GS

SEC source: 0000769993-08-000022 · viniareep_ex.xml · derivative · entry 5

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 82,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000022 · viniareep_ex.xml · nonDerivative · entry 2

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,147

SEC source: 0000769993-08-000022 · viniareep_ex.xml · nonDerivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Executive Vice President - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000024 · weinbergeep_ex.xml · derivative · entry 6

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000024 · weinbergeep_ex.xml · derivative · entry 5

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 3,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000024 · weinbergeep_ex.xml · derivative · entry 4

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 73,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000024 · weinbergeep_ex.xml · nonDerivative · entry 2

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,953

SEC source: 0000769993-08-000024 · weinbergeep_ex.xml · nonDerivative · entry 1

WEINBERG JOHN S · CIK 0001029647 · Vice Chairman of the Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000026 · winkelriedeep_ex.xml · derivative · entry 6

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000026 · winkelriedeep_ex.xml · derivative · entry 5

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 140,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.exercise_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

F1 · derivative.expiration_date: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000026 · winkelriedeep_ex.xml · nonDerivative · entry 2

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,963

SEC source: 0000769993-08-000026 · winkelriedeep_ex.xml · nonDerivative · entry 1

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 7, 2008, all of the shares of the Issuer's common stock underlying these Restricted Stock Units became deliverable, without the payment of any consideration, and were delivered to the Reporting Person.

SEC source: 0000769993-08-000002 · stechereep_ex.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,120

SEC source: 0000769993-08-000004 · blankfeineep_ex.xml · nonDerivative · entry 3

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480,283

SEC source: 0000769993-07-001174 · georgeeep_ex.xml · nonDerivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

SEC source: 0000769993-07-001133 · bryaneep_ex.xml · derivative · entry 2

BRYAN JOHN H · CIK 0001180585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2017-11-24

F2 · price: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

F2 · derivative.exercise_date: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

SEC source: 0000769993-07-001133 · bryaneep_ex.xml · derivative · entry 1

BRYAN JOHN H · CIK 0001180585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,982

Underlying: Common Stock · 1,908 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001135 · dahlbackeep_ex.xml · derivative · entry 2

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires 2017-11-24

F2 · price: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

F2 · derivative.exercise_date: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

SEC source: 0000769993-07-001135 · dahlbackeep_ex.xml · derivative · entry 1

DAHLBACK CLAES · CIK 0001249256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,716

Underlying: Common Stock · 1,793 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001139 · georgeeep_ex.xml · derivative · entry 1

GEORGE WILLIAM W · CIK 0001145149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,842

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001137 · friedmaneep1_ex.xml · derivative · entry 1

FRIEDMAN STEPHEN · CIK 0001029607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,010

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001141 · guptaeep_ex.xml · derivative · entry 1

GUPTA RAJAT K · CIK 0001380945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001143 · johnsoneep_ex.xml · derivative · entry 2

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,600

Underlying: Common Stock · 11,600 shares

Expires 2017-11-24

F2 · price: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

F2 · derivative.exercise_date: These Stock Options become exercisable on the earlier of (i) the date the Reporting Person ceases to be a director of the Issuer and (ii) January 2011, although for so long as the Reporting Person remains a director of the Issuer, the Common Stock underlying any exercised Stock Option cannot be transferred before January 2013.

SEC source: 0000769993-07-001143 · johnsoneep_ex.xml · derivative · entry 1

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,864

Underlying: Common Stock · 458 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001145 · julibereep_ex.xml · derivative · entry 1

JULIBER LOIS D · CIK 0001127294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,681

Underlying: Common Stock · 3,243 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001147 · liddyeep_ex.xml · derivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,244

Underlying: Common Stock · 3,310 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001149 · simmonseep_ex.xml · derivative · entry 1

SIMMONS RUTH J · CIK 0001174484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,046

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · price: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0000769993-07-001151 · smitheep_ex.xml · derivative · entry 2

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,268

Underlying: Common Stock · 38,268 shares

Expires 2017-11-24

F2 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

F2 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

SEC source: 0000769993-07-001151 · smitheep_ex.xml · derivative · entry 1

SMITH SARAH G · CIK 0001090335 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,386

Underlying: Common Stock · 13,386 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

SEC source: 0000769993-07-001153 · coheneep_ex.xml · derivative · entry 4

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,308

Underlying: Common Stock · 36,308 shares

Expires 2017-11-24

F4 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

F4 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

SEC source: 0000769993-07-001153 · coheneep_ex.xml · derivative · entry 3

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409

Underlying: Common Stock · 409 shares

Expires not disclosed

F3 · derivative.exercise_price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.exercise_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.expiration_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

SEC source: 0000769993-07-001153 · coheneep_ex.xml · derivative · entry 2

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225

Underlying: Common Stock · 1,225 shares

Expires not disclosed

F2 · derivative.exercise_price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.exercise_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.expiration_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

SEC source: 0000769993-07-001153 · coheneep_ex.xml · derivative · entry 1

COHEN ALAN M · CIK 0001279229 · EVP, Global Head of Compliance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Underlying: Common Stock · 12,700 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

SEC source: 0000769993-07-001155 · kennedyeep_ex.xml · derivative · entry 2

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,656

Underlying: Common Stock · 67,656 shares

Expires 2017-11-24

F2 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

F2 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

SEC source: 0000769993-07-001155 · kennedyeep_ex.xml · derivative · entry 1

KENNEDY KEVIN W · CIK 0001180588 · Exec. VP - Human Capital Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,666

Underlying: Common Stock · 23,666 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

SEC source: 0000769993-07-001157 · stechereep_ex.xml · derivative · entry 2

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,572

Underlying: Common Stock · 71,572 shares

Expires 2017-11-24

F2 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

F2 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

SEC source: 0000769993-07-001157 · stechereep_ex.xml · derivative · entry 1

STECHER ESTA E · CIK 0001180591 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,037

Underlying: Common Stock · 25,037 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units will convert into shares of the Issuer's Common Stock in January 2011.

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 4

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,572

Underlying: Common Stock · 71,572 shares

Expires 2017-11-24

F4 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

F4 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013.

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 3

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 3,266 shares

Expires not disclosed

F3 · derivative.exercise_price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.exercise_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.expiration_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 2

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,797

Underlying: Common Stock · 9,797 shares

Expires not disclosed

F2 · derivative.exercise_price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.exercise_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.expiration_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

SEC source: 0000769993-07-001159 · palmeep_ex.xml · derivative · entry 1

PALM GREGORY K · CIK 0001090346 · Executive VP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,037

Underlying: Common Stock · 25,037 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

SEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 4

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,104

Underlying: Common Stock · 322,104 shares

Expires 2017-11-24

F4 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The Issuer's Board of Directors approved a bonus of $67,900,000, plus a contribution to Goldman Sachs Gives, for the Reporting Person. This bonus amount includes cash of $26,800,000 in addition to the $41,100,000 worth of 2007 year-end RSUs and Options described in footnotes (1) and (4) above. These year-end equity grants represent 60% of the compensation approved by the Issuer's Board for the Reporting Person. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2007 fiscal year.

F4 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The Issuer's Board of Directors approved a bonus of $67,900,000, plus a contribution to Goldman Sachs Gives, for the Reporting Person. This bonus amount includes cash of $26,800,000 in addition to the $41,100,000 worth of 2007 year-end RSUs and Options described in footnotes (1) and (4) above. These year-end equity grants represent 60% of the compensation approved by the Issuer's Board for the Reporting Person. The Reporting Person was the highest paid executive officer of the Issuer for the Issuer's 2007 fiscal year.

SEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 3

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 3,266 shares

Expires not disclosed

F3 · derivative.exercise_price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.exercise_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.expiration_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

SEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 2

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,797

Underlying: Common Stock · 9,797 shares

Expires not disclosed

F2 · derivative.exercise_price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.exercise_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.expiration_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

SEC source: 0000769993-07-001161 · blankfeineep_ex.xml · derivative · entry 1

BLANKFEIN LLOYD C · CIK 0001180587 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,675

Underlying: Common Stock · 112,675 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

SEC source: 0000769993-07-001163 · cohneep_ex.xml · derivative · entry 4

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,400

Underlying: Common Stock · 317,400 shares

Expires 2017-11-24

F4 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The 2007 year-end RSUs and Options described in footnotes (1) and (4) above represent 60% of the compensation approved by the Issuer's Board for the Reporting Person.

F4 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The 2007 year-end RSUs and Options described in footnotes (1) and (4) above represent 60% of the compensation approved by the Issuer's Board for the Reporting Person.

SEC source: 0000769993-07-001163 · cohneep_ex.xml · derivative · entry 3

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,266

Underlying: Common Stock · 3,266 shares

Expires not disclosed

F3 · derivative.exercise_price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · price: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.exercise_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

F3 · derivative.expiration_date: These Discount Stock Program Discount RSUs were granted at no additional cost to effect the discount described in footnote (2). These RSUs generally convert to Common Stock in January 2011.

SEC source: 0000769993-07-001163 · cohneep_ex.xml · derivative · entry 2

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,797

Underlying: Common Stock · 9,797 shares

Expires not disclosed

F2 · derivative.exercise_price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · price: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.exercise_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

F2 · derivative.expiration_date: These Discount Stock Program Base RSUs were purchased by the Reporting Person at the closing price of the Issuer's Common Stock on the New York Stock Exchange on the grant date under the Issuer's Discount Stock Program, which allows eligible employees to acquire a limited number of RSUs at an effective 25% discount. In January 2008, these RSUs convert to Common Stock that generally cannot be transferred before January 2011.

SEC source: 0000769993-07-001163 · cohneep_ex.xml · derivative · entry 1

COHN GARY D · CIK 0001366945 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,030

Underlying: Common Stock · 111,030 shares

Expires not disclosed

F1 · derivative.exercise_price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · price: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.exercise_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

F1 · derivative.expiration_date: These year-end Restricted Stock Units ("RSUs") will convert into shares of the Issuer's Common Stock in January 2011.

SEC source: 0000769993-07-001165 · winkelriedeep_ex.xml · derivative · entry 4

WINKELRIED JON · CIK 0001366946 · Director · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,400

Underlying: Common Stock · 317,400 shares

Expires 2017-11-24

F4 · shares: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The 2007 year-end RSUs and Options described in footnotes (1) and (4) above represent 60% of the compensation approved by the Issuer's Board for the Reporting Person.

F4 · derivative.exercise_date: The value of each Stock Option for financial reporting purposes was $51.04. The Stock Options become exercisable in January 2011; if the Stock Options are exercised, the underlying Common Stock cannot be transferred before January 2013. The 2007 year-end RSUs and Options described in footnotes (1) and (4) above represent 60% of the compensation approved by the Issuer's Board for the Reporting Person.