Operating Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 10,371 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · derivative · entry 6

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,415

Underlying: Ordinary Shares · 10,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
LIFSEY WALTERChief Operating Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 14,021 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · derivative · entry 5

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,786

Underlying: Ordinary Shares · 14,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
LIFSEY WALTERChief Operating Officer
Tax withholdingOrdinary Shares 3,002 $16.99 $51,003.98
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 4

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,676

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
LIFSEY WALTERChief Operating Officer
Exercise / conversionOrdinary Shares 10,371 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
LIFSEY WALTERChief Operating Officer
Tax withholdingOrdinary Shares 4,155 $16.99 $70,593.45
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,307

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC
LIFSEY WALTERChief Operating Officer
Exercise / conversionOrdinary Shares 14,021 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:51 UTC
Gawronski GrantEVP & Chief Commercial Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 10,345 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001974 · form4.xml · derivative · entry 6

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,321

Underlying: Ordinary Shares · 10,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:51 UTC
Gawronski GrantEVP & Chief Commercial Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 13,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001974 · form4.xml · derivative · entry 5

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,666

Underlying: Ordinary Shares · 13,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:51 UTC
Gawronski GrantEVP & Chief Commercial Officer
Tax withholdingOrdinary Shares 2,628 $16.99 $44,649.72
Disclosure

SEC source: 0001062993-21-001974 · form4.xml · nonDerivative · entry 4

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,694

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:51 UTC
Gawronski GrantEVP & Chief Commercial Officer
Exercise / conversionOrdinary Shares 10,345 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001974 · form4.xml · nonDerivative · entry 3

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:51 UTC
Gawronski GrantEVP & Chief Commercial Officer
Tax withholdingOrdinary Shares 3,690 $16.99 $62,693.10
Disclosure

SEC source: 0001062993-21-001974 · form4.xml · nonDerivative · entry 2

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,977

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:51 UTC
Gawronski GrantEVP & Chief Commercial Officer
Exercise / conversionOrdinary Shares 13,986 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001974 · form4.xml · nonDerivative · entry 1

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:50 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001972 · form4.xml · derivative · entry 6

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,008

Underlying: Ordinary Shares · 1,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:50 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,420 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001972 · form4.xml · derivative · entry 5

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,172

Underlying: Ordinary Shares · 1,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:50 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Tax withholdingOrdinary Shares 399 $16.99 $6,779.01
Disclosure

SEC source: 0001062993-21-001972 · form4.xml · nonDerivative · entry 4

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:50 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Exercise / conversionOrdinary Shares 1,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001972 · form4.xml · nonDerivative · entry 3

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:50 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Tax withholdingOrdinary Shares 487 $16.99 $8,274.13
Disclosure

SEC source: 0001062993-21-001972 · form4.xml · nonDerivative · entry 2

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,661

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:50 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Exercise / conversionOrdinary Shares 1,420 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001972 · form4.xml · nonDerivative · entry 1

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:48 UTC Tax withholdingOrdinary Shares 6 $16.99 $101.94
Disclosure

SEC source: 0001062993-21-001969 · form4.xml · nonDerivative · entry 1

Mains Stephanie K. · CIK 0001766980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,119

F1 · shares: Represents ordinary shares withheld by the Company to satisfy payment of par value upon vesting of previously granted time-based restricted stock units (TBRSUs) in accordance with U.K. corporate law.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:49 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,936 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001970 · form4.xml · derivative · entry 6

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,272

Underlying: Ordinary Shares · 1,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:49 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 2,778 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001970 · form4.xml · derivative · entry 5

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,208

Underlying: Ordinary Shares · 2,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:49 UTC
Wisniewski David MChief Accounting Officer
Tax withholdingOrdinary Shares 663 $16.99 $11,264.37
Disclosure

SEC source: 0001062993-21-001970 · form4.xml · nonDerivative · entry 4

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,066

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:49 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionOrdinary Shares 1,936 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001970 · form4.xml · nonDerivative · entry 3

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:49 UTC
Wisniewski David MChief Accounting Officer
Tax withholdingOrdinary Shares 952 $16.99 $16,174.48
Disclosure

SEC source: 0001062993-21-001970 · form4.xml · nonDerivative · entry 2

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,793

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:49 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionOrdinary Shares 2,778 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001970 · form4.xml · nonDerivative · entry 1

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:48 UTC Tax withholdingOrdinary Shares 6 $16.99 $101.94
Disclosure

SEC source: 0001062993-21-001968 · form4.xml · nonDerivative · entry 1

Ireland James W · CIK 0001757986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,435

F1 · shares: Represents ordinary shares withheld by the Company to satisfy payment of par value upon vesting of previously granted time-based restricted stock units (TBRSUs) in accordance with U.K. corporate law.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 21:44 UTC
Gawronski GrantEVP & Chief Commercial Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 25,432 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-006111 · form4.xml · derivative · entry 3

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,652

Underlying: Ordinary Shares · 25,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F3 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F3 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 21:44 UTC
Gawronski GrantEVP & Chief Commercial Officer
Tax withholdingOrdinary Shares 6,530 $12.79 $83,518.70
Disclosure

SEC source: 0001062993-20-006111 · form4.xml · nonDerivative · entry 2

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,681

Read SEC document
December 04, 2020 Filed Dec 7, 2020 21:44 UTC
Gawronski GrantEVP & Chief Commercial Officer
Exercise / conversionOrdinary Shares 25,432 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-006111 · form4.xml · nonDerivative · entry 1

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 21:32 UTC
Mallard Lawrence BEVP & Chief Financial Officer
GrantOrdinary Shares 1 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-004074 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F1 · shares: Share was originally issued by the Issuer to its former General Counsel in connection with a capital reduction approved by shareholders and undertaken in 2019 and subsequently transferred to the reporting person.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:56 UTC GrantOrdinary Shares 12,664 $0.00 $0.00
Disclosure

SEC source: 0001708005-20-000004 · edgar.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,664

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
May 22, 2020 Filed May 26, 2020 18:54 UTC PurchaseOrdinary Shares 13,000 $9.56 $124,280.00
Disclosure

SEC source: 0000899243-20-014234 · doc4.xml · nonDerivative · entry 2

Omaha Aggregator (Cayman) L.P. · CIK 0001779290 · 10% owner

Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. · CIK 0001728671 · 10% owner

Blackstone Capital Partners (Cayman) VI L.P. · CIK 0001728672 · 10% owner

Blackstone GTS Co-Invest L.P. · CIK 0001611508 · 10% owner

BTO Omaha Holdings L.P. · CIK 0001728643 · 10% owner

Blackstone Management Associates (Cayman) VI L.P. · CIK 0001728669 · 10% owner

BCP VI GP L.L.C. · CIK 0001728673 · 10% owner

Blackstone LR Associates (Cayman) VI Ltd. · CIK 0001728824 · 10% owner

BTO Omaha Manager L.L.C. · CIK 0001728642 · 10% owner

Blackstone Tactical Opportunities Management Associates (Cayman) L.P. · CIK 0001728665 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,402,208

F13 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.48 to $9.70, inclusive.

F2 · ownership.nature: Reflects securities held directly by Omaha Aggregator (Cayman) L.P.

F6 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F8 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F9 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F10 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F11 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 22, 2020 Filed May 26, 2020 22:53 UTC
BTO GP L.L.C.10% owner
PurchaseOrdinary Shares 13,000 $9.56 $124,280.00
Disclosure

SEC source: 0000899243-20-014233 · doc4.xml · nonDerivative · entry 2

Blackstone Group Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,402,208

F13 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.48 to $9.70, inclusive.

F2 · ownership.nature: Reflects securities held directly by Omaha Aggregator (Cayman) L.P.

F6 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F8 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F9 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F10 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F11 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 21, 2020 Filed May 26, 2020 18:54 UTC PurchaseOrdinary Shares 700 $9.73 $6,811.00
Disclosure

SEC source: 0000899243-20-014234 · doc4.xml · nonDerivative · entry 1

Omaha Aggregator (Cayman) L.P. · CIK 0001779290 · 10% owner

Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. · CIK 0001728671 · 10% owner

Blackstone Capital Partners (Cayman) VI L.P. · CIK 0001728672 · 10% owner

Blackstone GTS Co-Invest L.P. · CIK 0001611508 · 10% owner

BTO Omaha Holdings L.P. · CIK 0001728643 · 10% owner

Blackstone Management Associates (Cayman) VI L.P. · CIK 0001728669 · 10% owner

BCP VI GP L.L.C. · CIK 0001728673 · 10% owner

Blackstone LR Associates (Cayman) VI Ltd. · CIK 0001728824 · 10% owner

BTO Omaha Manager L.L.C. · CIK 0001728642 · 10% owner

Blackstone Tactical Opportunities Management Associates (Cayman) L.P. · CIK 0001728665 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,389,208

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.70 to $9.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the ranges set forth in footnotes 12 and 13 to this Form 4.

F2 · ownership.nature: Reflects securities held directly by Omaha Aggregator (Cayman) L.P.

F6 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F8 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F9 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F10 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F11 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 21, 2020 Filed May 26, 2020 22:53 UTC
BTO GP L.L.C.10% owner
PurchaseOrdinary Shares 700 $9.73 $6,811.00
Disclosure

SEC source: 0000899243-20-014233 · doc4.xml · nonDerivative · entry 1

Blackstone Group Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,389,208

F12 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.70 to $9.75, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price in the ranges set forth in footnotes 12 and 13 to this Form 4.

F2 · ownership.nature: Reflects securities held directly by Omaha Aggregator (Cayman) L.P.

F6 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F8 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F9 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F10 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F11 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 20, 2020 Filed May 20, 2020 20:25 UTC PurchaseOrdinary Shares 12,500 $9.65 $120,625.00
Disclosure

SEC source: 0000899243-20-013788 · doc4.xml · nonDerivative · entry 2

Omaha Aggregator (Cayman) L.P. · CIK 0001779290 · 10% owner

Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. · CIK 0001728671 · 10% owner

Blackstone Capital Partners (Cayman) VI L.P. · CIK 0001728672 · 10% owner

Blackstone GTS Co-Invest L.P. · CIK 0001611508 · 10% owner

BTO Omaha Holdings L.P. · CIK 0001728643 · 10% owner

Blackstone Management Associates (Cayman) VI L.P. · CIK 0001728669 · 10% owner

BCP VI GP L.L.C. · CIK 0001728673 · 10% owner

Blackstone LR Associates (Cayman) VI Ltd. · CIK 0001728824 · 10% owner

BTO Omaha Manager L.L.C. · CIK 0001728642 · 10% owner

Blackstone Tactical Opportunities Management Associates (Cayman) L.P. · CIK 0001728665 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,388,508

F13 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $9.57 to $9.75, inclusive.

F2 · ownership.nature: Reflects securities held directly by Omaha Aggregator (Cayman) L.P.

F6 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F8 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F9 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F10 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F11 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.