Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Executive VP Human Resources | February 26, 2021 | March 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gates Industrial Corp Ltd.
Report date February 26, 2021 · Filed March 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 29,833 |
Reported balance
After 2021-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-02-26 · Grant · Acquired 14,322 · Balance 29,833 F1: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F2: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,756 |
Reported balance
After 2021-02-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-26 · Grant · Acquired 14,756 · Balance 14,756 F3: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures. F4: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period. |
| Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2031-02-26 | Direct | 32,243 |
Reported balance
After 2021-02-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-02-26 · Grant · Acquired 32,243 · Balance 32,243 F5: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).
F2: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.
F3: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.
F4: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.
F5: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2021 Filed Mar 2, 2021 19:26 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantEmployee Stock Options (Right to Buy) · Derivative | 32,243 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002210 · form4.xml · derivative · entry 3 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,243 Underlying: Ordinary Shares · 32,243 shares Expires 2031-02-26 F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:26 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantPerformance-Based Restricted Stock Units · Derivative | 14,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002210 · form4.xml · derivative · entry 2 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,756 Underlying: Ordinary Shares · 14,756 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures. F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period. F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 19:26 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantTime-Based Restricted Stock Units · Derivative | 14,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-002210 · form4.xml · derivative · entry 1 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,833 Underlying: Ordinary Shares · 14,322 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 20:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionTime-Based Restricted Stock Units · Derivative | 4,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001973 · form4.xml · derivative · entry 6 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,511 Underlying: Ordinary Shares · 4,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 20:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionTime-Based Restricted Stock Units · Derivative | 5,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001973 · form4.xml · derivative · entry 5 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,654 Underlying: Ordinary Shares · 5,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 20:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Tax withholdingOrdinary Shares | 1,176 | $16.99 | $19,980.24 |
DisclosureSEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 4 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,339 F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs. F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 20:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionOrdinary Shares | 4,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 3 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 20:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Tax withholdingOrdinary Shares | 1,902 | $16.99 | $32,314.98 |
DisclosureSEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 2 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,372 F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 20:51 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionOrdinary Shares | 5,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-001973 · form4.xml · nonDerivative · entry 1 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionTime-Based Restricted Stock Units · Derivative | 4,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000660 · form.xml · derivative · entry 6 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,337 Underlying: Ordinary Shares · 4,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F7 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting. F7 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Tax withholdingOrdinary Shares | 1,423 | $12.60 | $17,929.80 |
DisclosureSEC source: 0001246360-20-000660 · form.xml · nonDerivative · entry 2 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,591 Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 20:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | Exercise / conversionOrdinary Shares | 4,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000660 · form.xml · nonDerivative · entry 1 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Represents time-based restricted stock units (TBRSU) that vested on the anniversary of the grant date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 20:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantPerformance-Based Restricted Stock Units (PBRSU) · Derivative | 17,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000660 · form.xml · derivative · entry 5 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,372 Underlying: Ordinary Shares · 17,566 shares Expires not disclosed F4 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital. F5 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure following the three-year performance period. F5 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure following the three-year performance period. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 20:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantEmployee Stock Options (right to buy) · Derivative | 44,756 | $0.00 Strike: $12.60 | $0.00 |
DisclosureSEC source: 0001246360-20-000660 · form.xml · derivative · entry 4 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,756 Underlying: Ordinary Shares · 44,756 shares Expires 2030-02-21 F3 · derivative.exercise_date: This options award will vest in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 20:07 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantTime-Based Restricted Stock Units · Derivative | 17,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000660 · form.xml · derivative · entry 3 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,480 Underlying: Ordinary Shares · 17,050 shares Expires not disclosed F1 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F2 · derivative.exercise_date: These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:21 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantEmployee Stock Options (right to buy) · Derivative | 34,736 | $0.00 Strike: $16.46 | $0.00 |
DisclosureSEC source: 0001246360-19-000797 · form.xml · derivative · entry 3 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,736 Underlying: Ordinary Shares · 34,736 shares Expires 2029-02-22 F5 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 11,578 on February 21, 2020; 11,579 on February 21, 2021 and 11,579 on February 21, 2022. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:21 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantPerformance-Based Restricted Stock Units (PBRSU) · Derivative | 12,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000797 · form.xml · derivative · entry 2 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,806 Underlying: Ordinary Shares · 12,806 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital. F4 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. F4 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 20:21 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantTime-Based Restricted Stock Units · Derivative | 12,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000797 · form.xml · derivative · entry 1 GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,430 Underlying: Ordinary Shares · 12,430 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive one ordinary share. F2 · derivative.exercise_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 4,143 on February 21, 2020; 4,143 on February 21, 2021 and 4,144 on February 21, 2022. F2 · derivative.expiration_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 4,143 on February 21, 2020; 4,143 on February 21, 2021 and 4,144 on February 21, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.