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LIFSEY WALTER

Disclosed activity across 1 company

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128407
SEC CIK
0001242603

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Reported relationships

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CompanyLast reported asReport datePublished
Gates Industrial Corp Ltd.GTES · Entity 3767Chief Operating OfficerMarch 31, 2022April 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Gates Industrial Corp Ltd.

Report date March 31, 2022 · Filed April 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance-Based Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.84 · Expires 2025-08-24Direct250,668 Reported balance After 2022-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-31 · Grant · Acquired 250,668 · Balance 250,668

F1: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Performance-Based Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.56 · Expires 2025-08-24Direct250,668 Reported balance After 2022-03-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-31 · Grant · Acquired 250,668 · Balance 250,668

F1: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Performance-Based Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $9.84 · Expires 2026-05-12Direct84,685 Reported balance After 2022-03-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-31 · Grant · Acquired 84,685 · Balance 84,685

F1: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Performance-Based Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.56 · Expires 2026-05-12Direct84,685 Reported balance After 2022-03-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-31 · Grant · Acquired 84,685 · Balance 84,685

F1: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Apr 4, 2022 16:39 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Stock Options · Derivative 84,685 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001062993-22-009453 · form4.xml · derivative · entry 4

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,685

Underlying: Ordinary Shares · 84,685 shares

Expires 2026-05-12

F1 · date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

F1 · derivative.exercise_date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:39 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Stock Options · Derivative 84,685 $0.00 Strike: $9.84 $0.00
Disclosure

SEC source: 0001062993-22-009453 · form4.xml · derivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,685

Underlying: Ordinary Shares · 84,685 shares

Expires 2026-05-12

F1 · date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

F1 · derivative.exercise_date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:39 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Stock Options · Derivative 250,668 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001062993-22-009453 · form4.xml · derivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,668

Underlying: Ordinary Shares · 250,668 shares

Expires 2025-08-24

F1 · date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

F1 · derivative.exercise_date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 16:39 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Stock Options · Derivative 250,668 $0.00 Strike: $9.84 $0.00
Disclosure

SEC source: 0001062993-22-009453 · form4.xml · derivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,668

Underlying: Ordinary Shares · 250,668 shares

Expires 2025-08-24

F1 · date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

F1 · derivative.exercise_date: These Performance-based Stock Options ("PSOs") vested on March 31, 2022 based on achievement of certain performance metrics in accordance with the applicable award agreement.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 18:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,111 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006189 · form4.xml · derivative · entry 5

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,965

Underlying: Ordinary Shares · 12,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F6 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F6 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 18:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 3,495 $15.76 $55,081.20
Disclosure

SEC source: 0001062993-22-006189 · form4.xml · nonDerivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,621

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 18:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 12,072 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006189 · form4.xml · nonDerivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 18:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantTime-Based Restricted Stock Units · Derivative 53,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006189 · form4.xml · derivative · entry 4

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,037

Underlying: Ordinary Shares · 53,797 shares

Expires not disclosed

F5 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F6 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F6 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 18:15 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Restricted Stock Units · Derivative 53,797 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006189 · form4.xml · derivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,797

Underlying: Ordinary Shares · 53,797 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit ("PBRSU") represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 17:18 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 10,371 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005380 · form4.xml · derivative · entry 6

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,240

Underlying: Ordinary Shares · 10,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 17:18 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 14,022 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005380 · form4.xml · derivative · entry 5

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,611

Underlying: Ordinary Shares · 14,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F4 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 17:18 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 3,003 $15.41 $46,276.23
Disclosure

SEC source: 0001062993-22-005380 · form4.xml · nonDerivative · entry 4

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,044

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 17:18 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 10,371 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005380 · form4.xml · nonDerivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 17:18 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 4,059 $15.41 $62,549.19
Disclosure

SEC source: 0001062993-22-005380 · form4.xml · nonDerivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,676

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 17:18 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 14,022 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005380 · form4.xml · nonDerivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Disposition to issuerPerformance-Based Restricted Stock Units (PBRSU) · Derivative 19,232 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002106 · form4.xml · derivative · entry 4

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 19,232 shares

Expires not disclosed

F3 · derivative.exercise_price: Each PBRSU represents a contingent right to receive one ordinary share.

F4 · kind: Represents the portion of the PBRSU award granted on February 22, 2019 that did not vest and was forfeited in connection with the certification described above.

F4 · shares: Represents the portion of the PBRSU award granted on February 22, 2019 that did not vest and was forfeited in connection with the certification described above.

F4 · derivative.exercise_date: Represents the portion of the PBRSU award granted on February 22, 2019 that did not vest and was forfeited in connection with the certification described above.

F4 · derivative.expiration_date: Represents the portion of the PBRSU award granted on February 22, 2019 that did not vest and was forfeited in connection with the certification described above.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionPerformance-Based Restricted Stock Units (PBRSU) · Derivative 12,822 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002106 · form4.xml · derivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,232

Underlying: Ordinary Shares · 12,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PBRSU represents a contingent right to receive one ordinary share.

F1 · kind: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 22, 2019 and reported on the Form 4 filed with the Securities and Exchange Commission on February 26, 2019, following the Compensation Committee's certification on January 28, 2022 of the Company's achievement of 40% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

F1 · shares: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 22, 2019 and reported on the Form 4 filed with the Securities and Exchange Commission on February 26, 2019, following the Compensation Committee's certification on January 28, 2022 of the Company's achievement of 40% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

F1 · derivative.exercise_date: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 22, 2019 and reported on the Form 4 filed with the Securities and Exchange Commission on February 26, 2019, following the Compensation Committee's certification on January 28, 2022 of the Company's achievement of 40% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

F1 · derivative.expiration_date: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 22, 2019 and reported on the Form 4 filed with the Securities and Exchange Commission on February 26, 2019, following the Compensation Committee's certification on January 28, 2022 of the Company's achievement of 40% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 3,785 $15.03 $56,888.55
Disclosure

SEC source: 0001062993-22-002106 · form4.xml · nonDerivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,713

F2 · shares: Represents ordinary shares withheld to satisfy certain tax and par value withholdings in connection with the vesting of the PBRSUs.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:44 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 12,822 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-002106 · form4.xml · nonDerivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of ordinary shares vested pursuant to the performance-based restricted stock unit ("PBRSU") award granted on February 22, 2019 and reported on the Form 4 filed with the Securities and Exchange Commission on February 26, 2019, following the Compensation Committee's certification on January 28, 2022 of the Company's achievement of 40% of the three year performance measure, which was based 50% on total shareholder return with relative measures and 50% on adjusted return on invested capital.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:26 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantEmployee Stock Options (Right to Buy) · Derivative 81,541 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002208 · form4.xml · derivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,541

Underlying: Ordinary Shares · 81,541 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:26 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Restricted Stock Units · Derivative 37,316 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002208 · form4.xml · derivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,316

Underlying: Ordinary Shares · 37,316 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:26 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantTime-Based Restricted Stock Units · Derivative 36,218 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002208 · form4.xml · derivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,633

Underlying: Ordinary Shares · 36,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 10,371 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · derivative · entry 6

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,415

Underlying: Ordinary Shares · 10,371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 14,021 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · derivative · entry 5

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,786

Underlying: Ordinary Shares · 14,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 3,002 $16.99 $51,003.98
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 4

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,676

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 10,371 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 20:51 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 4,155 $16.99 $70,593.45
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,307

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

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February 22, 2021 Filed Feb 24, 2021 20:51 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 14,021 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001975 · form4.xml · nonDerivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

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February 22, 2020 Filed Feb 25, 2020 20:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionTime-Based Restricted Stock Units · Derivative 10,370 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000666 · form.xml · derivative · entry 6

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,807

Underlying: Ordinary Shares · 10,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F7 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting.

F7 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects the TBRSUs outstanding subject to future vesting.

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February 22, 2020 Filed Feb 25, 2020 20:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Tax withholdingOrdinary Shares 2,979 $12.60 $37,535.40
Disclosure

SEC source: 0001246360-20-000666 · form.xml · nonDerivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,441

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February 22, 2020 Filed Feb 25, 2020 20:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 Exercise / conversionOrdinary Shares 10,370 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000666 · form.xml · nonDerivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: Represents time-based restricted stock units (TBRSU) that vested on the anniversary of the grant date.

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February 21, 2020 Filed Feb 25, 2020 20:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantEmployee Stock Options (right to buy) · Derivative 110,423 $0.00 Strike: $12.60 $0.00
Disclosure

SEC source: 0001246360-20-000666 · form.xml · derivative · entry 5

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,423

Underlying: Ordinary Shares · 110,423 shares

Expires 2030-02-21

F5 · derivative.exercise_date: This options award will vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

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February 21, 2020 Filed Feb 25, 2020 20:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantTime-Based Restricted Stock Units · Derivative 42,065 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000666 · form.xml · derivative · entry 4

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,177

Underlying: Ordinary Shares · 42,065 shares

Expires not disclosed

F3 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F4 · derivative.exercise_date: These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: These TBRSUs vest in three substantially equal annual installments beginning on the first anniversary of the grant date.

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February 21, 2020 Filed Feb 25, 2020 20:14 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Restricted Stock Units (PBRSU) · Derivative 43,340 $0.00 $0.00
Disclosure

SEC source: 0001246360-20-000666 · form.xml · derivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,394

Underlying: Ordinary Shares · 43,340 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital.

F2 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure following the three-year performance period.

F2 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure following the three-year performance period.

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May 14, 2019 Filed May 14, 2019 18:49 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 PurchaseOrdinary Shares 4,837 $13.17 $63,703.29
Disclosure

SEC source: 0001246360-19-001447 · form.xml · nonDerivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,050

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.085 to $13.20, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 13, 2019 Filed May 14, 2019 18:49 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 PurchaseOrdinary Shares 71,213 $13.07 $930,753.91
Disclosure

SEC source: 0001246360-19-001447 · form.xml · nonDerivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,213

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.95 to $13.20, inclusive. The reporting person undertakes to provide Gates Industrial Corporation plc, any security holder of Gates Industrial Corporation plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 22, 2019 Filed Feb 26, 2019 19:28 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantEmployee Stock Options (right to buy) · Derivative 86,945 $0.00 Strike: $16.46 $0.00
Disclosure

SEC source: 0001246360-19-000789 · form.xml · derivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,945

Underlying: Ordinary Shares · 86,945 shares

Expires 2029-02-22

F5 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 28,981 on February 21, 2020; 28,982 on February 21, 2021 and 28,982 on February 21, 2022.

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February 22, 2019 Filed Feb 26, 2019 19:28 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantPerformance-Based Restricted Stock Units (PBRSU) · Derivative 32,054 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000789 · form.xml · derivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,054

Underlying: Ordinary Shares · 32,054 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital.

F4 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022.

F4 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022.

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February 22, 2019 Filed Feb 26, 2019 19:28 UTC Gates Industrial Corp Ltd. GTES · Entity 3767 GrantTime-Based Restricted Stock Units · Derivative 31,112 $0.00 $0.00
Disclosure

SEC source: 0001246360-19-000789 · form.xml · derivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,112

Underlying: Ordinary Shares · 31,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive one ordinary share.

F2 · derivative.exercise_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 10,370 on February 21, 2020; 10,371 on February 21, 2021 and 10,371 on February 21, 2022.

F2 · derivative.expiration_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 10,370 on February 21, 2020; 10,371 on February 21, 2021 and 10,371 on February 21, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.