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person · Reporting owner

Mallard Lawrence B

Disclosed activity across 2 companies

Tapewire entity
62292
SEC CIK
0001695315

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Gates Industrial Corp Ltd.GTES · Entity 3767Chief Financial OfficerMarch 04, 2026March 06, 2026
JELD-WEN Holding, Inc.JELD · Entity 6378EVP & Chief Financial OfficerFebruary 26, 2018February 28, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Gates Industrial Corp Ltd.

Report date March 04, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect245,362 Ending reported balance After 2026-03-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-04 · Exercise / conversion · Acquired 16,552 · Balance 252,608

F1: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Row 2 · 2026-03-04 · Tax withholding · Disposed 7,246 · Balance 245,362

F2: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect40,980 Reported balance After 2026-03-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-04 · Exercise / conversion · Disposed 16,552 · Balance 40,980

F3: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect72,950 Reported balance After 2026-03-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-04 · Grant · Acquired 31,970 · Balance 72,950

F3: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

F2: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

JELD-WEN Holding, Inc.

Report date February 26, 2018 · Filed February 28, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,702 Reported balance After 2018-02-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-02-26 · Grant · Acquired 8,678 · Balance 36,702

F1: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer, these restricted stock units will vest on February 26, 2021.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.34 · Expires 2028-02-26Direct22,275 Reported balance After 2018-02-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-02-26 · Grant · Acquired 22,275 · Balance 22,275

F2: Subject to the reporting person's continued employment with the issuer, the options will vest ratably on February 26, 2019, February 26, 2020 and February 26, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued employment with the issuer, these restricted stock units will vest on February 26, 2021.

F2: Subject to the reporting person's continued employment with the issuer, the options will vest ratably on February 26, 2019, February 26, 2020 and February 26, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2026 Filed Mar 6, 2026 16:49 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantTime-Based Restricted Stock Units · Derivative 31,970 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015677 · wk-form4_1772833742.xml · derivative · entry 4

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,950

Underlying: Ordinary Shares · 31,970 shares

Expires not disclosed

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 16:49 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 16,552 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015677 · wk-form4_1772833742.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,980

Underlying: Ordinary Shares · 16,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 16:49 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 7,246 $26.37 $191,077.02
Disclosure

SEC source: 0001628280-26-015677 · wk-form4_1772833742.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,362

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
March 04, 2026 Filed Mar 6, 2026 16:49 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 16,552 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-015677 · wk-form4_1772833742.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 18:31 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 15,785 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014202 · wk-form4_1772580702.xml · derivative · entry 6

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,532

Underlying: Ordinary Shares · 15,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 18:31 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 6,910 $27.57 $190,508.70
Disclosure

SEC source: 0001628280-26-014202 · wk-form4_1772580702.xml · nonDerivative · entry 4

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,056

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 18:31 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 15,785 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014202 · wk-form4_1772580702.xml · nonDerivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 18:31 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 12,213 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014202 · wk-form4_1772580702.xml · derivative · entry 5

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,317

Underlying: Ordinary Shares · 12,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 18:31 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 5,346 $27.57 $147,389.22
Disclosure

SEC source: 0001628280-26-014202 · wk-form4_1772580702.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,181

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 18:31 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 12,213 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-014202 · wk-form4_1772580702.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:47 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 47,352 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-006100 · wk-form4_1770414446.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 47,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PBRSU represents a contingent right to receive one ordinary share.

F1 · derivative.exercise_date: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on March 1, 2023, following the Compensation Committee's certification on February 4, 2026 of the Company's achievement of 160.5% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

F1 · derivative.expiration_date: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on March 1, 2023, following the Compensation Committee's certification on February 4, 2026 of the Company's achievement of 160.5% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:47 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 33,312 $23.76 $791,493.12
Disclosure

SEC source: 0001628280-26-006100 · wk-form4_1770414446.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,314

F2 · shares: Represents ordinary shares withheld to satisfy certain tax and par value withholdings in connection with the vesting of the PBRSUs.

Read SEC document
February 04, 2026 Filed Feb 6, 2026 16:47 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 75,999 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-006100 · wk-form4_1770414446.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on March 1, 2023, following the Compensation Committee's certification on February 4, 2026 of the Company's achievement of 160.5% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 16:39 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 SaleOrdinary Shares 22,188 $22.77 $505,220.76
Disclosure

SEC source: 0001628280-25-052085 · wk-form4_1763069988.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,627

F1 · price: The price reported in column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.695 to $22.83, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range.

Read SEC document
July 27, 2025 Filed Jul 29, 2025 18:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 39,461 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-013254 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,530

Underlying: Ordinary Shares · 39,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
July 27, 2025 Filed Jul 29, 2025 18:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 17,273 $25.31 $437,179.63
Disclosure

SEC source: 0001062993-25-013254 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,815

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
July 27, 2025 Filed Jul 29, 2025 18:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 39,461 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-013254 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 19:37 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 16,551 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004826 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,991

Underlying: Ordinary Shares · 16,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 19:37 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 7,246 $20.00 $144,920.00
Disclosure

SEC source: 0001062993-25-004826 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,627

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 19:37 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 16,551 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004826 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 17:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 15,784 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004395 · form4.xml · derivative · entry 5

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,542

Underlying: Ordinary Shares · 15,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F6 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F6 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 17:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 6,910 $21.64 $149,532.40
Disclosure

SEC source: 0001062993-25-004395 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,322

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 17:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 15,784 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004395 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 17:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantTime-Based Restricted Stock Units · Derivative 36,641 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004395 · form4.xml · derivative · entry 4

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,326

Underlying: Ordinary Shares · 36,641 shares

Expires not disclosed

F5 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F6 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F6 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 17:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Restricted Stock Units · Derivative 36,641 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004395 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,641

Underlying: Ordinary Shares · 36,641 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 17:53 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 13,459 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-003703 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,685

Underlying: Ordinary Shares · 13,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 17:53 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 5,892 $21.81 $128,504.52
Disclosure

SEC source: 0001062993-25-003703 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,448

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 25, 2025 Filed Feb 26, 2025 17:53 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 13,459 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-003703 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 19:35 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionPerformance-Based Restricted Stock Units (PBRSU) · Derivative 40,376 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001419 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 40,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PBRSU represents a contingent right to receive one ordinary share.

F1 · kind: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 25, 2022, following the Compensation Committee's certification on January 29, 2025 of the Company's achievement of 121% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

F1 · shares: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 25, 2022, following the Compensation Committee's certification on January 29, 2025 of the Company's achievement of 121% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

F1 · derivative.exercise_date: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 25, 2022, following the Compensation Committee's certification on January 29, 2025 of the Company's achievement of 121% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

F1 · derivative.expiration_date: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 25, 2022, following the Compensation Committee's certification on January 29, 2025 of the Company's achievement of 121% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 19:35 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 21,504 $20.25 $435,456.00
Disclosure

SEC source: 0001062993-25-001419 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,881

F2 · shares: Represents ordinary shares withheld to satisfy certain tax and par value withholdings in connection with the vesting of the PBRSUs.

Read SEC document
January 29, 2025 Filed Jan 31, 2025 19:35 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 48,854 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001419 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents ordinary shares that vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 25, 2022, following the Compensation Committee's certification on January 29, 2025 of the Company's achievement of 121% of target for the three year performance measure, which was based 25% on total shareholder return with relative measures and 75% on adjusted return on invested capital.

Read SEC document
July 27, 2024 Filed Oct 2, 2024 16:58 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 39,460 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017293 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,144

Underlying: Ordinary Shares · 39,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
July 27, 2024 Filed Oct 2, 2024 16:58 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 17,277 $17.84 $308,221.68
Disclosure

SEC source: 0001062993-24-017293 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,531

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
July 27, 2024 Filed Oct 2, 2024 16:58 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 39,460 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-017293 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:11 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantTime-Based Restricted Stock Units · Derivative 49,655 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005741 · form4.xml · derivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,604

Underlying: Ordinary Shares · 49,655 shares

Expires not disclosed

F3 · derivative.exercise_price: Each time-based restricted stock units ("TBRSU") represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 18:11 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Restricted Stock Units · Derivative 49,655 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005741 · form4.xml · derivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,655

Underlying: Ordinary Shares · 49,655 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F2 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F2 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 17:02 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 15,783 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005562 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,949

Underlying: Ordinary Shares · 15,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 17:02 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 6,912 $14.72 $101,744.64
Disclosure

SEC source: 0001062993-24-005562 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,348

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 17:02 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 15,783 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005562 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 17:09 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 7,855 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004640 · form4.xml · derivative · entry 6

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,732

Underlying: Ordinary Shares · 7,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 17:09 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 3,440 $14.64 $50,361.60
Disclosure

SEC source: 0001062993-24-004640 · form4.xml · nonDerivative · entry 4

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,477

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 26, 2024 Filed Feb 27, 2024 17:09 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 7,855 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004640 · form4.xml · nonDerivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 17:09 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 13,459 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004640 · form4.xml · derivative · entry 5

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,587

Underlying: Ordinary Shares · 13,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 17:09 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 5,894 $14.64 $86,288.16
Disclosure

SEC source: 0001062993-24-004640 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,062

F2 · kind: Represents ordinary shares withheld to satisfy par value and certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 25, 2024 Filed Feb 27, 2024 17:09 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 13,459 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004640 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 17:36 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Disposition to issuerPerformance-Based Restricted Stock Units (PBRSU) · Derivative 7,769 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002598 · form4.xml · derivative · entry 4

Mallard Lawrence B · CIK 0001695315 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,769 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PBRSU represents a contingent right to receive one ordinary share.

F4 · kind: Represents the portion of the PBRSU award granted on February 26, 2021 that did not vest and was forfeited in connection with the certification described above.

F4 · shares: Represents the portion of the PBRSU award granted on February 26, 2021 that did not vest and was forfeited in connection with the certification described above.

F4 · derivative.exercise_date: Represents the portion of the PBRSU award granted on February 26, 2021 that did not vest and was forfeited in connection with the certification described above.

F4 · derivative.expiration_date: Represents the portion of the PBRSU award granted on February 26, 2021 that did not vest and was forfeited in connection with the certification described above.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 17:36 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionPerformance-Based Restricted Stock Units (PBRSU) · Derivative 16,509 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002598 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,769

Underlying: Ordinary Shares · 16,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PBRSU represents a contingent right to receive one ordinary share.

F1 · kind: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 26, 2021, following the Compensation Committee's certification on February 6, 2024 of the Company's achievement of 68% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

F1 · shares: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 26, 2021, following the Compensation Committee's certification on February 6, 2024 of the Company's achievement of 68% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

F1 · derivative.exercise_date: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 26, 2021, following the Compensation Committee's certification on February 6, 2024 of the Company's achievement of 68% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

F1 · derivative.expiration_date: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 26, 2021, following the Compensation Committee's certification on February 6, 2024 of the Company's achievement of 68% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 17:36 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 7,541 $13.15 $99,164.15
Disclosure

SEC source: 0001062993-24-002598 · form4.xml · nonDerivative · entry 2

Mallard Lawrence B · CIK 0001695315 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,497

F2 · shares: Represents ordinary shares withheld to satisfy certain tax and par value withholdings in connection with the vesting of the PBRSUs.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 17:36 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 16,509 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-002598 · form4.xml · nonDerivative · entry 1

Mallard Lawrence B · CIK 0001695315 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 26, 2021, following the Compensation Committee's certification on February 6, 2024 of the Company's achievement of 68% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

Read SEC document
July 27, 2023 Filed Jul 31, 2023 17:27 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 39,459 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-015504 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,046

Underlying: Ordinary Shares · 39,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.