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GTES

Gates Industrial Corp Ltd.

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3767
SEC CIK
0001718512
Parsed reports
369

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202513
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2021 Filed Aug 18, 2021 21:07 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 12,786,205 $15.36 $196,396,108.80
Disclosure

SEC source: 0000899243-21-033478 · doc4.xml · nonDerivative · entry 3

Blackstone Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 84,471,402

F1 · price: This amount represents the $16.00 sale price Ordinary Share, less the underwriting discount of $0.64 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F5 · ownership.nature: Reflects securities held directly by Blackstone GTS Co-Invest L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is Blackstone Inc. The sole holder of Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:07 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 13,223,021 $15.36 $203,105,602.56
Disclosure

SEC source: 0000899243-21-033478 · doc4.xml · nonDerivative · entry 2

Blackstone Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 87,357,197

F1 · price: This amount represents the $16.00 sale price Ordinary Share, less the underwriting discount of $0.64 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F4 · ownership.nature: Reflects securities held directly by Blackstone Capital Partners (Cayman) VI L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is Blackstone Inc. The sole holder of Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:07 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 2,696,994 $15.36 $41,425,827.84
Disclosure

SEC source: 0000899243-21-033478 · doc4.xml · nonDerivative · entry 1

Blackstone Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 17,817,551

F1 · price: This amount represents the $16.00 sale price Ordinary Share, less the underwriting discount of $0.64 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F3 · ownership.nature: Reflects securities held directly by BTO Omaha Holdings L.P. The general partner of BTO Omaha Holdings L.P. is BTO Omaha Manager L.L.C. The managing member of BTO Omaha Manager L.L.C. is Blackstone Tactical Opportunities Management Associates (Cayman) L.P. The general partners of Blackstone Tactical Opportunities Management Associates (Cayman) L.P. are BTO GP L.L.C. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is Blackstone Inc. The sole holder of Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:57 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,666 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003941 · form4.xml · derivative · entry 3

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,582

Underlying: Ordinary Shares · 1,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:57 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Tax withholdingOrdinary Shares 483 $17.47 $8,438.01
Disclosure

SEC source: 0001062993-21-003941 · form4.xml · nonDerivative · entry 2

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:57 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
Exercise / conversionOrdinary Shares 1,666 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003941 · form4.xml · nonDerivative · entry 1

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 21:56 UTC GrantOrdinary Shares 7,142 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003940 · form4.xml · nonDerivative · entry 1

Tillman Alicia L. · CIK 0001858506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,142

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 00:32 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,889 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003582 · form4.xml · derivative · entry 3

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,384

Underlying: Ordinary Shares · 1,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in four substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in four substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 00:32 UTC
Wisniewski David MChief Accounting Officer
Tax withholdingOrdinary Shares 547 $16.44 $8,992.68
Disclosure

SEC source: 0001062993-21-003582 · form4.xml · nonDerivative · entry 2

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

F2 · kind: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.

F3 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
April 09, 2021 Filed Apr 13, 2021 00:32 UTC
Wisniewski David MChief Accounting Officer
Exercise / conversionOrdinary Shares 1,889 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003582 · form4.xml · nonDerivative · entry 1

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:47 UTC Tax withholdingOrdinary Shares 12 $15.99 $191.88
Disclosure

SEC source: 0001062993-21-003406 · form4.xml · nonDerivative · entry 1

Neely Wilson S · CIK 0001807820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,178

F1 · shares: Represents ordinary shares withheld by the Company to satisfy payment of par value upon vesting of previously granted time-based restricted stock units (TBRSUs) in accordance with U.K. corporate law.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the remaining shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:38 UTC SaleOrdinary Shares 38,527 $14.40 $554,788.80
Disclosure

SEC source: 0000899243-21-010071 · doc4.xml · nonDerivative · entry 4

Omaha Aggregator (Cayman) L.P. · CIK 0001779290 · 10% owner

Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. · CIK 0001728671 · 10% owner

Blackstone Capital Partners (Cayman) VI L.P. · CIK 0001728672 · 10% owner

Blackstone GTS Co-Invest L.P. · CIK 0001611508 · 10% owner

BTO Omaha Holdings L.P. · CIK 0001728643 · 10% owner

Blackstone Management Associates (Cayman) VI L.P. · CIK 0001728669 · 10% owner

BCP VI GP L.L.C. · CIK 0001728673 · 10% owner

Blackstone LR Associates (Cayman) VI Ltd. · CIK 0001728824 · 10% owner

BTO Omaha Manager L.L.C. · CIK 0001728642 · 10% owner

Blackstone Tactical Opportunities Management Associates (Cayman) L.P. · CIK 0001728665 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 333,013

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F6 · ownership.nature: Reflects securities held directly by Blackstone Family Investment Partnership (Cayman) VI-ESC L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:38 UTC SaleOrdinary Shares 11,251,860 $14.40 $162,026,784.00
Disclosure

SEC source: 0000899243-21-010071 · doc4.xml · nonDerivative · entry 3

Omaha Aggregator (Cayman) L.P. · CIK 0001779290 · 10% owner

Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. · CIK 0001728671 · 10% owner

Blackstone Capital Partners (Cayman) VI L.P. · CIK 0001728672 · 10% owner

Blackstone GTS Co-Invest L.P. · CIK 0001611508 · 10% owner

BTO Omaha Holdings L.P. · CIK 0001728643 · 10% owner

Blackstone Management Associates (Cayman) VI L.P. · CIK 0001728669 · 10% owner

BCP VI GP L.L.C. · CIK 0001728673 · 10% owner

Blackstone LR Associates (Cayman) VI Ltd. · CIK 0001728824 · 10% owner

BTO Omaha Manager L.L.C. · CIK 0001728642 · 10% owner

Blackstone Tactical Opportunities Management Associates (Cayman) L.P. · CIK 0001728665 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 97,257,607

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F5 · ownership.nature: Reflects securities held directly by Blackstone GTS Co-Invest L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:38 UTC SaleOrdinary Shares 11,636,258 $14.40 $167,562,115.20
Disclosure

SEC source: 0000899243-21-010071 · doc4.xml · nonDerivative · entry 2

Omaha Aggregator (Cayman) L.P. · CIK 0001779290 · 10% owner

Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. · CIK 0001728671 · 10% owner

Blackstone Capital Partners (Cayman) VI L.P. · CIK 0001728672 · 10% owner

Blackstone GTS Co-Invest L.P. · CIK 0001611508 · 10% owner

BTO Omaha Holdings L.P. · CIK 0001728643 · 10% owner

Blackstone Management Associates (Cayman) VI L.P. · CIK 0001728669 · 10% owner

BCP VI GP L.L.C. · CIK 0001728673 · 10% owner

Blackstone LR Associates (Cayman) VI Ltd. · CIK 0001728824 · 10% owner

BTO Omaha Manager L.L.C. · CIK 0001728642 · 10% owner

Blackstone Tactical Opportunities Management Associates (Cayman) L.P. · CIK 0001728665 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 100,580,217

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F4 · ownership.nature: Reflects securities held directly by Blackstone Capital Partners (Cayman) VI L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 21:38 UTC SaleOrdinary Shares 2,373,355 $14.40 $34,176,312.00
Disclosure

SEC source: 0000899243-21-010071 · doc4.xml · nonDerivative · entry 1

Omaha Aggregator (Cayman) L.P. · CIK 0001779290 · 10% owner

Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. · CIK 0001728671 · 10% owner

Blackstone Capital Partners (Cayman) VI L.P. · CIK 0001728672 · 10% owner

Blackstone GTS Co-Invest L.P. · CIK 0001611508 · 10% owner

BTO Omaha Holdings L.P. · CIK 0001728643 · 10% owner

Blackstone Management Associates (Cayman) VI L.P. · CIK 0001728669 · 10% owner

BCP VI GP L.L.C. · CIK 0001728673 · 10% owner

Blackstone LR Associates (Cayman) VI Ltd. · CIK 0001728824 · 10% owner

BTO Omaha Manager L.L.C. · CIK 0001728642 · 10% owner

Blackstone Tactical Opportunities Management Associates (Cayman) L.P. · CIK 0001728665 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,514,545

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F3 · ownership.nature: Reflects securities held directly by BTO Omaha Holdings L.P. The general partner of BTO Omaha Holdings L.P. is BTO Omaha Manager L.L.C. The managing member of BTO Omaha Manager L.L.C. is Blackstone Tactical Opportunities Management Associates (Cayman) L.P. The general partners of Blackstone Tactical Opportunities Management Associates (Cayman) L.P. are BTO GP L.L.C. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 02:35 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 38,527 $14.40 $554,788.80
Disclosure

SEC source: 0000899243-21-010069 · doc4.xml · nonDerivative · entry 4

Blackstone Group Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 333,013

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F6 · ownership.nature: Reflects securities held directly by Blackstone Family Investment Partnership (Cayman) VI-ESC L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 02:35 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 11,251,860 $14.40 $162,026,784.00
Disclosure

SEC source: 0000899243-21-010069 · doc4.xml · nonDerivative · entry 3

Blackstone Group Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 97,257,607

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F5 · ownership.nature: Reflects securities held directly by Blackstone GTS Co-Invest L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 02:35 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 11,636,258 $14.40 $167,562,115.20
Disclosure

SEC source: 0000899243-21-010069 · doc4.xml · nonDerivative · entry 2

Blackstone Group Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 100,580,217

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F4 · ownership.nature: Reflects securities held directly by Blackstone Capital Partners (Cayman) VI L.P.

F8 · ownership.nature: The general partner of each of Omaha Aggregator (Cayman) L.P., Blackstone Capital Partners (Cayman) VI L.P. and Blackstone GTS Co-Invest L.P. is Blackstone Management Associates (Cayman) VI L.P. The general partners of each of Blackstone Management Associates (Cayman) VI L.P. and Blackstone Family Investment Partnership (Cayman) VI-ESC L.P. are BCP VI GP L.L.C. and Blackstone LR Associates (Cayman) VI Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 02, 2021 Filed Mar 5, 2021 02:35 UTC
BTO GP L.L.C.10% owner
SaleOrdinary Shares 2,373,355 $14.40 $34,176,312.00
Disclosure

SEC source: 0000899243-21-010069 · doc4.xml · nonDerivative · entry 1

Blackstone Group Inc · CIK 0001393818 · 10% owner

BTO GP L.L.C. · CIK 0001728667 · 10% owner

Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. · CIK 0001728822 · 10% owner

Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner

Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner

Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner

SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 20,514,545

F1 · price: This amount represents the $15.00 sale price Ordinary Share, less the underwriting discount of $0.60 per share.

F2 · balance_after: These Ordinary Shares may be evidenced by Depositary Receipts.

F3 · ownership.nature: Reflects securities held directly by BTO Omaha Holdings L.P. The general partner of BTO Omaha Holdings L.P. is BTO Omaha Manager L.L.C. The managing member of BTO Omaha Manager L.L.C. is Blackstone Tactical Opportunities Management Associates (Cayman) L.P. The general partners of Blackstone Tactical Opportunities Management Associates (Cayman) L.P. are BTO GP L.L.C. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd.

F9 · ownership.nature: Blackstone Holdings III L.P. is the sole member of each of BCP VI GP L.L.C. and BTO GP L.L.C. and the controlling shareholder of each of Blackstone LR Associates (Cayman) VI Ltd. and Blackstone Tactical Opportunities LR Associates (Cayman) Ltd. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of Class C common stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F10 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

F11 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F12 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:26 UTC
GASTON ROGER CExecutive VP Human Resources
GrantEmployee Stock Options (Right to Buy) · Derivative 32,243 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002210 · form4.xml · derivative · entry 3

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,243

Underlying: Ordinary Shares · 32,243 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:26 UTC
GASTON ROGER CExecutive VP Human Resources
GrantPerformance-Based Restricted Stock Units · Derivative 14,756 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002210 · form4.xml · derivative · entry 2

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,756

Underlying: Ordinary Shares · 14,756 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:26 UTC
GASTON ROGER CExecutive VP Human Resources
GrantTime-Based Restricted Stock Units · Derivative 14,322 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002210 · form4.xml · derivative · entry 1

GASTON ROGER C · CIK 0001043033 · Executive VP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,833

Underlying: Ordinary Shares · 14,322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:25 UTC
Pitstick Thomas G.CMO & SVP Strategic Planning
GrantEmployee Stock Options (Right to Buy) · Derivative 23,118 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002206 · form4.xml · derivative · entry 3

Pitstick Thomas G. · CIK 0001848567 · CMO & SVP Strategic Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,118

Underlying: Ordinary Shares · 23,118 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:25 UTC
Pitstick Thomas G.CMO & SVP Strategic Planning
GrantPerformance-Based Restricted Stock Units · Derivative 10,578 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002206 · form4.xml · derivative · entry 2

Pitstick Thomas G. · CIK 0001848567 · CMO & SVP Strategic Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,578

Underlying: Ordinary Shares · 10,578 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:25 UTC
Pitstick Thomas G.CMO & SVP Strategic Planning
GrantTime-Based Restricted Stock Units · Derivative 10,268 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002206 · form4.xml · derivative · entry 1

Pitstick Thomas G. · CIK 0001848567 · CMO & SVP Strategic Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,724

Underlying: Ordinary Shares · 10,268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:16 UTC GrantOrdinary Shares 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002203 · form4.xml · nonDerivative · entry 1

Neely Wilson S · CIK 0001807820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,190

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:43 UTC
Mallard Lawrence BChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 53,052 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002218 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,052

Underlying: Ordinary Shares · 53,052 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:43 UTC
Mallard Lawrence BChief Financial Officer
GrantPerformance-Based Restricted Stock Units · Derivative 24,278 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002218 · form4.xml · derivative · entry 2

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,278

Underlying: Ordinary Shares · 24,278 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:43 UTC
Mallard Lawrence BChief Financial Officer
GrantTime-Based Restricted Stock Units · Derivative 23,564 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002218 · form4.xml · derivative · entry 1

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,113

Underlying: Ordinary Shares · 23,564 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:27 UTC
Jurek IvoDirector · Chief Executive Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 39,009 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 4

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,009

Underlying: Ordinary Shares · 39,009 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:27 UTC
Jurek IvoDirector · Chief Executive Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 148,950 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 3

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,950

Underlying: Ordinary Shares · 148,950 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 19:27 UTC
Jurek IvoDirector · Chief Executive Officer
GrantPerformance-Based Restricted Stock Units · Derivative 165,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 2

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,400

Underlying: Ordinary Shares · 165,400 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

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February 26, 2021 Filed Mar 2, 2021 19:27 UTC
Jurek IvoDirector · Chief Executive Officer
GrantTime-Based Restricted Stock Units · Derivative 82,700 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002212 · form4.xml · derivative · entry 1

Jurek Ivo · CIK 0001453880 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,083

Underlying: Ordinary Shares · 82,700 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

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February 26, 2021 Filed Mar 2, 2021 19:26 UTC
LIFSEY WALTERChief Operating Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 81,541 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002208 · form4.xml · derivative · entry 3

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,541

Underlying: Ordinary Shares · 81,541 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

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February 26, 2021 Filed Mar 2, 2021 19:26 UTC
LIFSEY WALTERChief Operating Officer
GrantPerformance-Based Restricted Stock Units · Derivative 37,316 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002208 · form4.xml · derivative · entry 2

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,316

Underlying: Ordinary Shares · 37,316 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

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February 26, 2021 Filed Mar 2, 2021 19:26 UTC
LIFSEY WALTERChief Operating Officer
GrantTime-Based Restricted Stock Units · Derivative 36,218 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002208 · form4.xml · derivative · entry 1

LIFSEY WALTER · CIK 0001242603 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,633

Underlying: Ordinary Shares · 36,218 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

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February 26, 2021 Filed Mar 2, 2021 19:17 UTC GrantOrdinary Shares 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002204 · form4.xml · nonDerivative · entry 1

KLEBE TERRY A · CIK 0001210488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,190

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the shares reported in Table I of this Form 4 are restricted for a 90 day period.

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February 26, 2021 Filed Mar 3, 2021 00:15 UTC GrantOrdinary Shares 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002201 · form4.xml · nonDerivative · entry 1

Zhang Peifang · CIK 0001708005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,997

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the shares reported in Table I of this Form 4 are restricted for a 90 day period.

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February 26, 2021 Filed Mar 3, 2021 00:27 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
GrantEmployee Stock Options (Right to Buy) · Derivative 20,802 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002211 · form4.xml · derivative · entry 3

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,802

Underlying: Ordinary Shares · 20,802 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

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February 26, 2021 Filed Mar 3, 2021 00:27 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
GrantPerformance-Based Restricted Stock Units · Derivative 9,520 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002211 · form4.xml · derivative · entry 2

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,520

Underlying: Ordinary Shares · 9,520 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

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February 26, 2021 Filed Mar 3, 2021 00:27 UTC
Bracken Cristin C.SVP, CLO & Corporate Secretary
GrantTime-Based Restricted Stock Units · Derivative 9,240 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002211 · form4.xml · derivative · entry 1

Bracken Cristin C. · CIK 0001831148 · SVP, CLO & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Ordinary Shares · 9,240 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

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February 26, 2021 Filed Mar 3, 2021 00:26 UTC
Gawronski GrantEVP & Chief Commercial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 81,339 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002209 · form4.xml · derivative · entry 3

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,339

Underlying: Ordinary Shares · 81,339 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

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February 26, 2021 Filed Mar 3, 2021 00:26 UTC
Gawronski GrantEVP & Chief Commercial Officer
GrantPerformance-Based Restricted Stock Units · Derivative 37,222 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002209 · form4.xml · derivative · entry 2

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,222

Underlying: Ordinary Shares · 37,222 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

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February 26, 2021 Filed Mar 3, 2021 00:26 UTC
Gawronski GrantEVP & Chief Commercial Officer
GrantTime-Based Restricted Stock Units · Derivative 36,129 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002209 · form4.xml · derivative · entry 1

Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,450

Underlying: Ordinary Shares · 36,129 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

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February 26, 2021 Filed Mar 3, 2021 00:25 UTC
Wisniewski David MChief Accounting Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 15,763 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001062993-21-002207 · form4.xml · derivative · entry 3

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,763

Underlying: Ordinary Shares · 15,763 shares

Expires 2031-02-26

F5 · derivative.exercise_date: This option award vests in three equally substantial annual installments beginning on the first anniversary of the grant date.

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February 26, 2021 Filed Mar 3, 2021 00:25 UTC
Wisniewski David MChief Accounting Officer
GrantPerformance-Based Restricted Stock Units · Derivative 7,214 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002207 · form4.xml · derivative · entry 2

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,214

Underlying: Ordinary Shares · 7,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit (PBRSU) represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measures.

F4 · derivative.exercise_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

F4 · derivative.expiration_date: This PBRSU award vests on the date the compensation committee certifies the achievement of the performance measures following the three-year performance period.

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February 26, 2021 Filed Mar 3, 2021 00:25 UTC
Wisniewski David MChief Accounting Officer
GrantTime-Based Restricted Stock Units · Derivative 7,001 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002207 · form4.xml · derivative · entry 1

Wisniewski David M · CIK 0001736645 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

Underlying: Ordinary Shares · 7,001 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit (TBRSU) represents a contingent right to receive one ordinary share of the registrant. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F2 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F2 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 00:17 UTC GrantOrdinary Shares 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002205 · form4.xml · nonDerivative · entry 1

Mains Stephanie K. · CIK 0001766980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,452

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the shares reported in Table I of this Form 4 are restricted for a 90 day period.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 00:16 UTC GrantOrdinary Shares 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002202 · form4.xml · nonDerivative · entry 1

Ireland James W · CIK 0001757986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,768

F1 · shares: Represents time-based restricted stock units (TBRSU) which, subject to the applicable award agreement, vest on the first anniversary date of the grant. Each TBRSU represents a contingent right to receive one ordinary share of the registrant.

F2 · balance_after: The shares reported on this Form 4 are subject to a lock-up agreement between the reporting person and Citigroup Global Markets Inc. and Evercore Group L.L.C. dated February 19, 2021 pursuant to which the shares reported in Table I of this Form 4 are restricted for a 90 day period.

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February 24, 2021 Filed Feb 26, 2021 17:43 UTC
Mallard Lawrence BChief Financial Officer
Exercise / conversionTime-Based Restricted Stock Units · Derivative 9,774 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-002034 · form4.xml · derivative · entry 3

Mallard Lawrence B · CIK 0001695315 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,549

Underlying: Ordinary Shares · 9,774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).

F5 · derivative.exercise_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

F5 · derivative.expiration_date: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.