GS

SEC source: 0001209191-23-027346 · doc4.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

SEC source: 0001209191-23-027347 · doc4.xml · derivative · entry 3

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 40,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · derivative.exercise_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · derivative.expiration_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

SEC source: 0001209191-23-027347 · doc4.xml · nonDerivative · entry 2

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,927

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

SEC source: 0001209191-23-027347 · doc4.xml · nonDerivative · entry 1

WALDRON JOHN E. · CIK 0001754399 · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

SEC source: 0001209191-23-027348 · doc4.xml · derivative · entry 4

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 53,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · derivative.exercise_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · derivative.expiration_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

SEC source: 0001209191-23-027348 · doc4.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,982

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.

SEC source: 0001209191-23-027348 · doc4.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.

SEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 6

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 15,808

F6 · price: Reflects a weighted average sale price of $338.41 per share, at prices ranging from $338.33 to $338.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 5

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 16,308

F5 · price: Reflects a weighted average sale price of $337.81 per share, at prices ranging from $337.29 to $338.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 4

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 18,108

F3 · price: Reflects a weighted average sale price of $336.62 per share, at prices ranging from $336.24 to $336.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

SEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 3

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,052

SEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,152

F2 · price: Reflects a weighted average sale price of $337.98 per share, at prices ranging from $337.53 to $338.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-027345 · doc4.xml · nonDerivative · entry 1

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,117

F1 · price: Reflects a weighted average sale price of $336.88 per share, at prices ranging from $336.47 to $337.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-025186 · doc4.xml · nonDerivative · entry 1

BERLINSKI PHILIP R. · CIK 0001886101 · Global Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,366

F1 · price: Reflects a weighted average sale price of $338.10 per share, at prices ranging from $338.01 to $338.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-025187 · doc4.xml · derivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396

Underlying: Common Stock, par value $0.01 per share · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-025188 · doc4.xml · derivative · entry 1

MITTAL LAKSHMI N · CIK 0001438783 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,867

Underlying: Common Stock, par value $0.01 per share · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-025189 · doc4.xml · derivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,030

Underlying: Common Stock, par value $0.01 per share · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-025190 · doc4.xml · nonDerivative · entry 1

Ruemmler Kathryn H. · CIK 0001850865 · Chief Legal Officer, GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,334

F1 · price: Reflects a weighted average sale price of $332.67 per share, at prices ranging from $332.29 to $333.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-025191 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,092

Underlying: Common Stock, par value $0.01 per share · 155 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable.

SEC source: 0001209191-23-025192 · doc4.xml · derivative · entry 1

Winkelman Marius O · CIK 0001627431 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,030

Underlying: Common Stock, par value $0.01 per share · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 Annual Retainer and Committee Chair Fee for service on the Issuer's Board of Directors are granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001520700-24-000004 · wk-form4_1728504772.xml · nonDerivative · entry 5

Flaherty Mark A. · CIK 0001520700 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,052.001

F1 · price: These shares were acquired under a discontinued dividend reinvestment program at an unaffiliated broker.

F2 · ownership.nature: Held through a revocable trust where the reporting person is the beneficiary.

SEC source: 0001209191-23-005054 · doc4.xml · derivative · entry 4

BERLINSKI PHILIP R. · CIK 0001886101 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 21,048 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005054 · doc4.xml · nonDerivative · entry 2

BERLINSKI PHILIP R. · CIK 0001886101 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,116

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001209191-23-005054 · doc4.xml · nonDerivative · entry 1

BERLINSKI PHILIP R. · CIK 0001886101 · Global Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005055 · doc4.xml · derivative · entry 4

COLEMAN DENIS P. · CIK 0001900188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock par value $0.01 per share · 17,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005055 · doc4.xml · nonDerivative · entry 2

COLEMAN DENIS P. · CIK 0001900188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,155

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001209191-23-005055 · doc4.xml · nonDerivative · entry 1

COLEMAN DENIS P. · CIK 0001900188 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005056 · doc4.xml · derivative · entry 3

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock par value $0.01 per share · 5,985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005056 · doc4.xml · nonDerivative · entry 2

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,965

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001209191-23-005056 · doc4.xml · nonDerivative · entry 1

FREDMAN SHEARA J · CIK 0001792653 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005057 · doc4.xml · derivative · entry 5

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005057 · doc4.xml · nonDerivative · entry 2

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,321

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001209191-23-005057 · doc4.xml · nonDerivative · entry 1

ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005058 · doc4.xml · derivative · entry 4

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 8,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005058 · doc4.xml · nonDerivative · entry 2

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,052

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001209191-23-005058 · doc4.xml · nonDerivative · entry 1

LEE BRIAN J · CIK 0001698554 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005059 · doc4.xml · derivative · entry 3

Ruemmler Kathryn H. · CIK 0001850865 · Chief Legal Officer, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 20,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005059 · doc4.xml · nonDerivative · entry 2

Ruemmler Kathryn H. · CIK 0001850865 · Chief Legal Officer, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,611

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001209191-23-005059 · doc4.xml · nonDerivative · entry 1

Ruemmler Kathryn H. · CIK 0001850865 · Chief Legal Officer, GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005060 · doc4.xml · derivative · entry 3

LESLIE ERICKA T · CIK 0001910388 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 7,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-005060 · doc4.xml · nonDerivative · entry 2

LESLIE ERICKA T · CIK 0001910388 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,847

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

SEC source: 0001209191-23-005060 · doc4.xml · nonDerivative · entry 1

LESLIE ERICKA T · CIK 0001910388 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation.

SEC source: 0001209191-23-004261 · doc4.xml · derivative · entry 1

BURNS M MICHELE · CIK 0001197664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Underlying: Common Stock, par value $0.01 per share · 1,002 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-004262 · doc4.xml · derivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321

Underlying: Common Stock, par value $0.01 per share · 321 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's prorated 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-004263 · doc4.xml · derivative · entry 1

UHL JESSICA R. · CIK 0001860611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,811

Underlying: Common Stock, par value $0.01 per share · 1,072 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-004264 · doc4.xml · derivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock, par value $0.01 per share · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-004265 · doc4.xml · derivative · entry 1

Faust Drew G · CIK 0001551688 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Underlying: Common Stock, par value $0.01 per share · 1,002 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-004266 · doc4.xml · derivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock, par value $0.01 per share · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-004267 · doc4.xml · derivative · entry 1

OPPENHEIMER PETER · CIK 0001214107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock, par value $0.01 per share · 1,089 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant and fourth quarter 2022 Annual Retainer and Committee Chair Fee. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

SEC source: 0001209191-23-004268 · doc4.xml · derivative · entry 1

VINIAR DAVID A · CIK 0001090352 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Underlying: Common Stock, par value $0.01 per share · 1,002 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.exercise_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.

F1 · derivative.expiration_date: Represents Restricted Stock Units ("RSUs") granted for the Reporting Person's 2022 Annual Grant. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors.