GS

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 9

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 20,153

F10 · price: Reflects a weighted average sale price of $465.16 per share, at prices ranging from $464.52 to $465.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11 · ownership.nature: Held by the Reporting Person's spouse.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 8

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 38,165

F9 · price: Reflects a weighted average sale price of $467.76 per share, at prices ranging from $467.56 to $468.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 7

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 38,316

F8 · price: Reflects a weighted average sale price of $467.03 per share, at prices ranging from $466.56 to $467.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 6

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 39,071

F7 · price: Reflects a weighted average sale price of $465.85 per share, at prices ranging from $465.56 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 5

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 39,710

F5 · price: Reflects a weighted average sale price of $465.21 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 4

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,030

F4 · price: Reflects a weighted average sale price of $467.83 per share, at prices ranging from $467.62 to $468.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 3

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,387

F3 · price: Reflects a weighted average sale price of $467.04 per share, at prices ranging from $466.61 to $467.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,035

F2 · price: Reflects a weighted average sale price of $465.92 per share, at prices ranging from $465.58 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,160

F1 · price: Reflects a weighted average sale price of $465.23 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001693709-24-000004 · wk-form4_1715717010.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,433

F1 · price: Reflects a weighted average sale price of $457.32 per share, at prices ranging from $457.06 to $457.51 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001517277-24-000004 · wk-form4_1714680377.xml · derivative · entry 5

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 17,042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001517277-24-000004 · wk-form4_1714680377.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,386

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

SEC source: 0001517277-24-000004 · wk-form4_1714680377.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001693709-24-000002 · wk-form4_1714680298.xml · derivative · entry 4

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 28,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001693709-24-000002 · wk-form4_1714680298.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,033

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

SEC source: 0001693709-24-000002 · wk-form4_1714680298.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001698554-24-000006 · wk-form4_1714680486.xml · derivative · entry 4

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001698554-24-000006 · wk-form4_1714680486.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,595

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

SEC source: 0001698554-24-000006 · wk-form4_1714680486.xml · nonDerivative · entry 1

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001754399-24-000002 · wk-form4_1714680333.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 25,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001754399-24-000002 · wk-form4_1714680333.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,456

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

SEC source: 0001754399-24-000002 · wk-form4_1714680333.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001850865-24-000004 · wk-form4_1714680242.xml · derivative · entry 3

Ruemmler Kathryn H. · CIK 0001850865 · Chief Legal Officer, GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 6,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001850865-24-000004 · wk-form4_1714680242.xml · nonDerivative · entry 2

Ruemmler Kathryn H. · CIK 0001850865 · Chief Legal Officer, GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,589

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

SEC source: 0001850865-24-000004 · wk-form4_1714680242.xml · nonDerivative · entry 1

Ruemmler Kathryn H. · CIK 0001850865 · Chief Legal Officer, GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026.

SEC source: 0001090352-24-000003 · wk-form4_1714595050.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,425

F2 · price: Reflects a weighted average sale price of $432.87 per share, at prices ranging from $432.74 to $432.94 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001090352-24-000003 · wk-form4_1714595050.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 624,325

F1 · price: Reflects a weighted average sale price of $432.11 per share, at prices ranging from $431.69 to $432.67 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001193107-24-000004 · wk-form4_1713470806.xml · derivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,685

Underlying: Common Stock, par value $0.01 per share · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

SEC source: 0001214107-24-000005 · wk-form4_1713471000.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,658

Underlying: Common Stock, par value $0.01 per share · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank Board of Directors, as applicable.

SEC source: 0001438783-24-000004 · wk-form4_1713470872.xml · derivative · entry 1

MITTAL LAKSHMI N · CIK 0001438783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,076

Underlying: Common Stock, par value $0.01 per share · 63 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001481450-24-000004 · wk-form4_1713470935.xml · derivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,311

Underlying: Common Stock, par value $0.01 per share · 79 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001762375-24-000004 · wk-form4_1713471048.xml · derivative · entry 1

Tighe Jan E · CIK 0001762375 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,603

Underlying: Common Stock, par value $0.01 per share · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's first quarter 2024 Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank"). Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the GS Bank Board of Directors.

SEC source: 0001520700-24-000004 · wk-form4_1728504772.xml · nonDerivative · entry 9

Flaherty Mark A. · CIK 0001520700 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,084.151

F1 · price: These shares were acquired under a discontinued dividend reinvestment program at an unaffiliated broker.

F2 · ownership.nature: Held through a revocable trust where the reporting person is the beneficiary.

SEC source: 0001900188-24-000003 · wk-form4_1708981624.xml · nonDerivative · entry 1

COLEMAN DENIS P. · CIK 0001900188 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,417

F1 · price: Reflects a weighted average sale price of $394.43 per share, at prices ranging from $394.00 to $394.83 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001886101-24-000003 · wk-form4_1708981742.xml · nonDerivative · entry 2

BERLINSKI PHILIP R. · CIK 0001886101 · Global Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,408

F2 · price: Reflects a weighted average sale price of $391.29 per share, at prices ranging from $391.25 to $391.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001886101-24-000003 · wk-form4_1708981742.xml · nonDerivative · entry 1

BERLINSKI PHILIP R. · CIK 0001886101 · Global Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,408

F1 · price: Reflects a weighted average sale price of $390.15 per share, at prices ranging from $390.00 to $390.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001442039-24-000004 · wk-form4_1707253509.xml · nonDerivative · entry 1

Montag Thomas K. · CIK 0001442039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,800

SEC source: 0001517277-24-000002 · wk-form4_1706216947.xml · derivative · entry 5

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · derivative.exercise_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · derivative.expiration_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

SEC source: 0001517277-24-000002 · wk-form4_1706216947.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,044

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001517277-24-000002 · wk-form4_1706216947.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

SEC source: 0001698554-24-000004 · wk-form4_1706217042.xml · derivative · entry 4

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock par value $0.01 per share · 4,390 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · derivative.exercise_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · derivative.expiration_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

SEC source: 0001698554-24-000004 · wk-form4_1706217042.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,373

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001698554-24-000004 · wk-form4_1706217042.xml · nonDerivative · entry 1

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

SEC source: 0001792653-24-000002 · wk-form4_1706217149.xml · derivative · entry 8

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock par value $0.01 per share · 3,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · derivative.exercise_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

F1 · derivative.expiration_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation.

SEC source: 0001792653-24-000002 · wk-form4_1706217149.xml · nonDerivative · entry 7

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,463

SEC source: 0001792653-24-000002 · wk-form4_1706217149.xml · nonDerivative · entry 6

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,502

F6 · price: Reflects a weighted average sale price of $382.18 per share, at prices ranging from $381.89 to $382.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001792653-24-000002 · wk-form4_1706217149.xml · nonDerivative · entry 5

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,569

F5 · price: Reflects a weighted average sale price of $381.06 per share, at prices ranging from $380.86 to $381.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001792653-24-000002 · wk-form4_1706217149.xml · nonDerivative · entry 4

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,754

F4 · price: Reflects a weighted average sale price of $380.47 per share, at prices ranging from $379.84 to $380.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001792653-24-000002 · wk-form4_1706217149.xml · nonDerivative · entry 3

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,233

F3 · price: Reflects a weighted average sale price of $379.36 per share, at prices ranging from $378.84 to $379.80 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001792653-24-000002 · wk-form4_1706217149.xml · nonDerivative · entry 2

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,763

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.